5th Feb 2010 10:55
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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WITH RECOGNISED INTERMEDIARY STATUS |
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DEALING IN A CLIENT-SERVING CAPACITY |
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(Rule 38.5(a) of the Takeover Code)) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Shanks Group Plc |
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Class of relevant security to which the |
Common |
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dealings being disclosed relate |
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Date of dealing |
04/02/2010 |
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2. DEALINGS |
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(a) Purchases and sales |
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|
Total number of securities |
Highest price paid |
|
Lowest price paid |
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purchased |
|
|
32,366 |
GBP 1.23 |
GBP 1.21 |
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|
Total number of securities sold |
Highest price received |
|
Lowest price received |
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|
63,461 |
GBP 1.23 |
GBP 1.21 |
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(b) Derivatives transactions (other than options) |
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Product name, |
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Short/Long |
|
Number of securities |
Price per unit |
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|
eg. CFD |
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|
|
Long Swap |
LONG |
22,634 |
GBP 1.23 |
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|
Long Swap |
LONG |
3,180 |
GBP 1.22 |
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Long Swap |
LONG |
1,770 |
GBP 1.21 |
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Long Swap |
LONG |
1,270 |
GBP 1.22 |
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Long Swap |
LONG |
1,145 |
GBP 1.22 |
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Long Swap |
LONG |
699 |
GBP 1.21 |
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Long Swap |
LONG |
250 |
GBP 1.21 |
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Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
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|
eg. CFD |
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|
|
|
Short Swap |
SHORT |
1 |
GBP 1.23 |
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|
Short Swap |
SHORT |
1 |
GBP 1.23 |
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Short Swap |
SHORT |
3 |
GBP 1.23 |
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Short Swap |
SHORT |
11 |
GBP 1.23 |
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Short Swap |
SHORT |
250 |
GBP 1.22 |
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Short Swap |
SHORT |
1,770 |
GBP 1.23 |
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Short Swap |
SHORT |
3,486 |
GBP 1.23 |
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(c) Options transactions in respect of existing securities |
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Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
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|
eg call option |
option |
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|
|
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3. OTHER INFORMATION |
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|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
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Date of disclosure |
05/02/2010 |
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|
Contact name |
Bhavika Mistry |
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Telephone number |
+44 207 995 4747 |
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Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
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Nature of connection # |
Advisor |
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|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
Mouchel Group Plc |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
04/02/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
7,092 |
GBP 2.49 |
GBP 2.43 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
1,372 |
GBP 2.47 |
GBP 2.47 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
5,329 |
GBP 2.45 |
|
|
Long Swap |
LONG |
528 |
GBP 2.44 |
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|
Long Swap |
LONG |
521 |
GBP 2.44 |
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Long Swap |
LONG |
323 |
GBP 2.45 |
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Long Swap |
LONG |
292 |
GBP 2.49 |
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Long Swap |
LONG |
98 |
GBP 2.50 |
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|
Long Swap |
LONG |
1 |
GBP 2.50 |
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|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
83 |
GBP 2.47 |
|
|
Short Swap |
SHORT |
323 |
GBP 2.47 |
|
|
Short Swap |
SHORT |
438 |
GBP 2.47 |
|
|
Short Swap |
SHORT |
528 |
GBP 2.47 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
05/02/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
VT Group Plc |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
04/02/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
39,862 |
GBP 5.26 |
GBP 5.17 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
82,651 |
GBP 5.27 |
GBP 5.17 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
5,949 |
GBP 5.18 |
|
|
Long Swap |
LONG |
14 |
GBP 5.21 |
|
|
Long Swap |
LONG |
97 |
GBP 5.20 |
|
|
Long Swap |
LONG |
189 |
GBP 5.21 |
|
|
Long Swap |
LONG |
447 |
GBP 5.21 |
|
|
Long Swap |
LONG |
570 |
GBP 5.17 |
|
|
Long Swap |
LONG |
673 |
GBP 5.20 |
|
|
Long Swap |
LONG |
718 |
GBP 5.17 |
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|
Long Swap |
LONG |
10 |
GBP 5.17 |
|
|
Long Swap |
LONG |
2,595 |
GBP 5.17 |
|
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Long Swap |
LONG |
1,461 |
GBP 5.20 |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
14 |
GBP 5.26 |
|
|
Short Swap |
SHORT |
17,312 |
GBP 5.22 |
|
|
Short Swap |
SHORT |
5,949 |
GBP 5.17 |
|
|
Short Swap |
SHORT |
2,595 |
GBP 5.21 |
|
|
Short Swap |
SHORT |
1,461 |
GBP 5.22 |
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|
Short Swap |
SHORT |
862 |
GBP 5.22 |
|
|
Short Swap |
SHORT |
570 |
GBP 5.22 |
|
|
Short Swap |
SHORT |
97 |
GBP 5.17 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
05/02/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
|
Nature of connection # |
Advisor |
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