21st Jan 2008 11:36
UBS AG (EPT)21 January 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 18 JANUARY 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 19,200 0.01% 1,650 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 19,200 0.01% 1,650 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 455 913.5 pence SALE 2000 915 SALE 100 915 PURCHASE 100 915 PURCHASE 426 915 PURCHASE 500 915 PURCHASE 2821 915 PURCHASE 2836 915 PURCHASE 2959 915 PURCHASE 3200 915 SALE 300 917 PURCHASE 1423 918 PURCHASE 2266 918.5 PURCHASE 1636 919 SALE 2500 925.5 SALE 828 925.5 SALE 700 925.5 PURCHASE 31 936 SALE 2500 937 SALE 813 937 SALE 101 937 SALE 166 938 SALE 2500 939 SALE 1325 939 SALE 100 939 SALE 18 939 SALE 1893 940 SALE 1500 940 SALE 273 940 PURCHASE 1000 940.5 PURCHASE 2500 940.5 SALE 2500 941 SALE 799 941 SALE 573 941 SALE 566 941 SALE 588 941.5 SALE 552 941.5 PURCHASE 1085 942 SALE 100 943 SALE 100 943 SALE 100 943 SALE 98 943 SALE 1159 943.5 PURCHASE 336 943.5 PURCHASE 688 943.5 SALE 2800 944.5 SALE 557 945 SALE 342 945 PURCHASE 272 945 PURCHASE 403 945 PURCHASE 406 945.5 PURCHASE 6645 945.5 SALE 2500 946 SALE 2000 946 SALE 1100 946 PURCHASE 271 946 PURCHASE 900 946 PURCHASE 1776 946 PURCHASE 2067 946 PURCHASE 131 946.5 SALE 285 947 PURCHASE 800 947 PURCHASE 2500 947 SALE 87 947.5 SALE 2551 948 SALE 308 948 SALE 702 948.5 PURCHASE 151 948.5 PURCHASE 471 948.5 SALE 2500 949 SALE 838 949 SALE 607 949 SALE 480 949 PURCHASE 393 949 PURCHASE 800 949 PURCHASE 1000 949 PURCHASE 2500 949 PURCHASE 10008 949 SALE 787 949.5 SALE 2453 950 SALE 468 950 SALE 47 950 PURCHASE 800 950 SALE 176 951.5 SALE 2336 952 SALE 1714 952 SALE 1500 952 SALE 699 952 PURCHASE 761 952 SALE 81 952.5 SALE 1761 953 SALE 423 954 SALE 1000 955.5 SALE 584 955.5 SALE 556 955.5 SALE 423 955.5 TOTAL PURCHASES 57,317 TOTAL SALES 57,417 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 21 JANUARY 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros