6th Oct 2009 11:35
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
Anglo American Plc |
|
Class of relevant security to which the dealings being disclosed relate(Note 1) |
0.54945 USD ordinary (GB00B1XZS820) |
|
Date of dealing |
05 October 2009 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in(Note 2)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
133031 0.01% |
744151 0.05% |
|
(2) Derivatives (other than options) |
0 0.00% |
0 0.00% |
|
(3) Options and agreements to purchase/sell |
0 0.00% |
0 0.00% |
|
Total |
133031 0.01% |
744151 0.05% |
(b) Interest and short positions in relevant securities of the company, other than the class dealt in(Note 2)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3)Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe(Note 2)
|
Class of relevant security: |
Details |
3. DEALINGS(Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit(Note 4) |
|
Buy |
403 |
18.81500 GBP |
|
Buy |
1273 |
18.84500 GBP |
|
Buy |
118 |
18.85000 GBP |
|
Buy |
2535 |
18.85500 GBP |
|
Buy |
179 |
18.86000 GBP |
|
Buy |
3449 |
18.86500 GBP |
|
Buy |
533 |
18.87500 GBP |
|
Buy |
687 |
18.88000 GBP |
|
Buy |
241 |
18.89000 GBP |
|
Buy |
321 |
18.89500 GBP |
|
Buy |
4488 |
18.90000 GBP |
|
Buy |
10000 |
18.90000 GBP |
|
Buy |
1932 |
18.90500 GBP |
|
Buy |
367 |
18.91000 GBP |
|
Buy |
254 |
18.91500 GBP |
|
Buy |
1690 |
18.92000 GBP |
|
Buy |
1840 |
18.92500 GBP |
|
Buy |
4380 |
18.93000 GBP |
|
Buy |
322 |
18.93500 GBP |
|
Buy |
1495 |
18.94000 GBP |
|
Buy |
3787 |
18.94500 GBP |
|
Buy |
3424 |
18.95000 GBP |
|
Buy |
4314 |
18.95500 GBP |
|
Buy |
4347 |
18.96000 GBP |
|
Buy |
3847 |
18.97000 GBP |
|
Buy |
130 |
18.97500 GBP |
|
Buy |
1195 |
18.98500 GBP |
|
Buy |
796 |
18.99000 GBP |
|
Buy |
6034 |
18.99500 GBP |
|
Buy |
4285 |
19.00000 GBP |
|
Buy |
883 |
19.00500 GBP |
|
Buy |
550 |
19.01500 GBP |
|
Buy |
1134 |
19.02000 GBP |
|
Buy |
650 |
19.02500 GBP |
|
Buy |
3618 |
19.03000 GBP |
|
Buy |
2600 |
19.03500 GBP |
|
Buy |
940 |
19.04000 GBP |
|
Buy |
2242 |
19.04500 GBP |
|
Buy |
1659 |
19.04500 GBP |
|
Buy |
3478 |
19.05000 GBP |
|
Buy |
1300 |
19.05500 GBP |
|
Buy |
1282 |
19.06000 GBP |
|
Buy |
1500 |
19.07500 GBP |
|
Buy |
850 |
19.08000 GBP |
|
Buy |
1438 |
19.08500 GBP |
|
Buy |
102 |
19.09000 GBP |
|
Buy |
1795 |
19.10000 GBP |
|
Buy |
660 |
19.10500 GBP |
|
Buy |
1733 |
19.11000 GBP |
|
Buy |
1007 |
19.12500 GBP |
|
Buy |
757 |
19.13000 GBP |
|
Buy |
2604 |
19.13500 GBP |
|
Buy |
8111 |
19.14000 GBP |
|
Buy |
1400 |
19.14500 GBP |
|
Buy |
10421 |
19.15000 GBP |
|
Buy |
3285 |
19.15500 GBP |
|
Buy |
7027 |
19.16000 GBP |
|
Buy |
1850 |
19.16500 GBP |
|
Buy |
6650 |
19.17000 GBP |
|
Buy |
5853 |
19.17500 GBP |
|
Buy |
17437 |
19.18000 GBP |
|
Buy |
6700 |
19.18500 GBP |
|
Buy |
3800 |
19.19000 GBP |
|
Buy |
2450 |
19.19500 GBP |
|
Buy |
8362 |
19.20000 GBP |
|
Buy |
9460 |
19.20500 GBP |
|
Buy |
3447 |
19.21000 GBP |
|
Buy |
8979 |
19.21500 GBP |
|
Buy |
3029 |
19.22000 GBP |
|
Buy |
8994 |
19.22500 GBP |
|
Buy |
21199 |
19.23000 GBP |
|
Buy |
3641 |
19.23500 GBP |
|
Buy |
11541 |
19.24000 GBP |
|
Buy |
3059 |
19.24500 GBP |
|
Buy |
9626 |
19.25000 GBP |
|
Buy |
4337 |
19.25500 GBP |
|
Buy |
10957 |
19.26000 GBP |
|
Buy |
9657 |
19.26500 GBP |
|
Buy |
7899 |
19.27000 GBP |
|
Buy |
10860 |
19.27500 GBP |
|
Buy |
1043 |
19.28000 GBP |
|
Buy |
2824 |
19.28500 GBP |
|
Buy |
1787 |
19.29000 GBP |
|
Buy |
489 |
19.29500 GBP |
|
Buy |
5175 |
19.30000 GBP |
|
Buy |
4331 |
19.30500 GBP |
|
Buy |
3748 |
19.32000 GBP |
|
Buy |
5137 |
19.32500 GBP |
|
Buy |
9690 |
19.33000 GBP |
|
Buy |
579 |
19.33500 GBP |
|
Buy |
1630 |
19.34000 GBP |
|
Buy |
1489 |
19.35000 GBP |
|
Buy |
1509 |
19.39000 GBP |
|
Buy |
4032 |
19.39500 GBP |
|
Buy |
1381 |
19.40500 GBP |
|
Buy |
133 |
19.41500 GBP |
|
Buy |
1544 |
19.42000 GBP |
|
Buy |
600 |
19.42500 GBP |
|
Buy |
2556 |
19.43000 GBP |
|
Buy |
1013 |
19.43500 GBP |
|
Buy |
580 |
19.44000 GBP |
|
Buy |
2809 |
19.44500 GBP |
|
Buy |
4147 |
19.45000 GBP |
|
Buy |
2362 |
19.45500 GBP |
|
Buy |
286 |
19.46000 GBP |
|
Buy |
2210 |
19.46500 GBP |
|
Buy |
1342 |
19.47000 GBP |
|
Buy |
812 |
19.47250 GBP |
|
Buy |
1346 |
19.47500 GBP |
|
Buy |
5536 |
19.47500 GBP |
|
Buy |
4266 |
19.48500 GBP |
|
Buy |
2764 |
19.49000 GBP |
|
Buy |
1926 |
19.49000 GBP |
|
Buy |
1100 |
19.49500 GBP |
|
Buy |
5882 |
19.50000 GBP |
|
Buy |
12281 |
19.50500 GBP |
|
Buy |
236 |
19.50750 GBP |
|
Buy |
9613 |
19.51000 GBP |
|
Buy |
17248 |
19.51000 GBP |
|
Buy |
2323 |
19.51500 GBP |
|
Buy |
20033 |
19.52000 GBP |
|
Buy |
1620 |
19.52500 GBP |
|
Buy |
4873 |
19.52500 GBP |
|
Buy |
2395 |
19.53000 GBP |
|
Buy |
1360 |
19.53500 GBP |
|
Buy |
5992 |
19.54000 GBP |
|
Buy |
5127 |
19.54500 GBP |
|
Buy |
687 |
19.55000 GBP |
|
Buy |
68 |
19.56000 GBP |
|
Sell |
1220 |
18.82500 GBP |
|
Sell |
1799 |
18.83500 GBP |
|
Sell |
78 |
18.85000 GBP |
|
Sell |
118 |
18.85500 GBP |
|
Sell |
383 |
18.86000 GBP |
|
Sell |
1029 |
18.86500 GBP |
|
Sell |
1046 |
18.87000 GBP |
|
Sell |
250 |
18.88000 GBP |
|
Sell |
643 |
18.89500 GBP |
|
Sell |
1586 |
18.90000 GBP |
|
Sell |
750 |
18.91500 GBP |
|
Sell |
1034 |
18.92000 GBP |
|
Sell |
551 |
18.92500 GBP |
|
Sell |
901 |
18.93000 GBP |
|
Sell |
3287 |
18.93500 GBP |
|
Sell |
2976 |
18.94000 GBP |
|
Sell |
1986 |
18.94500 GBP |
|
Sell |
4579 |
18.95000 GBP |
|
Sell |
3132 |
18.95500 GBP |
|
Sell |
3210 |
18.96000 GBP |
|
Sell |
739 |
18.96500 GBP |
|
Sell |
848 |
18.97000 GBP |
|
Sell |
773 |
18.97500 GBP |
|
Sell |
732 |
18.99000 GBP |
|
Sell |
889 |
18.99500 GBP |
|
Sell |
2748 |
19.00000 GBP |
|
Sell |
550 |
19.02000 GBP |
|
Sell |
2379 |
19.03000 GBP |
|
Sell |
1400 |
19.03500 GBP |
|
Sell |
658 |
19.04000 GBP |
|
Sell |
600 |
19.05000 GBP |
|
Sell |
1331 |
19.05500 GBP |
|
Sell |
1300 |
19.06000 GBP |
|
Sell |
249 |
19.06500 GBP |
|
Sell |
983 |
19.07000 GBP |
|
Sell |
568 |
19.07500 GBP |
|
Sell |
920 |
19.08000 GBP |
|
Sell |
1749 |
19.08500 GBP |
|
Sell |
262 |
19.09000 GBP |
|
Sell |
2052 |
19.09500 GBP |
|
Sell |
850 |
19.10500 GBP |
|
Sell |
366 |
19.11500 GBP |
|
Sell |
300 |
19.12000 GBP |
|
Sell |
999 |
19.12500 GBP |
|
Sell |
595 |
19.13000 GBP |
|
Sell |
5667 |
19.13500 GBP |
|
Sell |
6912 |
19.14000 GBP |
|
Sell |
6281 |
19.14500 GBP |
|
Sell |
8889 |
19.15000 GBP |
|
Sell |
4142 |
19.15000 GBP |
|
Sell |
10083 |
19.15500 GBP |
|
Sell |
3215 |
19.16000 GBP |
|
Sell |
14209 |
19.16500 GBP |
|
Sell |
4933 |
19.17000 GBP |
|
Sell |
3885 |
19.17000 GBP |
|
Sell |
11609 |
19.17500 GBP |
|
Sell |
43850 |
19.18000 GBP |
|
Sell |
2717 |
19.18500 GBP |
|
Sell |
5483 |
19.18500 GBP |
|
Sell |
4784 |
19.19000 GBP |
|
Sell |
12799 |
19.19000 GBP |
|
Sell |
5154 |
19.19500 GBP |
|
Sell |
8935 |
19.20000 GBP |
|
Sell |
8813 |
19.20500 GBP |
|
Sell |
949 |
19.20500 GBP |
|
Sell |
19710 |
19.21000 GBP |
|
Sell |
6851 |
19.21500 GBP |
|
Sell |
9324 |
19.22000 GBP |
|
Sell |
6144 |
19.22500 GBP |
|
Sell |
9177 |
19.23000 GBP |
|
Sell |
3185 |
19.23500 GBP |
|
Sell |
12833 |
19.24000 GBP |
|
Sell |
3458 |
19.24500 GBP |
|
Sell |
8882 |
19.25000 GBP |
|
Sell |
5804 |
19.25500 GBP |
|
Sell |
11479 |
19.26000 GBP |
|
Sell |
3480 |
19.26500 GBP |
|
Sell |
8328 |
19.27000 GBP |
|
Sell |
5322 |
19.27500 GBP |
|
Sell |
3713 |
19.28000 GBP |
|
Sell |
752 |
19.28500 GBP |
|
Sell |
5391 |
19.29000 GBP |
|
Sell |
2895 |
19.29500 GBP |
|
Sell |
887 |
19.30500 GBP |
|
Sell |
3355 |
19.31000 GBP |
|
Sell |
3063 |
19.31500 GBP |
|
Sell |
908 |
19.32500 GBP |
|
Sell |
1238 |
19.33000 GBP |
|
Sell |
7045 |
19.33500 GBP |
|
Sell |
589 |
19.34000 GBP |
|
Sell |
1753 |
19.34500 GBP |
|
Sell |
997 |
19.35500 GBP |
|
Sell |
6302 |
19.40000 GBP |
|
Sell |
1432 |
19.41500 GBP |
|
Sell |
3644 |
19.42000 GBP |
|
Sell |
2885 |
19.42500 GBP |
|
Sell |
1800 |
19.44000 GBP |
|
Sell |
500 |
19.44500 GBP |
|
Sell |
3302 |
19.45000 GBP |
|
Sell |
1660 |
19.45500 GBP |
|
Sell |
1677 |
19.46000 GBP |
|
Sell |
6568 |
19.46500 GBP |
|
Sell |
4950 |
19.47000 GBP |
|
Sell |
1452 |
19.47500 GBP |
|
Sell |
6462 |
19.48000 GBP |
|
Sell |
1844 |
19.48500 GBP |
|
Sell |
2670 |
19.49500 GBP |
|
Sell |
7925 |
19.50000 GBP |
|
Sell |
2012 |
19.50500 GBP |
|
Sell |
2813 |
19.51000 GBP |
|
Sell |
14604 |
19.51500 GBP |
|
Sell |
669 |
19.52000 GBP |
|
Sell |
8561 |
19.52500 GBP |
|
Sell |
3057 |
19.53000 GBP |
|
Sell |
3878 |
19.54000 GBP |
|
Sell |
2028 |
19.54500 GBP |
|
Sell |
8685 |
19.55000 GBP |
|
Sell |
537 |
19.55500 GBP |
|
Sell |
618 |
19.56500 GBP |
|
TOTAL BUY : |
483393 |
|
|
TOTAL SALE : |
477805 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short(Note 5) |
Number of securities(Note 6) |
Price per unit(Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates(Note 6) |
Exercise price |
Type,e.g. American, European etc. |
Expiry date |
Option money paid/received per unit(Note 4) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit(Note 4) |
(d) Other dealings (including new securities)(Note 3)
|
Nature of transaction(Note 7) |
Details |
Price per unit (if applicable)(Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 38.5(b) attached?(Note 8) YES/NO
|
Date of disclosure |
06 October 2009 |
|
Contact name |
Stacy Otieno |
|
Telephone number |
+44 (0)20 7568 9289 |
|
Name of offeree/offeror with which connected |
Anglo American Plc |
|
Nature of connection(Note 9) |
Connected Advisor |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk
Related Shares:
Anglo American