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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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07-10-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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1258853
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0.292
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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1258853
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0.292
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Purchase
|
128
|
87.35
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|
Purchase
|
72
|
87.34
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|
Purchase
|
102
|
84.46
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Purchase
|
497
|
84.46
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Purchase
|
200
|
84.22
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Purchase
|
150
|
83.00
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Purchase
|
2,000
|
83.00
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|
Purchase
|
40
|
83.00
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|
Purchase
|
151
|
83.00
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Purchase
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11
|
83.00
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Purchase
|
100
|
83.00
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Purchase
|
1,500
|
83.00
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Purchase
|
250
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83.00
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|
Purchase
|
200
|
83.00
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|
Purchase
|
916
|
82.93
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|
Purchase
|
348
|
82.90
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Purchase
|
84
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82.90
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Purchase
|
48
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82.90
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Purchase
|
4
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82.90
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|
Purchase
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5
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82.90
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|
Purchase
|
11
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82.90
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Purchase
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139
|
82.80
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Purchase
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3,000
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82.50
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Purchase
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210
|
82.50
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Purchase
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1,250
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82.50
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Purchase
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1,124
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82.50
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Purchase
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435
|
82.50
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Purchase
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179
|
82.55
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Purchase
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250
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82.50
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Purchase
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20
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82.50
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Purchase
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500
|
82.50
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Purchase
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580
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82.50
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Purchase
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3,100
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82.50
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Purchase
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5,000
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82.50
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Purchase
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450
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82.50
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Purchase
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30
|
82.50
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Purchase
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1,500
|
82.50
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Purchase
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100
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82.50
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Purchase
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75
|
82.50
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Purchase
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65
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82.50
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Purchase
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70
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82.49
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Purchase
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1,000
|
82.49
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Purchase
|
581
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82.45
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Purchase
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50
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82.40
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Purchase
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50
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82.40
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Purchase
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183
|
82.35
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Purchase
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200
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82.30
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Purchase
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250
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82.30
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Purchase
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200
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82.30
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Purchase
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1,000
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82.25
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Purchase
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473
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82.21
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Purchase
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500
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82.20
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Purchase
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750
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82.20
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Purchase
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61
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82.19
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Purchase
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113
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82.19
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Purchase
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253
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82.19
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Purchase
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178
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82.20
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Purchase
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26
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82.20
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Purchase
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92
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82.20
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Purchase
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87
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82.20
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Purchase
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47
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82.22
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Purchase
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105
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82.19
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Purchase
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75
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82.11
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Purchase
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57
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82.00
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Purchase
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1
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81.96
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Purchase
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152
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82.11
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Purchase
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81
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82.11
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Purchase
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179
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82.00
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Purchase
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152
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81.83
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Purchase
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214
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81.74
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Purchase
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66
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81.80
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Purchase
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115
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81.69
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Purchase
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98
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81.69
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Purchase
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223
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81.74
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Purchase
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156
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81.80
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Purchase
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203
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81.99
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Purchase
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213
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82.20
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Purchase
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76
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82.18
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Purchase
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89
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82.19
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Purchase
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353
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82.17
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Purchase
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190
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81.95
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Purchase
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155
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82.03
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Purchase
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74
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82.05
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Purchase
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80
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82.01
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Purchase
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83
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82.07
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Purchase
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23
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82.06
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Purchase
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52
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82.06
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Purchase
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85
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82.12
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Purchase
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74
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82.12
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Purchase
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25
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82.12
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Purchase
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50
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82.12
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Purchase
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151
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82.14
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Purchase
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169
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82.12
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Purchase
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96
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82.06
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Purchase
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152
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81.80
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Purchase
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163
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81.80
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Purchase
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38
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81.80
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Purchase
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46
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81.70
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Purchase
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274
|
82.18
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Purchase
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89
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82.08
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Purchase
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85
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82.16
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Purchase
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3
|
82.16
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Purchase
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92
|
82.14
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Purchase
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1
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82.03
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Purchase
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1
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82.03
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Purchase
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1
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82.03
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Purchase
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97
|
81.83
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Purchase
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91
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81.85
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Purchase
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377
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81.82
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Purchase
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98
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81.82
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|
Purchase
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1
|
81.61
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Purchase
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250
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81.61
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|
Purchase
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14
|
81.52
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Purchase
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318
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80.80
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Purchase
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101
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81.00
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Purchase
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105
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81.13
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Purchase
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105
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81.36
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Purchase
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111
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81.40
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Purchase
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110
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81.95
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Purchase
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109
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82.17
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Purchase
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93
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82.23
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|
Purchase
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17
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82.23
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Purchase
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27
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82.40
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Purchase
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40
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82.40
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Purchase
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29
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82.40
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Purchase
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106
|
82.53
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Purchase
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1,000
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81.50
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Purchase
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669
|
81.50
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Purchase
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63
|
81.50
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Purchase
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100
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81.50
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Purchase
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400
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81.50
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Purchase
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1,000
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81.50
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Purchase
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150
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81.50
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Purchase
|
550
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81.50
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Purchase
|
30
|
81.50
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|
Purchase
|
50
|
81.50
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|
Purchase
|
40
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81.50
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Purchase
|
21
|
81.50
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Purchase
|
50
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81.50
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Purchase
|
590
|
81.50
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Purchase
|
375
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81.50
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|
Purchase
|
80
|
81.50
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Purchase
|
740
|
81.50
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Purchase
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300
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81.50
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Purchase
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1,491
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81.50
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Purchase
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7,862
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94.12
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Sale
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-7
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81.95
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Sale
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-12
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82.00
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Sale
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-251
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82.05
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|
Sale
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-1,694
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88.00
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Sale
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-74
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88.34
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Sale
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-145
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88.34
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Sale
|
-87
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88.35
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Sale
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-195
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84.46
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|
Sale
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-184
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84.46
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|
Sale
|
-220
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84.46
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|
Sale
|
-141
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81.95
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|
Sale
|
-687
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81.95
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Sale
|
-500
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80.80
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|
Sale
|
-500
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81.00
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|
Sale
|
-95
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81.16
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|
Sale
|
-480
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81.06
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|
Sale
|
-20
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81.10
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|
Sale
|
-200
|
81.20
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|
Sale
|
-88
|
81.21
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|
Sale
|
-61
|
81.50
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|
Sale
|
-30
|
81.50
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|
Sale
|
-800
|
81.50
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|
Sale
|
-9
|
81.50
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|
Sale
|
-578
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82.00
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|
Sale
|
-159
|
82.00
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|
Sale
|
-80
|
81.56
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|
Sale
|
-1,400
|
81.56
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|
Sale
|
-60
|
81.56
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|
Sale
|
-460
|
81.65
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|
Sale
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-7,862
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96.33
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|
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TOTAL BUYS:53608
TOTAL SELLS:17079
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
|
Price per unit (if applicable) (Note 4)
|
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|
|
|
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|
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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|
Is a Supplemental Form 38.5(b) attached? (Note 8) No
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|
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Date of disclosure
|
08-10-2008
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Contact name
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Simon Crawley; Carolyn Collins
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Telephone number
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44 20 7888 5416
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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