26th Nov 2007 12:47
UBS AG (EPT)26 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto PLCClass of relevant security to which the 10p Ordinarydealings being disclosed relate (Note 1)Date of dealing 23 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 2,318,524 0.23% 1,055 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 2,318,524 0.23% 1,055 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 159 4926 pence PURCHASE 52 4930 PURCHASE 254 4940 SALE 46 4940 SALE 390 4940 SALE 478 4945 PURCHASE 6000 4950 SALE 78 4952 SALE 474 4953 PURCHASE 100 4956 PURCHASE 48 4956 SALE 557 4956 PURCHASE 3025 4958 PURCHASE 696 4958 PURCHASE 2000 4960 PURCHASE 3 4960 PURCHASE 50 4963 PURCHASE 984 4964 SALE 724 4964 SALE 495 4964 SALE 724 4964 SALE 723 4967 SALE 723 4967 SALE 381 4968 SALE 416 4969 SALE 1406 4969 SALE 1196 4969 SALE 42 4970 SALE 654 4970 SALE 34 4970 SALE 370 4970 SALE 27 4970 SALE 40 4970 SALE 117 4970 SALE 145 4970 SALE 28 4970 SALE 21 4970 PURCHASE 176 4970 PURCHASE 2500 4970 PURCHASE 175 4970 PURCHASE 458 4970 PURCHASE 20 4970 PURCHASE 1629 4970 PURCHASE 20 4970 PURCHASE 1256 4972 SALE 427 4974 SALE 723 4974 SALE 723 4974 SALE 266 4975 SALE 703 4975 SALE 200 4977 SALE 258 4977 PURCHASE 130 4979 PURCHASE 1888 4979 PURCHASE 282 4980 PURCHASE 444 4980 PURCHASE 2008 4980 PURCHASE 1457 4980 PURCHASE 400 4983 PURCHASE 306 4989 SALE 200 4994 PURCHASE 1560 5013 PURCHASE 27 5013 PURCHASE 199 5013 PURCHASE 2992 5013 PURCHASE 200 5024 PURCHASE 242 5031 SALE 2457 5035.5 SALE 1239 5039 SALE 775 5040 SALE 1612 5040 SALE 589 5040 SALE 1496 5040 PURCHASE 200 5041 PURCHASE 238 5041 PURCHASE 3 5044 PURCHASE 1000 5044 PURCHASE 1140 5044 SALE 43 5047 PURCHASE 920 5048 SALE 1081 5048 PURCHASE 1779 5050 SALE 2970 5050 PURCHASE 421 5050 PURCHASE 1990 5051 PURCHASE 882 5055 PURCHASE 703 5055 PURCHASE 2618 5056 SALE 1489 5058 SALE 940 5058 PURCHASE 200 5059 SALE 499 5059 SALE 218 5060 SALE 140 5060 SALE 46 5060 SALE 1210 5060 SALE 298 5060 SALE 15 5060 PURCHASE 1565 5060 SALE 309 5061 PURCHASE 1710 5062 PURCHASE 272 5062 PURCHASE 409 5062 PURCHASE 100 5062 PURCHASE 250 5062 PURCHASE 96 5064 PURCHASE 300 5064 PURCHASE 1373 5065 SALE 1397 5065 SALE 294 5065 SALE 1477 5065 SALE 16 5065 SALE 636 5065 SALE 84 5065 SALE 310 5065 SALE 16 5065 SALE 794 5065 SALE 400 5066 SALE 626 5066 SALE 107 5066 SALE 188 5066 SALE 173 5066 PURCHASE 500 5067 SALE 48 5067 SALE 562 5068 SALE 356 5068 PURCHASE 300 5069 SALE 280 5069 SALE 206 5069 SALE 19 5069 SALE 266 5069 SALE 291 5069 SALE 194 5069 SALE 213 5069 SALE 60 5069 SALE 300 5069 SALE 1201 5069 PURCHASE 150 5070 PURCHASE 668 5070 PURCHASE 55 5070 PURCHASE 202 5070 PURCHASE 21 5071 PURCHASE 57 5071 PURCHASE 15 5071 PURCHASE 300 5071 PURCHASE 9 5071 PURCHASE 300 5072 SALE 500 5072 SALE 500 5072 SALE 378 5072 SALE 49 5073 PURCHASE 472 5074 PURCHASE 300 5074 PURCHASE 365 5075 PURCHASE 961 5075 PURCHASE 1127 5075 PURCHASE 32 5079 SALE 160 5080 PURCHASE 137 5082 PURCHASE 300 5082 SALE 6 5083 SALE 406 5083 SALE 122 5083 SALE 522 5083 SALE 808 5083 SALE 88 5083 PURCHASE 1467 5085 PURCHASE 20 5085 SALE 2949 5085 SALE 514 5085 SALE 400 5086 PURCHASE 300 5086 SALE 409 5087 SALE 276 5089 PURCHASE 400 5089 PURCHASE 1504 5089 PURCHASE 116 5089 PURCHASE 773 5089 PURCHASE 102 5089 PURCHASE 55 5089 PURCHASE 187 5089 SALE 706 5089 PURCHASE 451 5089 PURCHASE 295 5090 PURCHASE 40 5091 PURCHASE 188 5091 PURCHASE 15 5091 PURCHASE 300 5092 SALE 167 5092 SALE 500 5092 PURCHASE 300 5092 SALE 325 5092 PURCHASE 458 5093 PURCHASE 95 5093 SALE 326 5094 SALE 167 5094 SALE 250 5094 SALE 80 5095 SALE 100 5096 SALE 250 5097 SALE 1171 5097 SALE 250 5097 PURCHASE 19 5097 PURCHASE 154 5097 SALE 143 5098 SALE 467 5098 PURCHASE 1257 5098 PURCHASE 1 5098 PURCHASE 450 5099 PURCHASE 896 5100 PURCHASE 432 5100 SALE 83 5100 SALE 15 5100 SALE 467 5100 SALE 17 5100 SALE 155 5100 SALE 308 5100 SALE 63 5100 SALE 87 5100 SALE 150000 5100 SALE 333 5102 SALE 200 5103 PURCHASE 518 5103 PURCHASE 149 5104 PURCHASE 626 5104 PURCHASE 258 5105 SALE 1000 5105 SALE 301 5107 SALE 1 5107 SALE 4 5107 SALE 187 5107 SALE 200 5108 PURCHASE 349 5109 SALE 100 5110 PURCHASE 287 5111 PURCHASE 500 5112 PURCHASE 1631 5112 PURCHASE 212 5113 PURCHASE 28 5114 SALE 250 5115 PURCHASE 240 5115 PURCHASE 170 5115 PURCHASE 214 5115 PURCHASE 300 5117 PURCHASE 42 5119 PURCHASE 400 5119 PURCHASE 500 5119 PURCHASE 407 5119 PURCHASE 288 5119 SALE 1529 5120 SALE 200 5120 PURCHASE 300 5120 PURCHASE 474 5120 PURCHASE 216 5120 PURCHASE 300 5120 SALE 101 5121 SALE 270 5121 SALE 500 5121 PURCHASE 304 5121 PURCHASE 188 5121 PURCHASE 531 5121 PURCHASE 291 5121 SALE 93 5121 SALE 400 5122 SALE 623 5122 PURCHASE 300 5122 PURCHASE 317 5123 SALE 169 5123 SALE 600 5123 SALE 400 5123 SALE 150 5124 SALE 150 5124 SALE 150 5124 SALE 150 5124 SALE 2 5124 SALE 50 5124 PURCHASE 791 5124 SALE 39 5124 SALE 4 5125 SALE 225 5125 SALE 150 5125 SALE 150 5125 SALE 150 5125 SALE 149 5125 SALE 136 5126 SALE 220 5126 SALE 500 5126 SALE 150 5127 SALE 150 5127 SALE 150 5127 SALE 19 5127 SALE 142 5127 SALE 7 5127 SALE 150 5127 SALE 149 5127 SALE 142 5127 SALE 11 5127 SALE 150 5127 SALE 142 5127 SALE 3 5127 SALE 189 5127 SALE 11 5127 SALE 150 5127 SALE 142 5127 SALE 149 5127 SALE 145 5127 SALE 142 5127 SALE 96 5127 PURCHASE 174 5127 SALE 158 5128 SALE 226 5129 SALE 150 5129 SALE 150 5129 SALE 150 5129 SALE 150 5129 PURCHASE 550 5129 PURCHASE 412 5129 SALE 1500 5130 SALE 63 5131 PURCHASE 300 5131 SALE 138 5132 PURCHASE 1200 5132 SALE 1024 5133 SALE 250 5133 SALE 688 5134 SALE 219 5134 SALE 99 5134 SALE 43 5134 SALE 197 5134 SALE 420 5135 SALE 150 5135 SALE 519 5135 SALE 320 5135 SALE 600 5135 SALE 817 5135 PURCHASE 442 5135 PURCHASE 207 5135 SALE 269 5135 SALE 479 5135 SALE 264 5135 SALE 188 5135 PURCHASE 187 5136 PURCHASE 511 5137 SALE 189 5138 SALE 750 5138 SALE 664 5139 SALE 1945 5139 SALE 274 5140 SALE 250 5140 SALE 210 5140 PURCHASE 2793 5140 PURCHASE 75 5140 PURCHASE 125 5140 PURCHASE 293 5141 PURCHASE 275 5141 SALE 292 5141 SALE 600 5141 SALE 600 5141 SALE 500 5142 PURCHASE 185 5142 PURCHASE 15 5142 SALE 2531 5143 SALE 17 5143 PURCHASE 315 5143 SALE 180 5145 SALE 169 5145 PURCHASE 164 5145 SALE 143 5147 PURCHASE 200 5149 PURCHASE 900 5150 SALE 150 5150 SALE 12 5150 SALE 318 5150 SALE 150 5150 SALE 321 5150 SALE 15 5150 SALE 53 5152 PURCHASE 191 5152 PURCHASE 1608 5154 SALE 45 5155 PURCHASE 295 5155 SALE 52 5155 SALE 250 5156 SALE 251 5158 SALE 300 5158 PURCHASE 326 5161 PURCHASE 300 5161 SALE 640 5164 PURCHASE 1464 5164 PURCHASE 677 5165 PURCHASE 200 5166 PURCHASE 110 5166 PURCHASE 300 5166 PURCHASE 2903 5167 SALE 634 5169 SALE 148 5169 SALE 612 5169 SALE 567 5170 SALE 238 5170 SALE 15 5170 SALE 537 5170 SALE 202 5170 SALE 58 5170 PURCHASE 300 5172 SALE 310 5173 PURCHASE 71 5174 SALE 182 5176 SALE 89 5179 SALE 361 5179 SALE 364 5179 SALE 725 5180 SALE 113 5185 SALE 242 5185 SALE 333 5185 SALE 15 5185 PURCHASE 1000 5185 PURCHASE 12 5188 PURCHASE 220 5190 PURCHASE 42 5190 SALE 133 5192 PURCHASE 189 5193 PURCHASE 21 5193 SALE 1006 5194 SALE 67 5194 SALE 15 5194 SALE 200 5195 SALE 200 5195 PURCHASE 1941 5195 SALE 1474 5195 SALE 339 5195 SALE 117 5195 PURCHASE 300 5195 SALE 1602 5197 PURCHASE 388 5197 PURCHASE 216 5197 PURCHASE 1536 5198 SALE 500 5199 PURCHASE 2884 5200 PURCHASE 150000 5200 SALE 2000 5200 PURCHASE 400 5200 SALE 595 5200 SALE 113 5200 SALE 46 5200 SALE 1253 5200 SALE 126 5200 SALE 46 5200 SALE 1035 5200 PURCHASE 2 5201 PURCHASE 750 5201 PURCHASE 187 5202 PURCHASE 636 5202 SALE 175 5202 SALE 216 5202 SALE 46 5202 SALE 49 5202 PURCHASE 475 5202 SALE 83 5203 SALE 46 5203 SALE 108 5203 SALE 69 5203 PURCHASE 332 5203 SALE 1088 5203 PURCHASE 1000 5204 SALE 432 5205 PURCHASE 484 5205 PURCHASE 2881 5205 PURCHASE 81 5205 PURCHASE 776 5205 SALE 579 5206 SALE 46 5206 SALE 250 5206 SALE 250 5206 SALE 104 5206 SALE 238 5206 SALE 311 5206 SALE 1165 5206 SALE 92 5206 PURCHASE 579 5207 PURCHASE 961 5208 SALE 15 5208 SALE 2865 5208 SALE 185 5208 SALE 717 5208 SALE 493 5208 SALE 2673 5208 SALE 129 5208 SALE 34 5208 SALE 13 5208 SALE 105 5208 SALE 955 5208 SALE 130 5208 SALE 835 5208 SALE 1221 5208 SALE 750 5208 SALE 471 5208 SALE 1021 5209 SALE 243 5209 SALE 71 5209 SALE 46 5209 PURCHASE 98 5210 PURCHASE 1200 5210 PURCHASE 908 5210 PURCHASE 980 5210 PURCHASE 515 5210 PURCHASE 632 5210 PURCHASE 980 5210 SALE 269 5210 SALE 13 5210 SALE 499 5210 PURCHASE 1813 5210 SALE 124 5210 SALE 176 5210 SALE 899 5210 PURCHASE 1814 5210 SALE 521 5211 SALE 233 5211 SALE 652 5211 SALE 278 5211 SALE 183 5212 PURCHASE 177 5213 PURCHASE 1476 5214 PURCHASE 100 5214 PURCHASE 2439 5215 PURCHASE 227 5215 SALE 78 5216 SALE 162 5216 SALE 225 5216 SALE 43 5216 SALE 16 5216 SALE 158 5216 SALE 46 5217 SALE 71 5217 SALE 46 5217 SALE 46 5217 SALE 46 5217 SALE 207 5217 SALE 46 5217 SALE 64 5217 SALE 113 5217 SALE 255 5217 SALE 15 5217 PURCHASE 927 5217 PURCHASE 1345 5217 PURCHASE 327 5217 PURCHASE 58 5217 SALE 730 5218 SALE 339 5219 SALE 113 5219 SALE 46 5219 SALE 261 5219 SALE 792 5219 SALE 186 5219 SALE 605 5219 SALE 287 5219 SALE 56 5219 PURCHASE 81 5219 PURCHASE 2874 5219 PURCHASE 304 5220 PURCHASE 800 5220 SALE 1967 5221 PURCHASE 2088 5223 SALE 571 5223 SALE 420 5223 SALE 1734 5223 PURCHASE 465 5224 PURCHASE 2 5224 SALE 300 5224 PURCHASE 366 5224 SALE 300 5224 SALE 266 5224 SALE 49 5224 SALE 18 5224 PURCHASE 254 5225 PURCHASE 456 5225 PURCHASE 1118 5225 PURCHASE 442 5225 PURCHASE 600 5225 SALE 327 5225 SALE 317 5225 PURCHASE 524 5225 PURCHASE 464 5225 PURCHASE 177 5225 PURCHASE 449 5225 PURCHASE 198 5225 SALE 360 5225 PURCHASE 787 5226 SALE 538 5226 SALE 424 5226 SALE 17 5226 PURCHASE 400 5226 PURCHASE 189 5226 SALE 118 5226 SALE 700 5226 SALE 500 5226 PURCHASE 300 5227 SALE 727 5227 SALE 139 5227 SALE 278 5227 PURCHASE 254 5227 SALE 10 5227 SALE 46 5227 SALE 304 5227 SALE 47 5227 SALE 4 5227 SALE 46 5227 SALE 433 5227 SALE 16 5227 SALE 162 5227 SALE 46 5228 SALE 124 5228 SALE 168 5228 SALE 46 5228 SALE 140 5228 SALE 199 5228 SALE 248 5228 SALE 46 5228 SALE 694 5228 SALE 49 5228 PURCHASE 1000 5228 SALE 1546 5228 SALE 169 5228 SALE 262 5228 SALE 46 5228 SALE 48 5228 SALE 46 5228 SALE 364 5228 SALE 72 5228 SALE 913 5228 SALE 38 5228 SALE 1452 5228 SALE 63 5228 SALE 1371 5228 SALE 52 5228 SALE 279 5228 SALE 158 5228 SALE 181 5228 SALE 19 5228 SALE 49 5228 SALE 237 5228 SALE 18 5228 SALE 102 5228 SALE 125 5228 SALE 300 5229 SALE 58 5229 SALE 296 5229 SALE 475 5229 PURCHASE 500 5229 PURCHASE 591 5229 PURCHASE 680 5229 SALE 496 5230 SALE 47 5230 SALE 65 5230 SALE 1366 5230 PURCHASE 751 5230 PURCHASE 1341 5230 SALE 994 5231 SALE 235 5231 SALE 168 5231 SALE 782 5231 SALE 865 5231 SALE 46 5231 SALE 494 5231 SALE 726 5231 SALE 300 5233 PURCHASE 2862 5233 SALE 10 5235 SALE 655 5235 SALE 43 5238 SALE 456 5238 SALE 327 5238 SALE 500 5238 PURCHASE 2863 5239 PURCHASE 190 5239 PURCHASE 215 5240 PURCHASE 63 5240 PURCHASE 87 5240 SALE 91 5241 SALE 19 5241 SALE 877 5241 PURCHASE 1110 5241 PURCHASE 951 5241 PURCHASE 665 5241 SALE 704 5242 SALE 352 5242 SALE 153 5242 SALE 299 5242 PURCHASE 253 5242 PURCHASE 863 5242 PURCHASE 243 5242 PURCHASE 1354 5242 PURCHASE 547 5242 PURCHASE 115 5242 PURCHASE 692 5242 PURCHASE 2046 5243 PURCHASE 616 5243 PURCHASE 198 5243 PURCHASE 100 5243 PURCHASE 642 5243 PURCHASE 642 5243 SALE 1150 5243 SALE 88 5244 SALE 626 5244 SALE 1000 5244 SALE 58 5244 PURCHASE 189 5244 PURCHASE 50 5244 PURCHASE 532 5244 PURCHASE 988 5244 PURCHASE 389 5244 SALE 875 5245 SALE 298 5245 SALE 743 5245 SALE 15 5245 SALE 1300 5245 SALE 34 5245 PURCHASE 1899 5245 SALE 937 5245 PURCHASE 2300 5245 SALE 258 5247 SALE 307 5247 SALE 94 5247 SALE 24 5247 SALE 663 5247 SALE 1069 5249 SALE 363 5249 SALE 1372 5249 SALE 553 5249 SALE 53 5249 SALE 293 5249 SALE 200 5249 SALE 551 5249 SALE 46 5249 SALE 138 5249 SALE 16 5249 SALE 266 5249 SALE 53 5249 SALE 206 5249 SALE 47 5249 SALE 28 5249 PURCHASE 900 5250 PURCHASE 1957 5250 SALE 182 5250 SALE 797 5253 SALE 141 5253 PURCHASE 2854 5255 PURCHASE 900 5256 PURCHASE 1211 5256 SALE 717 5261 SALE 518 5261 SALE 1046 5261 SALE 341 5261 PURCHASE 961 5262 SALE 548 5263 SALE 55 5263 SALE 1036 5263 SALE 732 5264 PURCHASE 711 5267 PURCHASE 423 5270 PURCHASE 961 5272 SALE 1972 5276 SALE 206 5277 SALE 206 5277 PURCHASE 1116 5278 PURCHASE 1518 5278 PURCHASE 500 5280 SALE 100 5281 SALE 229 5281 SALE 249 5282 PURCHASE 400 5282 PURCHASE 243 5282 SALE 54 5283 SALE 213 5283 SALE 31 5284 SALE 99 5284 PURCHASE 367 5284 PURCHASE 22 5286 PURCHASE 155 5286 PURCHASE 98 5286 PURCHASE 98 5286 PURCHASE 500 5288 PURCHASE 266 5288 SALE 615 5289 PURCHASE 200 5290 PURCHASE 600 5290 PURCHASE 560 5290 PURCHASE 1145 5290 PURCHASE 966 5290 PURCHASE 178 5290 PURCHASE 514 5290 SALE 250 5291 SALE 580 5291 SALE 300 5291 PURCHASE 250 5291 PURCHASE 658 5291 PURCHASE 1219 5291 PURCHASE 372 5292 PURCHASE 779 5292 PURCHASE 700 5292 SALE 580 5292 PURCHASE 59 5292 SALE 70000 5292.96 SALE 505 5293 SALE 1429 5293 SALE 128 5293 SALE 394 5293 SALE 1043 5293 SALE 839 5294 SALE 1431 5294 PURCHASE 2832 5295 SALE 1000 5295 SALE 717 5295 PURCHASE 260 5295 PURCHASE 750 5296 PURCHASE 496 5296 PURCHASE 487 5296 SALE 400 5296 PURCHASE 1583 5296 PURCHASE 383 5296 PURCHASE 314 5296 PURCHASE 378 5296 PURCHASE 302 5296 SALE 370 5297 PURCHASE 500 5297 PURCHASE 1880 5298 SALE 1000 5298 SALE 313 5298 SALE 142 5298 PURCHASE 325 5298 PURCHASE 143 5298 PURCHASE 100 5298 SALE 1008 5299 PURCHASE 495 5299 PURCHASE 1000 5299 PURCHASE 188 5299 PURCHASE 585 5299 PURCHASE 276 5299 PURCHASE 157 5299 SALE 711 5299 SALE 723 5299 SALE 1072 5299 SALE 1035 5299 SALE 400 5299 SALE 1690 5300 SALE 507 5300 SALE 17 5300 SALE 543 5300 SALE 376 5300 PURCHASE 1130 5300 SALE 1050 5300 SALE 1214 5300 PURCHASE 852 5300 PURCHASE 160 5300 PURCHASE 600 5300 PURCHASE 121 5300 PURCHASE 132 5300 PURCHASE 319 5300 PURCHASE 320 5300 PURCHASE 365 5300 PURCHASE 390 5301 PURCHASE 492 5301 PURCHASE 28 5301 PURCHASE 115 5301 SALE 1217 5302 PURCHASE 858 5302 PURCHASE 600 5302 SALE 1788 5302 PURCHASE 300 5302 PURCHASE 506 5302 PURCHASE 164 5302 PURCHASE 120 5302 PURCHASE 634 5302 PURCHASE 384 5302 PURCHASE 569 5302 PURCHASE 1645 5303 PURCHASE 338 5303 PURCHASE 1500 5303 PURCHASE 1341 5303 PURCHASE 666 5303 PURCHASE 890 5304 PURCHASE 400 5304 PURCHASE 230 5304 SALE 887 5304 SALE 415 5304 SALE 2413 5304 SALE 1426 5304 SALE 600 5304 SALE 802 5304 PURCHASE 500 5305 PURCHASE 619 5305 PURCHASE 290 5305 PURCHASE 1261 5305 SALE 483 5305 SALE 105 5305 SALE 722 5305 SALE 291 5305 PURCHASE 278 5305 PURCHASE 1057 5305 SALE 253 5305 SALE 187 5305 PURCHASE 1171 5305 PURCHASE 800 5305 SALE 400 5305 PURCHASE 980 5305 PURCHASE 315 5305 PURCHASE 978 5305 SALE 452 5305 PURCHASE 100 5306 PURCHASE 100 5306 PURCHASE 475 5306 SALE 634 5306 PURCHASE 1179 5306 PURCHASE 648 5306 PURCHASE 278 5306 PURCHASE 800 5307 PURCHASE 926 5307 SALE 1000 5307 PURCHASE 502 5307 PURCHASE 598 5307 PURCHASE 783 5307 PURCHASE 128 5307 PURCHASE 106 5307 PURCHASE 873 5307 PURCHASE 400 5308 PURCHASE 1600 5308 PURCHASE 90 5308 SALE 659 5308 SALE 1865 5308 SALE 301 5308 PURCHASE 425 5308 PURCHASE 2499 5308 SALE 797 5308 SALE 605 5308 SALE 21 5308 SALE 1359 5308 PURCHASE 625 5309 SALE 800 5309 PURCHASE 82 5309 PURCHASE 404 5309 PURCHASE 538 5310 SALE 1033 5310 SALE 45 5310 PURCHASE 355 5310 PURCHASE 120 5310 PURCHASE 976 5310 PURCHASE 1309 5310 SALE 2757 5310 PURCHASE 41 5310 PURCHASE 35 5310 PURCHASE 190 5310 SALE 400 5310 SALE 502 5311 SALE 586 5311 SALE 69 5311 SALE 285 5311 SALE 100 5311 PURCHASE 265 5311 SALE 1399 5312 PURCHASE 400 5312 SALE 1266 5312 SALE 508 5312 SALE 200 5312 PURCHASE 99 5312 PURCHASE 73 5312 PURCHASE 265 5312 SALE 69 5313 SALE 883 5313 SALE 200 5313 SALE 763 5313 SALE 100 5313 SALE 20 5313 SALE 288 5313 PURCHASE 132 5313 PURCHASE 841 5313 PURCHASE 2000 5314 SALE 1525 5315 SALE 746 5315 SALE 45 5315 PURCHASE 764 5315 SALE 1200 5315 PURCHASE 126 5315 PURCHASE 14720 5315 PURCHASE 6540 5315 SALE 308 5315 SALE 21260 5315 PURCHASE 5000 5315 SALE 913 5316 SALE 730 5316 SALE 198 5316 SALE 450 5316 PURCHASE 107 5316 SALE 768 5316 SALE 100 5316 PURCHASE 1120 5317 SALE 1000 5317 SALE 300 5317 SALE 300 5317 SALE 100 5317 SALE 819 5317 PURCHASE 180 5317 SALE 1931 5318 SALE 300 5318 SALE 99 5318 SALE 100 5318 PURCHASE 416 5318 PURCHASE 1192 5318 PURCHASE 1735 5319 PURCHASE 83 5319 PURCHASE 177 5319 PURCHASE 75 5319 SALE 500 5319 SALE 500 5319 SALE 405 5319 PURCHASE 104 5319 SALE 185 5319 SALE 385 5319 SALE 543 5320 SALE 335 5320 SALE 810 5320 PURCHASE 27 5320 PURCHASE 600 5320 PURCHASE 118 5320 PURCHASE 1309 5320 PURCHASE 248 5320 PURCHASE 160 5320 PURCHASE 140 5320 PURCHASE 276 5320 PURCHASE 295 5321 PURCHASE 179 5321 SALE 1057 5321 SALE 1971 5321 SALE 779 5322 PURCHASE 131 5322 PURCHASE 120 5322 PURCHASE 334 5322 SALE 59 5323 SALE 68 5323 PURCHASE 829 5323 SALE 100 5323 SALE 400 5324 PURCHASE 343 5324 PURCHASE 230 5324 PURCHASE 510 5325 SALE 400 5325 PURCHASE 2033 5325 PURCHASE 200 5325 PURCHASE 262 5325 SALE 313 5325 SALE 284 5325 SALE 29 5326 SALE 226 5326 SALE 571 5326 PURCHASE 164 5326 SALE 633 5326 SALE 1060 5326 SALE 426 5326 SALE 148 5326 SALE 26 5326 SALE 144 5327 PURCHASE 1574 5327 PURCHASE 564 5327 PURCHASE 122 5327 PURCHASE 628 5327 PURCHASE 111 5328 PURCHASE 506 5328 PURCHASE 42 5329 SALE 406 5329 SALE 40 5329 SALE 136 5329 SALE 2787 5329 SALE 307 5329 SALE 164 5329 PURCHASE 1000 5329 SALE 98 5329 SALE 528 5330 PURCHASE 474 5330 PURCHASE 1200 5330 PURCHASE 1129 5330 PURCHASE 219 5330 PURCHASE 799 5330 PURCHASE 856 5330 SALE 545 5330 SALE 202 5330 SALE 307 5330 SALE 54 5330 SALE 268 5330 SALE 72 5330 SALE 20 5330 SALE 26 5330 SALE 181 5330 PURCHASE 446 5331 PURCHASE 186 5331 PURCHASE 390 5331 SALE 283 5331 SALE 307 5331 SALE 154 5331 SALE 45 5331 SALE 534 5331 SALE 15 5331 SALE 1000 5331 SALE 300 5331 SALE 1466 5332 SALE 162 5332 PURCHASE 170 5332 PURCHASE 450 5332 PURCHASE 1000 5332 PURCHASE 400 5332 SALE 512 5332 SALE 29 5332 SALE 570 5332 SALE 45 5332 SALE 45 5332 SALE 194 5333 PURCHASE 245 5333 PURCHASE 738 5333 SALE 2812 5333 SALE 94 5334 SALE 102 5334 SALE 45 5334 SALE 45 5334 SALE 47 5334 SALE 148 5334 SALE 1464 5334 SALE 749 5334 PURCHASE 271 5334 PURCHASE 84 5334 PURCHASE 155 5334 SALE 71 5335 SALE 1154 5335 SALE 325 5335 SALE 45 5335 SALE 50 5335 SALE 91 5335 SALE 356 5335 SALE 144 5335 SALE 1169 5335 SALE 23 5335 PURCHASE 2811 5335 SALE 742 5335 SALE 316 5335 SALE 148 5335 SALE 189 5335 PURCHASE 700 5335 PURCHASE 1288 5335 PURCHASE 600 5335 PURCHASE 912 5335 PURCHASE 680 5336 PURCHASE 1144 5336 PURCHASE 1936 5336 PURCHASE 2018 5336 PURCHASE 220 5336 SALE 126 5337 SALE 625 5337 PURCHASE 537 5337 PURCHASE 284 5337 PURCHASE 1038 5337 PURCHASE 376 5337 PURCHASE 625 5337 SALE 900 5337 SALE 400 5338 SALE 461 5338 SALE 609 5338 SALE 1614 5338 SALE 415 5338 PURCHASE 280 5339 PURCHASE 404 5339 SALE 386 5339 SALE 624 5340 SALE 1600 5340 SALE 322 5340 SALE 275 5340 SALE 300 5340 SALE 400 5340 SALE 79 5340 PURCHASE 106 5340 PURCHASE 36 5341 PURCHASE 75 5341 SALE 397 5341 SALE 648 5342 SALE 770 5342 SALE 770 5342 SALE 413 5342 SALE 34 5342 SALE 246 5342 PURCHASE 1614 5342 PURCHASE 1193 5342 PURCHASE 36 5342 PURCHASE 23 5342 SALE 152 5343 SALE 712 5343 SALE 1500 5343 SALE 269 5343 SALE 24 5343 SALE 257 5343 SALE 800 5343 SALE 1280 5343 PURCHASE 2538 5343 SALE 605 5343 SALE 608 5343 SALE 64 5343 PURCHASE 300 5343 PURCHASE 31 5343 SALE 2695 5344 SALE 111 5344 SALE 260 5344 SALE 36 5344 SALE 300 5344 SALE 540 5344 PURCHASE 904 5344 SALE 1200 5345 PURCHASE 461 5345 SALE 597 5345 SALE 597 5345 PURCHASE 1000 5346 SALE 380 5346 SALE 202 5348 SALE 390 5348 SALE 922 5348 SALE 16 5348 SALE 45 5348 SALE 47 5348 SALE 34 5348 SALE 19 5348 SALE 787 5348 SALE 180 5348 SALE 69 5348 SALE 492 5348 SALE 569 5348 PURCHASE 96 5348 PURCHASE 800 5348 PURCHASE 500 5349 PURCHASE 371 5349 SALE 520 5349 SALE 477 5349 PURCHASE 719 5349 PURCHASE 286 5349 SALE 121 5349 SALE 148 5349 SALE 63 5349 SALE 105 5349 SALE 299 5349 SALE 56 5349 SALE 339 5349 SALE 45 5349 SALE 45 5349 SALE 411 5349 SALE 66 5349 SALE 45 5349 SALE 789 5349 SALE 393 5349 SALE 52 5349 SALE 26 5349 SALE 72 5349 SALE 38 5349 SALE 82 5349 SALE 400 5349 PURCHASE 200 5349 SALE 120 5349 SALE 873 5350 SALE 475 5350 SALE 45 5350 SALE 45 5350 SALE 972 5350 SALE 45 5350 SALE 339 5350 SALE 21 5350 SALE 94 5350 SALE 2803 5350 SALE 438 5350 SALE 427 5350 SALE 117 5350 SALE 229 5350 SALE 771 5350 SALE 45 5350 SALE 54 5350 SALE 115 5350 SALE 275 5350 SALE 300 5350 SALE 1325 5350 SALE 102 5350 SALE 254 5350 SALE 121 5350 SALE 130 5350 PURCHASE 569 5350 PURCHASE 84 5350 PURCHASE 1000 5350 PURCHASE 88 5350 PURCHASE 756 5350 PURCHASE 176 5351 SALE 185 5351 SALE 102 5351 SALE 538 5351 SALE 287 5351 SALE 117 5351 SALE 782 5351 SALE 45 5351 SALE 45 5351 PURCHASE 439 5351 PURCHASE 92 5352 PURCHASE 825 5353 PURCHASE 1647 5353 PURCHASE 2000 5354 PURCHASE 801 5354 PURCHASE 915 5354 PURCHASE 1918 5355 PURCHASE 2000 5355 SALE 327 5356 PURCHASE 183 5357 PURCHASE 1650 5359 PURCHASE 61 5359 SALE 478 5359 PURCHASE 185 5359 SALE 619 5360 SALE 690 5360 PURCHASE 507 5360 PURCHASE 1411 5360 PURCHASE 151 5360 PURCHASE 300 5360 PURCHASE 587 5360 SALE 505 5365 SALE 69 5370 SALE 205 5372 SALE 182 5372 SALE 35 5372 SALE 34 5372 TOTAL PURCHASES 505,648 TOTAL SALES 580,535 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 26 NOVEMBER 2007Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto