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EPT Disclosure

17th Jun 2008 11:51

RNS Number : 8897W
Credit Suisse Securities (Eur) Ltd
17 June 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

16-Jun-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

389,336

0.04

 85,822

 0.009

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

389,336

0.04

 85,822

 0.009

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

673

58.85 (GBP)

Buy

400

59.68 (GBP)

Buy

339

58.85 (GBP)

Buy

239

58.85 (GBP)

Buy

136

59.68 (GBP)

Buy

99

58.9 (GBP)

Buy

85

58.6 (GBP)

Buy

85

58.7 (GBP)

Buy

84

58.94 (GBP)

Buy

84

59.25 (GBP)

Buy

84

58.73 (GBP)

Buy

84

58.95 (GBP)

Buy

79

58.85 (GBP)

Buy

69

58.89 (GBP)

Buy

67

59.38 (GBP)

Buy

67

58.78 (GBP)

Buy

67

58.95 (GBP)

Buy

64

58.78 (GBP)

Buy

57

58.9 (GBP)

Buy

57

58.86 (GBP)

Buy

57

58.9 (GBP)

Buy

56

58.91 (GBP)

Buy

53

58.91 (GBP)

Buy

52

58.9 (GBP)

Buy

52

58.95 (GBP)

Buy

51

58.9 (GBP)

Buy

51

58.97 (GBP)

Buy

51

59 (GBP)

Buy

50

58.85 (GBP)

Buy

49

59 (GBP)

Buy

48

58.81 (GBP)

Buy

48

59.04 (GBP)

Buy

48

58.94 (GBP)

Buy

47

59.04 (GBP)

Buy

47

58.78 (GBP)

Buy

47

58.94 (GBP)

Buy

47

58.81 (GBP)

Buy

46

59.06 (GBP)

Buy

46

59.06 (GBP)

Buy

44

58.9 (GBP)

Buy

44

59.09 (GBP)

Buy

44

58.87 (GBP)

Buy

43

59.09 (GBP)

Buy

43

58.9 (GBP)

Buy

43

58.98 (GBP)

Buy

42

59.04 (GBP)

Buy

42

58.96 (GBP)

Buy

42

58.96 (GBP)

Buy

42

58.87 (GBP)

Buy

41

58.92 (GBP)

Buy

41

58.96 (GBP)

Buy

41

58.8 (GBP)

Buy

41

58.86 (GBP)

Buy

41

58.87 (GBP)

Buy

39

59.01 (GBP)

Buy

39

59.01 (GBP)

Buy

39

58.92 (GBP)

Buy

38

58.92 (GBP)

Buy

38

58.91 (GBP)

Buy

38

58.95 (GBP)

Buy

38

58.65 (GBP)

Buy

37

58.85 (GBP)

Buy

37

58.92 (GBP)

Buy

36

58.69 (GBP)

Buy

36

59.08 (GBP)

Buy

36

58.93 (GBP)

Buy

36

58.91 (GBP)

Buy

35

58.925 (GBP)

Buy

35

58.95 (GBP)

Buy

35

59 (GBP)

Buy

34

58.81 (GBP)

Buy

33

59.06 (GBP)

Buy

33

59.08 (GBP)

Buy

33

58.92 (GBP)

Buy

31

59.08 (GBP)

Buy

31

58.87 (GBP)

Buy

31

58.98 (GBP)

Buy

31

58.97 (GBP)

Buy

31

58.97 (GBP)

Buy

31

59.04 (GBP)

Buy

31

59.09 (GBP)

Buy

31

58.9 (GBP)

Buy

31

59.09 (GBP)

Buy

30

58.77 (GBP)

Buy

30

58.8 (GBP)

Buy

30

58.98 (GBP)

Buy

30

58.98 (GBP)

Buy

30

58.96 (GBP)

Buy

30

58.96 (GBP)

Buy

30

58.96 (GBP)

Buy

20

58.78 (GBP)

Buy

15

58.9 (GBP)

Buy

15

58.92 (GBP)

Buy

15

58.86 (GBP)

Buy

14

58.95 (GBP)

Buy

14

58.91 (GBP)

Buy

13

59 (GBP)

Buy

13

58.85 (GBP)

Buy

12

59.09 (GBP)

Buy

12

58.81 (GBP)

Buy

12

58.92 (GBP)

Buy

12

59.06 (GBP)

Buy

12

59.08 (GBP)

Buy

11

58.96 (GBP)

Buy

11

59.09 (GBP)

Buy

11

59.04 (GBP)

Buy

11

58.98 (GBP)

Buy

11

58.8 (GBP)

Buy

10

58.9 (GBP)

Buy

7

58.87 (GBP)

Buy

6

58.92 (GBP)

Buy

5

59.08 (GBP)

Buy

5

58.87 (GBP)

Sell

3747

59 (GBP)

Sell

2111

58.85 (GBP)

Sell

1320

58.96 (GBP)

Sell

1309

58.85 (GBP)

Sell

1237

59.49 (GBP)

Sell

1200

59.83 (GBP)

Sell

1000

58.88 (GBP)

Sell

1000

58.75 (GBP)

Sell

960

59.05 (GBP)

Sell

960

59.08 (GBP)

Sell

886

58.96 (GBP)

Sell

846

58.84 (GBP)

Sell

840

59.5 (GBP)

Sell

840

58.87 (GBP)

Sell

840

59.21 (GBP)

Sell

820

58.93 (GBP)

Sell

802

58.85 (GBP)

Sell

721

59.85 (GBP)

Sell

720

59.78 (GBP)

Sell

720

58.93 (GBP)

Sell

720

58.81 (GBP)

Sell

719

58.93 (GBP)

Sell

700

59.08 (GBP)

Sell

647

59.05 (GBP)

Sell

612

58.86 (GBP)

Sell

600

58.82 (GBP)

Sell

600

58.81 (GBP)

Sell

600

58.93 (GBP)

Sell

600

58.88 (GBP)

Sell

600

58.84 (GBP)

Sell

600

58.98 (GBP)

Sell

600

59.3 (GBP)

Sell

593

58.78 (GBP)

Sell

565

59.04 (GBP)

Sell

530

59 (GBP)

Sell

505

58.9 (GBP)

Sell

500

59.22 (GBP)

Sell

500

59.06 (GBP)

Sell

500

59.1 (GBP)

Sell

500

59.23 (GBP)

Sell

500

58.84 (GBP)

Sell

500

58.58 (GBP)

Sell

485

59.32 (GBP)

Sell

480

58.91 (GBP)

Sell

480

59.08 (GBP)

Sell

480

59.08 (GBP)

Sell

480

58.93 (GBP)

Sell

480

58.9 (GBP)

Sell

480

58.84 (GBP)

Sell

480

59.23 (GBP)

Sell

480

58.9 (GBP)

Sell

480

58.99 (GBP)

Sell

480

59.05 (GBP)

Sell

473

58.87 (GBP)

Sell

470

59.15 (GBP)

Sell

458

58.91 (GBP)

Sell

458

58.91 (GBP)

Sell

458

58.91 (GBP)

Sell

431

58.96 (GBP)

Sell

431

58.91 (GBP)

Sell

427

59.12 (GBP)

Sell

414

59.05 (GBP)

Sell

413

58.8 (GBP)

Sell

400

59.09 (GBP)

Sell

400

59.22 (GBP)

Sell

400

58.91 (GBP)

Sell

400

58.87 (GBP)

Sell

396

58.98 (GBP)

Sell

384

59.5 (GBP)

Sell

384

58.9 (GBP)

Sell

384

58.87 (GBP)

Sell

379

59.23 (GBP)

Sell

371

58.91 (GBP)

Sell

370

59.85 (GBP)

Sell

368

59.08 (GBP)

Sell

366

58.87 (GBP)

Sell

364

59.46 (GBP)

Sell

364

58.94 (GBP)

Sell

360

58.93 (GBP)

Sell

360

59.41 (GBP)

Sell

360

58.97 (GBP)

Sell

360

59 (GBP)

Sell

351

59.8 (GBP)

Sell

349

58.97 (GBP)

Sell

343

58.9 (GBP)

Sell

341

58.93 (GBP)

Sell

338

58.96 (GBP)

Sell

331

58.93 (GBP)

Sell

330

59.8 (GBP)

Sell

325

58.93 (GBP)

Sell

323

58.9 (GBP)

Sell

311

59.21 (GBP)

Sell

304

58.93 (GBP)

Sell

304

58.93 (GBP)

Sell

300

59.01 (GBP)

Sell

300

58.85 (GBP)

Sell

300

58.91 (GBP)

Sell

300

58.91 (GBP)

Sell

300

58.96 (GBP)

Sell

300

59.01 (GBP)

Sell

300

58.92 (GBP)

Sell

300

59.38 (GBP)

Sell

300

59.82 (GBP)

Sell

300

58.89 (GBP)

Sell

284

59.85 (GBP)

Sell

276

58.81 (GBP)

Sell

276

58.91 (GBP)

Sell

267

58.97 (GBP)

Sell

264

59.93 (GBP)

Sell

255

58.88 (GBP)

Sell

253

58.96 (GBP)

Sell

253

59.11 (GBP)

Sell

251

59.93 (GBP)

Sell

245

59.45 (GBP)

Sell

244

59.84 (GBP)

Sell

240

58.74 (GBP)

Sell

240

58.8 (GBP)

Sell

240

58.93 (GBP)

Sell

240

58.93 (GBP)

Sell

240

58.87 (GBP)

Sell

240

59 (GBP)

Sell

240

58.93 (GBP)

Sell

240

58.88 (GBP)

Sell

240

58.93 (GBP)

Sell

240

59.93 (GBP)

Sell

239

58.93 (GBP)

Sell

236

59.5 (GBP)

Sell

235

58.88 (GBP)

Sell

234

58.87 (GBP)

Sell

229

58.91 (GBP)

Sell

225

58.88 (GBP)

Sell

224

58.84 (GBP)

Sell

223

59.07 (GBP)

Sell

222

58.99 (GBP)

Sell

222

58.91 (GBP)

Sell

222

58.96 (GBP)

Sell

221

58.93 (GBP)

Sell

214

58.96 (GBP)

Sell

212

58.98 (GBP)

Sell

208

59.85 (GBP)

Sell

204

58.84 (GBP)

Sell

200

59.35 (GBP)

Sell

200

58.97 (GBP)

Sell

200

58.98 (GBP)

Sell

200

58.97 (GBP)

Sell

200

58.91 (GBP)

Sell

200

58.91 (GBP)

Sell

200

58.91 (GBP)

Sell

200

58.97 (GBP)

Sell

200

58.91 (GBP)

Sell

200

58.92 (GBP)

Sell

200

58.97 (GBP)

Sell

200

58.92 (GBP)

Sell

200

58.85 (GBP)

Sell

200

58.87 (GBP)

Sell

200

58.87 (GBP)

Sell

200

58.76 (GBP)

Sell

200

58.76 (GBP)

Sell

200

58.96 (GBP)

Sell

200

58.81 (GBP)

Sell

200

58.82 (GBP)

Sell

195

58.86 (GBP)

Sell

194

58.9 (GBP)

Sell

191

58.81 (GBP)

Sell

184

58.96 (GBP)

Sell

180

58.96 (GBP)

Sell

175

59.93 (GBP)

Sell

163

58.93 (GBP)

Sell

160

58.98 (GBP)

Sell

155

58.87 (GBP)

Sell

153

58.91 (GBP)

Sell

153

58.96 (GBP)

Sell

152

59.93 (GBP)

Sell

151

59.24 (GBP)

Sell

150

58.93 (GBP)

Sell

150

58.93 (GBP)

Sell

150

58.95 (GBP)

Sell

150

58.92 (GBP)

Sell

150

58.98 (GBP)

Sell

150

58.93 (GBP)

Sell

150

58.93 (GBP)

Sell

150

58.93 (GBP)

Sell

150

58.93 (GBP)

Sell

148

59.85 (GBP)

Sell

147

59.25 (GBP)

Sell

146

58.87 (GBP)

Sell

146

59.45 (GBP)

Sell

145

58.9 (GBP)

Sell

145

59.02 (GBP)

Sell

145

58.94 (GBP)

Sell

145

58.87 (GBP)

Sell

144

58.93 (GBP)

Sell

143

58.96 (GBP)

Sell

141

58.9 (GBP)

Sell

141

58.75 (GBP)

Sell

136

58.87 (GBP)

Sell

133

58.98 (GBP)

Sell

132

58.92 (GBP)

Sell

132

58.97 (GBP)

Sell

132

58.87 (GBP)

Sell

131

60 (GBP)

Sell

131

58.79 (GBP)

Sell

129

58.92 (GBP)

Sell

123

58.82 (GBP)

Sell

120

58.9 (GBP)

Sell

120

59.21 (GBP)

Sell

120

59.14 (GBP)

Sell

120

59.07 (GBP)

Sell

120

58.74 (GBP)

Sell

120

58.85 (GBP)

Sell

120

59 (GBP)

Sell

120

58.89 (GBP)

Sell

120

58.9 (GBP)

Sell

120

59.32 (GBP)

Sell

119

58.93 (GBP)

Sell

118

58.93 (GBP)

Sell

117

58.97 (GBP)

Sell

112

58.9 (GBP)

Sell

111

58.92 (GBP)

Sell

111

59.02 (GBP)

Sell

111

58.91 (GBP)

Sell

107

59.84 (GBP)

Sell

105

58.93 (GBP)

Sell

100

58.99 (GBP)

Sell

100

58.96 (GBP)

Sell

100

58.99 (GBP)

Sell

100

59 (GBP)

Sell

100

58.97 (GBP)

Sell

100

58.99 (GBP)

Sell

100

58.99 (GBP)

Sell

100

58.95 (GBP)

Sell

99

58.98 (GBP)

Sell

97

59.475 (GBP)

Sell

96

58.98 (GBP)

Sell

91

58.97 (GBP)

Sell

91

59.85 (GBP)

Sell

90

59 (GBP)

Sell

89

59.45 (GBP)

Sell

86

58.97 (GBP)

Sell

85

58.8 (GBP)

Sell

85

58.76 (GBP)

Sell

84

59.12 (GBP)

Sell

84

58.63 (GBP)

Sell

84

58.9 (GBP)

Sell

84

58.95 (GBP)

Sell

84

59.19 (GBP)

Sell

84

58.97 (GBP)

Sell

83

60.07 (GBP)

Sell

83

59.49 (GBP)

Sell

83

59.915 (GBP)

Sell

83

60.14 (GBP)

Sell

83

60.15 (GBP)

Sell

83

59.93 (GBP)

Sell

81

58.83 (GBP)

Sell

80

59.08 (GBP)

Sell

80

58.93 (GBP)

Sell

79

59.85 (GBP)

Sell

79

59.81 (GBP)

Sell

79

58.96 (GBP)

Sell

78

58.91 (GBP)

Sell

77

58.93 (GBP)

Sell

75

59.81 (GBP)

Sell

75

58.9 (GBP)

Sell

75

59.14 (GBP)

Sell

74

59.55 (GBP)

Sell

72

58.9 (GBP)

Sell

70

58.84 (GBP)

Sell

69

58.96 (GBP)

Sell

69

59.93 (GBP)

Sell

68

58.97 (GBP)

Sell

67

59.04 (GBP)

Sell

67

58.95 (GBP)

Sell

67

58.97 (GBP)

Sell

67

58.9 (GBP)

Sell

67

59.55 (GBP)

Sell

66

59.02 (GBP)

Sell

65

59 (GBP)

Sell

64

59.11 (GBP)

Sell

64

59.5 (GBP)

Sell

63

59.93 (GBP)

Sell

62

59.85 (GBP)

Sell

57

59.81 (GBP)

Sell

57

59.07 (GBP)

Sell

57

59.14 (GBP)

Sell

56

59.5 (GBP)

Sell

56

58.5 (GBP)

Sell

56

58.465 (GBP)

Sell

52

59.1 (GBP)

Sell

52

59.93 (GBP)

Sell

51

58.93 (GBP)

Sell

47

58.83 (GBP)

Sell

46

59.85 (GBP)

Sell

46

59.04 (GBP)

Sell

45

59.85 (GBP)

Sell

45

58.96 (GBP)

Sell

44

59.5 (GBP)

Sell

42

59.04 (GBP)

Sell

41

58.86 (GBP)

Sell

40

58.97 (GBP)

Sell

39

59.01 (GBP)

Sell

38

58.95 (GBP)

Sell

37

58.98 (GBP)

Sell

37

58.86 (GBP)

Sell

35

58.99 (GBP)

Sell

33

58.92 (GBP)

Sell

33

59.01 (GBP)

Sell

33

59.01 (GBP)

Sell

32

59.08 (GBP)

Sell

31

58.92 (GBP)

Sell

31

59.02 (GBP)

Sell

31

59.02 (GBP)

Sell

29

58.93 (GBP)

Sell

29

59.93 (GBP)

Sell

28

59.01 (GBP)

Sell

27

59.07 (GBP)

Sell

27

59.01 (GBP)

Sell

27

58.93 (GBP)

Sell

25

59.32 (GBP)

Sell

24

59 (GBP)

Sell

24

58.95 (GBP)

Sell

21

58.93 (GBP)

Sell

21

59.93 (GBP)

Sell

20

58.96 (GBP)

Sell

18

58.96 (GBP)

Sell

18

58.86 (GBP)

Sell

18

58.91 (GBP)

Sell

16

58.93 (GBP)

Sell

13

59.84 (GBP)

Sell

12

59.04 (GBP)

Sell

11

59.04 (GBP)

Sell

10

59.57 (GBP)

Sell

9

59.415 (GBP)

Sell

8

58.93 (GBP)

Sell

7

59.85 (GBP)

Sell

5

58.85 (GBP)

Sell

1

60 (GBP)

TOTAL BUY: 5,980

TOTAL SELL: 87,486

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

 17-06-2008

Contact name

Crawley,Simon Paul

Telephone number

44 20 7888 5416

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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