19th Nov 2007 10:28
Macquarie Bank Ld19 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Capital Securities ( Australia) Limited Company dealt in Rio Tinto Limited Class of relevant security to which the dealings Ordinary shares ISIN:being disclosed relate (Note 1) AU000000RIO1 Date of dealing 15 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total 0 0.00% 0 0.00% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product Long/short (Note Number of securities (Note Price per unit (Notename, 5) 6) 4)e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4) (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 19 November 2007 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Annexure A Purchase/Sale Securities Price per unit (AUD)Sale 1544 138Sale 998 137.87Sale 1015 138.14Sale 172 138.14Sale 834 137.59Sale 352 137.77Sale 247 137.77Sale 694 137.89Sale 413 137.49Sale 93 137.49Sale 98 137.49Sale 411 137.45Sale 24 137.35Sale 323 137.35Sale 244 137.35Sale 506 137.27Sale 463 137.2Sale 238 137.03Sale 296 137.03Sale 200 137.03Sale 210 137.03Sale 23 136.87Sale 200 136.87Sale 107 136.87Sale 200 136.71Sale 174 136.56Sale 203 136.54Sale 135 136.53Sale 204 136.74Sale 179 136.74Sale 234 137.09Sale 50 136.99Sale 47 136.9Sale 14 136.89Sale 100 136.89Sale 171 136.89Sale 28 136.89Sale 378 136.61Sale 33 136.47Sale 460 136.28Sale 403 136.3Sale 115 136.58Sale 196 136.58Sale 216 136.57Sale 100 136.57Sale 31 136.57Sale 281 136.54Sale 577 136.33Sale 246 136.48Sale 294 136.55Sale 287 136.48Sale 175 136.47Sale 240 136.49Sale 107 136.22Sale 44 136.22Sale 6 136.22Sale 186 136.23Sale 152 136.2Sale 150 136.13Sale 32 136.13Sale 35 136.14Sale 149 136.14Sale 27 136.11Sale 154 136.11Sale 187 135.95Sale 28 135.76Sale 74 135.76Sale 125 135.68Sale 188 135.88Sale 264 135.89Sale 80 135.74Sale 50 135.74Sale 130 135.74Sale 39 135.73Sale 100 135.73Sale 117 135.71Sale 258 135.61Sale 172 135.47Sale 100 135.33Sale 152 135.33Sale 368 135.35Sale 401 135.44Sale 313 135.29Sale 255 135.09Sale 164 134.91Sale 463 134.97Sale 24 134.84Sale 100 134.81Sale 65 134.81Sale 240 134.65Sale 82 134.65Sale 395 134.69Sale 12 134.68Sale 578 134.68Sale 635 134.68Sale 396 134.5Sale 78 134.49Sale 47 134.49Sale 100 134.49Sale 70 134.49Sale 277 134.49Sale 410 134.7Sale 644 134.95Sale 613 134.72Sale 592 134.82Sale 527 134.74Sale 425 134.76Sale 200 134.76Sale 86 134.76Sale 817 134.61Sale 67 134.57Sale 300 134.57Sale 226 134.57Sale 217 134.57Sale 897 134.81Sale 25 134.81Sale 992 134.6Sale 22 134.92Sale 773 134.92Sale 100 135.12Sale 1243 135.12Sale 3425 134.59Sale 194 134.59Purchase 36440 135.9087 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto