15th Nov 2007 11:32
UBS AG (EPT)15 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 14 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 17,100 0.01% 1,300 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 17,100 0.01% 1,300 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 688 930 pence SALE 1200 930 SALE 900 930 SALE 1059 930 SALE 48 930 PURCHASE 250 931 SALE 800 931 SALE 86 931 SALE 2500 931 SALE 838 931 PURCHASE 264 931 PURCHASE 520 931.5 PURCHASE 1224 931.5 PURCHASE 423 931.5 PURCHASE 361 931.5 PURCHASE 1149 931.5 PURCHASE 162 931.5 PURCHASE 477 931.5 SALE 194 932 PURCHASE 1249 932 PURCHASE 354 932 PURCHASE 283 932 PURCHASE 3100 932 PURCHASE 119 932 PURCHASE 2144 932 PURCHASE 2500 932 PURCHASE 1200 932.5 PURCHASE 676 932.5 PURCHASE 4675 932.5 PURCHASE 2041 932.5 PURCHASE 6095 932.5 PURCHASE 425 932.5 PURCHASE 78 932.5 PURCHASE 18 932.5 SALE 2500 933 SALE 1387 933 SALE 834 933 SALE 5997 933 SALE 1898 933.5 SALE 771 933.5 PURCHASE 2925 933.5 PURCHASE 1351 933.5 PURCHASE 1062 933.5 PURCHASE 397 933.5 SALE 3581 934 SALE 900 934 SALE 419 934 PURCHASE 157 934 PURCHASE 233 934 PURCHASE 397 934 PURCHASE 1400 934 PURCHASE 172 934 PURCHASE 283 934 SALE 634 934.5 SALE 846 934.5 SALE 1033 934.5 SALE 779 934.5 SALE 819 934.5 SALE 1033 934.5 PURCHASE 182 934.5 PURCHASE 600 934.5 PURCHASE 475 934.5 PURCHASE 1000 934.5 SALE 124 934.5 SALE 586 934.5 PURCHASE 3558 935 PURCHASE 41 935 PURCHASE 1200 935 PURCHASE 3083 935 PURCHASE 199 935 PURCHASE 274 935 SALE 10695 935 SALE 596 935 SALE 1530 935 SALE 2300 935 SALE 1204 935.5 SALE 700 935.5 PURCHASE 2500 935.5 PURCHASE 2228 935.5 SALE 449 935.5 SALE 338 935.5 SALE 1036 935.5 SALE 2500 935.5 SALE 2100 935.5 PURCHASE 1605 935.5 PURCHASE 327 935.5 PURCHASE 115 936 PURCHASE 601 936 TOTAL PURCHASES 56,152 TOTAL SALES 55,902 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 15 NOVEMBER 2007Contact name NIMISHA SACHDEVTelephone number 020 7568 9289Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros