Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

17th Oct 2008 14:49

RNS Number : 1311G
Citigroup GM Australia Pty Ltd
17 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

Company dealt in

Rio Tinto Ltd

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ord/Equity

Date of dealing

16 October 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

629,703   (0.14%)

 121,713 (0.03%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

545,189 (0.12%)

 2,924,223 (0.64%)

Total

1,174,892 (0.26%)

 3,045,936 (0.67%)

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

 

(c) Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

9504

66.010002

7705

67.1903

5683

66.995773

5665

67.120003

5208

67

4500

67.150002

3500

67.080002

3500

67.080002

3448

67.150002

3432

67

3335

66.010002

3283

67.410004

2866

67

2600

67.120003

2379

67.199997

2010

67.139999

2000

66.940002

2000

67.150002

1930

66.959999

1774

67.169998

1428

66.959999

1334

66.940002

1274

67.120003

1184

67.150002

1177

67.099999

1159

66.010002

1056

67.230003

1032

67.300003

1000

66.93

1000

66.940002

1000

67.169998

1000

67.150002

1000

67.150002

1000

68.110001

1000

68.110001

986

66.940002

975

67.169998

933

67.169998

900

66.010002

898

67.139999

897

68.25

895

67.510002

888

68.269997

883

66.010002

817

66.989998

793

68.25

783

66.93

783

68.110001

770

66.769997

770

66.769997

734

66.93

719

66.949997

719

66.949997

709

67.080002

704

67.139999

683

67.150002

681

67.489998

678

67.18

667

67

653

67.080002

641

66.93

632

66.940002

619

67.080002

619

67.080002

618

67.080002

618

67.080002

618

67.080002

563

67.139999

548

67.160004

545

67.010002

527

67.199997

518

67.139999

515

67

504

66.959999

500

66.919998

500

67.099999

500

67.169998

500

68.089996

500

66.010002

498

68.139999

490

67.150002

480

67.150002

480

67.169998

473

67.169998

471

67.480003

461

66.959999

432

67.120003

430

67.290001

421

66.910004

411

67.139999

407

66.769997

405

67

392

66.010002

389

67.510002

388

67.18

387

67.050003

380

67.290001

376

67.150002

364

66.93

363

66.93

358

67.139999

347

67.080002

347

67.169998

347

67.169998

347

67.139999

343

67.080002

341

67.099999

340

67.120003

340

67.169998

338

67.120003

337

67.160004

334

67.150002

319

67.120003

316

67.129997

311

67.120003

299

66.010002

296

66.919998

291

67.120003

291

67.080002

279

67.120003

275

67

273

66.940002

273

67.480003

270

66.849999

269

66.82

267

67.099999

264

67.120003

263

66.769997

263

67.150002

263

66.720001

260

67.230003

254

68.669998

254

66.910004

254

67.040001

252

67.050003

250

67.150002

248

66.769997

248

67.150002

246

66.900002

238

67.099999

236

66.870003

234

67.480003

224

66.830002

220

67

220

68.18

220

68.18

218

67.139999

218

67

217

67.410004

211

67.389999

206

67.459999

205

67.169998

205

66.849999

205

67.139999

205

67.290001

202

66.82

200

67.139999

200

67.150002

199

66.989998

199

67.480003

197

67.169998

196

67.199997

195

66.970001

194

66.849999

189

67.139999

186

67.480003

186

66.809998

184

66.919998

184

66.879997

181

67

179

67.150002

179

67

175

67.139999

173

67.410004

168

67.269997

168

66.809998

166

66.959999

165

66.970001

164

67.389999

163

67.290001

162

66.830002

161

66.900002

157

67.43

157

67.470001

156

67.559998

154

67.379997

154

67.379997

153

68.110001

149

67.099999

147

67.480003

146

68.690002

140

67.110001

140

66.919998

138

67.129997

136

67.360001

136

66.839996

136

66.800003

135

67.660004

133

68.139999

133

67.410004

132

67.669998

132

67.150002

130

67.139999

130

66.849999

129

66.93

127

68.099999

126

67.120003

126

67.089996

126

66.959999

125

67.120003

125

67.440002

124

67.190002

124

67.120003

124

66.720001

124

66.800003

123

66.739998

122

67.160004

121

67

121

67

121

67

121

67

121

67

121

68.260002

120

67.199997

120

67.169998

118

68.150002

118

67.110001

118

68.160004

116

66.830002

115

66.769997

115

68.260002

114

66.919998

113

67.139999

112

67.379997

111

67.400002

110

67.139999

110

67.129997

108

67

108

66.989998

107

67.120003

107

66.870003

107

67.129997

104

67.269997

102

67.730003

101

68.25

100

67.199997

100

68.089996

100

68.089996

100

68.650002

99

67.160004

99

66.82

96

67.160004

96

66.919998

96

67.209999

95

67.199997

95

66.849999

95

67.129997

92

66.690002

90

67.900002

90

67.599999

88

67.099999

88

67.43

88

66.919998

85

67.440002

85

68.18

83

66.940002

78

67.169998

77

67.150002

76

67.139999

75

67.870003

75

67.809998

74

67.510002

74

67.510002

74

67.510002

74

67.510002

74

67.510002

74

67.510002

74

67.510002

73

67.510002

73

67.510002

73

67.510002

73

67.510002

71

68.110001

71

68.190002

71

67.660004

70

66.830002

69

68.25

69

66.809998

67

67.040001

66

66.919998

65

67.129997

64

67.470001

63

66.949997

63

66.949997

63

66.949997

63

66.949997

63

66.949997

63

66.949997

63

66.949997

62

67.110001

62

66.949997

60

67.879997

57

66.849999

57

67.489998

57

67.489998

57

67.489998

56

66.949997

56

67.489998

56

67.489998

56

67.489998

56

67.489998

56

67.489998

56

67.489998

56

67.489998

56

67.489998

56

66.949997

56

66.68

55

66.989998

55

68.059998

53

67.269997

52

67.050003

51

66.910004

51

67.93

51

67.610001

50

67.199997

50

67.169998

49

66.959999

48

67.480003

48

66.959999

47

67.110001

47

67.099999

47

67.480003

47

67.480003

47

67.480003

47

67.480003

47

67.480003

47

67.480003

47

67.480003

47

67.480003

47

67.480003

47

68.160004

46

67.160004

45

66.949997

45

66.949997

44

67.019997

44

66.980003

44

67.099999

44

66.910004

44

66.910004

44

67.059998

44

66.949997

42

67.080002

42

68.099999

42

67.379997

42

68.099999

42

67.379997

40

66.940002

40

67

40

67

39

67

39

67

39

67

39

67

39

67

39

67.480003

39

67.730003

38

68.089996

38

68.089996

38

67.449997

38

67.07

36

67.510002

36

67.510002

36

67.510002

36

67.510002

36

66.879997

36

66.879997

36

66.879997

36

67.050003

36

66.910004

35

67.099999

35

67.510002

35

67.510002

35

67.510002

35

67.510002

35

67.510002

35

67.510002

35

67.510002

35

66.879997

35

66.870003

33

68.18

33

68.279999

33

66.720001

33

66.800003

32

68.25

32

66.949997

31

67

31

67

31

67.080002

30

67.510002

30

68.110001

30

67.129997

29

67.160004

29

68.18

29

67.440002

29

66.959999

29

66.849999

28

67.610001

27

67.139999

26

67.139999

26

66.949997

25

67.099999

25

66.970001

25

67.510002

25

67.470001

25

67.339996

25

66.82

25

67.199997

24

66.940002

24

67

24

67

24

67

24

67

24

68.089996

24

67.470001

24

67.470001

24

67.470001

24

67.470001

24

67.470001

24

67.489998

24

66.919998

24

66.919998

24

66.919998

24

66.919998

24

67.419998

24

66.860001

23

67.080002

23

67

23

67

23

67

23

66.919998

23

66.919998

23

67.669998

22

66.910004

22

66.910004

21

67.459999

21

67.459999

21

67.459999

21

67.459999

21

67.459999

21

66.940002

21

66.940002

21

66.940002

21

66.879997

20

67.510002

20

67.459999

20

67.459999

20

67.459999

20

67.379997

20

67.379997

20

66.919998

20

66.919998

20

66.919998

20

66.919998

20

66.919998

20

66.919998

20

66.919998

20

66.919998

20

66.940002

20

66.879997

20

66.949997

19

66.959999

19

66.959999

19

66.959999

19

66.959999

19

67.489998

19

67.410004

19

67.379997

19

67.379997

19

67.379997

19

67.379997

19

67.379997

19

67.379997

19

68.190002

19

66.949997

18

67.860001

18

66.959999

18

66.959999

18

66.959999

18

66.959999

18

66.959999

18

67.809998

18

67.510002

18

68.110001

18

68.169998

18

68.169998

18

66.809998

17

67.510002

17

66.919998

17

66.919998

16

67.110001

16

67.110001

16

67.110001

16

67.110001

16

67.110001

16

68.110001

16

67.459999

16

67.489998

16

67.389999

16

67.389999

16

67.389999

16

67.389999

16

67.389999

16

67.389999

16

67.269997

16

67.269997

16

67.269997

16

67.269997

16

67.269997

16

67.269997

16

67.269997

16

66.919998

15

67.139999

15

67.139999

15

67.870003

15

67.110001

15

67.110001

15

66.970001

15

67.870003

15

67.730003

15

67.730003

15

67.730003

15

67.730003

15

67.730003

15

67.730003

15

67.730003

15

67.269997

15

67.269997

15

67.269997

15

67.269997

15

67.269997

15

67.269997

15

67.269997

15

67.410004

15

67.410004

15

67.410004

15

67.410004

15

67.410004

15

67.410004

15

67.410004

15

67.410004

15

67.389999

15

67.389999

15

67.389999

15

67.269997

15

67.269997

15

67.269997

15

67.160004

15

68.260002

15

67.529999

15

67.07

15

67.160004

14

67

14

66.970001

14

66.970001

14

66.970001

14

66.970001

14

66.970001

14

66.970001

14

66.970001

14

66.970001

14

66.970001

14

66.970001

14

66.970001

14

66.970001

14

67.269997

14

67.269997

14

67.419998

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.379997

14

67.139999

13

68.139999

13

68.139999

13

68.139999

13

68.139999

13

68.139999

13

68.139999

13

68.139999

13

68.139999

13

68.139999

13

68.139999

13

67.410004

13

67.459999

13

67.379997

13

67.379997

13

67.150002

12

68.150002

12

66.970001

12

67.650002

12

67.650002

12

67.650002

12

67.650002

12

67.650002

12

67.650002

12

67.650002

12

67.650002

12

67.650002

12

67.730003

12

67.470001

12

66.860001

11

67.07

11

66.849999

11

67.440002

11

68.099999

11

68.099999

11

68.099999

11

68.099999

11

68.099999

11

68.099999

11

68.099999

11

68.190002

11

68.279999

11

68.279999

11

68.279999

11

67.650002

11

67.650002

11

67.730003

11

67.389999

11

67.040001

11

66.82

11

66.82

11

66.82

11

68.190002

10

68.099999

10

68.099999

10

68.099999

10

68.099999

10

68.099999

10

67.269997

10

67.379997

10

67.389999

10

66.919998

10

66.919998

10

66.82

10

66.82

10

66.82

10

66.82

10

66.82

10

66.919998

10

67.18

9

67.099999

9

67.099999

9

67.099999

9

67.099999

9

67.099999

9

67.099999

9

67.099999

9

67.099999

9

67.43

9

68.18

9

68.18

9

68.18

9

68.18

9

67.730003

9

67.43

9

67.43

9

67.43

9

67.43

9

67.43

9

67.43

9

67.43

9

67.43

9

67.43

9

67.43

9

67.43

9

67.43

9

67.43

9

67.43

9

67.43

9

67.43

9

67.43

8

67.160004

8

67.099999

8

67.099999

8

67.110001

8

68.169998

8

68.18

8

68.18

8

68.18

8

68.18

8

68.18

8

68.18

8

68.18

8

68.18

8

68.18

8

68.18

8

68.18

8

68.18

8

68.18

8

68.18

8

68.18

8

67.269997

8

67.110001

8

68.169998

7

67.419998

7

67.379997

7

67.379997

7

66.82

7

67.120003

7

68.190002

6

67.269997

6

67.379997

6

67.269997

6

66.82

6

66.910004

6

66.910004

6

66.910004

6

66.910004

6

66.910004

6

66.910004

6

66.919998

6

66.919998

6

67.150002

5

66.93

5

67.870003

5

67.870003

5

67.870003

5

67.650002

5

67.290001

5

67.269997

5

66.919998

5

67.669998

5

67.07

4

67.860001

4

67.860001

4

67.43

4

67.459999

4

66.949997

4

67.18

4

67.110001

4

67.110001

3

68.139999

3

67.730003

3

67.419998

3

67.459999

3

67.459999

3

67.489998

3

66.919998

3

66.82

3

66.949997

3

66.949997

3

66.949997

3

66.949997

3

66.949997

3

66.949997

3

66.949997

3

66.949997

3

66.949997

3

66.949997

3

66.949997

3

66.949997

3

66.949997

3

66.949997

2

67.139999

2

67.860001

2

68.139999

2

68.18

2

68.190002

2

68.190002

2

68.190002

2

67.459999

2

67.400002

2

67.389999

2

66.919998

2

66.919998

2

66.949997

2

66.949997

2

66.949997

2

66.949997

2

66.949997

2

66.949997

2

66.949997

2

66.949997

2

66.949997

2

66.949997

2

66.949997

2

66.949997

2

66.949997

2

66.949997

2

66.800003

2

66.830002

2

66.919998

2

67.150002

1

66.93

1

66.940002

1

67.199997

1

67.080002

1

67.139999

1

67.139999

1

67.150002

1

67.239998

1

67.239998

1

67.699997

1

67.059998

1

67.059998

1

66.93

1

67

1

67

1

66.989998

1

67.050003

1

67.029999

1

67.029999

1

67.029999

1

67.110001

1

67.139999

1

67.150002

1

67.139999

1

67.139999

1

67.089996

1

67.059998

1

67.040001

1

67.029999

1

66.970001

1

66.980003

1

66.970001

1

66.959999

1

66.970001

1

66.980003

1

66.980003

1

66.940002

1

67

1

67.050003

1

67.059998

1

67.050003

1

67.050003

1

67.360001

1

67.400002

1

67.389999

1

67.389999

1

67.43

1

67.400002

1

67.400002

1

67.419998

1

67.440002

1

67.860001

1

67.849999

1

67.860001

1

67.860001

1

67.82

1

67.809998

1

68.139999

1

67.589996

1

67.599999

1

67.589996

1

67.580002

1

67.57

1

67.519997

1

67.510002

1

67.510002

1

67.43

1

67.419998

1

67.410004

1

67.440002

1

68.260002

1

68.25

1

68.18

1

68.169998

1

68.160004

1

68.089996

1

68.110001

1

68.190002

1

68.190002

1

68.190002

1

68.190002

1

68.190002

1

68.190002

1

68.190002

1

68.190002

1

68.269997

1

68.269997

1

68.269997

1

68.269997

1

68.279999

1

68.279999

1

68.279999

1

68.279999

1

68.260002

1

68.190002

1

68.199997

1

68.199997

1

68.150002

1

68.160004

1

68.169998

1

68.169998

1

68.169998

1

68.169998

1

68.129997

1

68.150002

1

68.150002

1

67.900002

1

67.889999

1

67.889999

1

67.879997

1

67.889999

1

67.889999

1

67.889999

1

67.889999

1

67.889999

1

67.889999

1

67.879997

1

67.879997

1

67.879997

1

67.870003

1

67.879997

1

67.870003

1

67.870003

1

67.860001

1

67.860001

1

67.860001

1

67.860001

1

67.889999

1

67.889999

1

67.889999

1

67.860001

1

67.849999

1

67.849999

1

67.879997

1

67.860001

1

67.870003

1

67.870003

1

67.870003

1

67.830002

1

67.830002

1

67.830002

1

67.830002

1

67.830002

1

67.830002

1

67.830002

1

67.769997

1

67.790001

1

67.779999

1

67.769997

1

67.760002

1

67.75

1

67.739998

1

67.709999

1

67.699997

1

67.699997

1

67.699997

1

67.699997

1

67.690002

1

67.68

1

67.669998

1

67.660004

1

67.660004

1

67.660004

1

67.660004

1

67.660004

1

67.660004

1

67.639999

1

67.629997

1

67.580002

1

67.540001

1

67.529999

1

67.669998

1

67.730003

1

67.730003

1

67.949997

1

67.949997

1

67.949997

1

67.919998

1

67.68

1

67.660004

1

67.269997

1

67.269997

1

67.440002

1

67.449997

1

67.470001

1

67.43

1

67.410004

1

67.400002

1

67.379997

1

66.709999

1

66.699997

1

66.68

1

66.68

1

66.68

1

66.839996

1

66.82

1

66.82

1

66.790001

1

66.790001

1

66.730003

1

66.769997

1

66.75

1

66.75

1

66.739998

1

66.839996

1

66.830002

1

66.879997

1

66.849999

1

66.82

1

66.800003

1

66.760002

1

66.760002

1

66.779999

1

66.779999

1

66.790001

1

66.790001

1

66.790001

1

66.790001

1

66.790001

1

66.790001

1

66.790001

1

66.790001

1

66.790001

1

66.790001

1

66.790001

1

66.790001

1

66.790001

1

66.839996

1

66.949997

1

66.940002

1

66.940002

1

66.93

1

66.910004

1

66.900002

1

66.919998

1

66.919998

1

66.910004

1

66.919998

1

66.919998

1

66.919998

1

66.919998

1

66.93

1

66.860001

1

66.879997

1

66.879997

1

66.879997

1

66.879997

1

66.879997

1

66.919998

1

66.919998

1

67.029999

1

67

1

66.989998

1

67.029999

1

66.949997

1

66.940002

1

66.970001

1

66.970001

1

66.949997

1

66.93

1

66.910004

1

66.879997

1

66.860001

1

66.900002

1

66.900002

1

66.870003

1

66.849999

1

66.849999

1

66.849999

1

66.849999

1

66.739998

1

66.739998

1

66.730003

1

66.720001

1

66.720001

1

66.720001

1

66.82

1

66.839996

1

66.809998

1

66.959999

1

66.959999

1

66.959999

1

66.970001

1

66.919998

1

66.919998

1

66.919998

1

66.919998

1

66.959999

1

66.949997

1

66.949997

1

66.949997

1

66.949997

1

66.949997

1

66.949997

1

66.949997

1

66.949997

1

66.949997

1

66.949997

1

67.07

1

67.07

1

67.07

1

67.209999

1

67.190002

1

67.18

1

67.220001

1

67.220001

1

67.220001

1

67.220001

1

67.220001

1

67.18

1

67.18

1

67.07

1

67.059998

1

67.089996

1

67.059998

1

67

1

66.989998

1

67.169998

1

67.169998

1

67.110001

1

67.169998

1

67.150002

1

67.139999

1

67.139999

1

67.080002

1

67.139999

1

67.139999

1

67.110001

1

67.150002

1

67.209999

1

67.209999

1

67.199997

1

67.220001

1

67.169998

1

67.169998

1

67.150002

1

67.150002

1

67.129997

1

67.129997

1

67.150002

1

67.139999

1

67.139999

1

67.129997

1

67.129997

1

67.139999

1

67.129997

1

67.139999

1

67.139999

1

67.129997

1

67.139999

1

67.129997

1

67.150002

1

67.129997

1

67.129997

1

67.120003

1

67.120003

1

67.120003

1

67.139999

1

67.139999

1

67.129997

1

68.169998

1

68.169998

1

68.129997

1

67.669998

1

66.860001

1

67.07

1

67.129997

Total

174,404

 

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

67.400002

-1

67.860001

-1

67.860001

-1

67.199997

-1

67

-1

67.010002

-1

67.419998

-1

67.080002

-1

67.080002

-1

66.919998

-1

66.949997

-1

67.029999

-1

67

-1

67

-1

67.029999

-1

67.029999

-1

67.029999

-1

67.099999

-1

67.110001

-1

67.150002

-1

67.160004

-1

67.07

-1

66.93

-1

66.93

-1

66.93

-1

66.93

-1

66.980003

-1

66.959999

-1

66.959999

-1

66.959999

-1

66.970001

-1

66.980003

-1

67

-1

67

-1

67.019997

-1

67.019997

-1

67.019997

-1

67.019997

-1

67.199997

-1

67.43

-1

67.389999

-1

67.389999

-1

67.389999

-1

67.389999

-1

67.389999

-1

67.389999

-1

67.400002

-1

67.849999

-1

67.779999

-1

67.779999

-1

67.779999

-1

68.089996

-1

67.599999

-1

67.599999

-1

67.599999

-1

67.57

-1

67.5

-1

67.5

-1

67.5

-1

67.5

-1

67.43

-1

67.43

-1

67.43

-1

67.43

-1

68.220001

-1

68.220001

-1

68.18

-1

68.169998

-1

68.089996

-1

68.089996

-1

68.110001

-1

68.190002

-1

68.220001

-1

68.230003

-1

68.230003

-1

68.230003

-1

68.220001

-1

68.269997

-1

68.260002

-1

68.25

-1

68.25

-1

68.25

-1

68.25

-1

68.169998

-1

68.169998

-1

68.18

-1

68.18

-1

68.190002

-1

68.190002

-1

68.169998

-1

68.160004

-1

68.160004

-1

68.139999

-1

68.139999

-1

68.129997

-1

67.900002

-1

67.910004

-1

67.889999

-1

67.849999

-1

67.849999

-1

67.849999

-1

67.849999

-1

67.849999

-1

67.809998

-1

67.870003

-1

67.809998

-1

67.870003

-1

67.870003

-1

67.870003

-1

67.870003

-1

67.870003

-1

67.870003

-1

67.870003

-1

67.870003

-1

67.870003

-1

67.870003

-1

67.879997

-1

67.879997

-1

67.870003

-1

67.849999

-1

67.849999

-1

67.860001

-1

67.860001

-1

67.879997

-1

67.800003

-1

67.75

-1

67.75

-1

67.699997

-1

67.699997

-1

67.699997

-1

67.699997

-1

67.699997

-1

67.699997

-1

67.68

-1

67.669998

-1

67.669998

-1

67.669998

-1

67.669998

-1

67.660004

-1

67.660004

-1

67.660004

-1

67.660004

-1

67.629997

-1

67.629997

-1

67.629997

-1

67.629997

-1

67.599999

-1

67.599999

-1

67.599999

-1

67.599999

-1

67.599999

-1

67.599999

-1

67.599999

-1

67.599999

-1

67.599999

-1

67.599999

-1

67.529999

-1

67.529999

-1

67.519997

-1

67.519997

-1

67.650002

-1

67.699997

-1

67.940002

-1

67.940002

-1

67.940002

-1

67.889999

-1

67.599999

-1

67.599999

-1

67.269997

-1

67.269997

-1

67.43

-1

67.43

-1

67.459999

-1

67.489998

-1

67.510002

-1

67.589996

-1

67.389999

-1

66.699997

-1

66.82

-1

66.839996

-1

66.849999

-1

66.75

-1

66.760002

-1

66.769997

-1

66.769997

-1

66.800003

-1

66.790001

-1

66.800003

-1

66.809998

-1

66.839996

-1

66.849999

-1

66.870003

-1

66.889999

-1

66.870003

-1

66.790001

-1

66.790001

-1

66.790001

-1

66.790001

-1

66.790001

-1

66.760002

-1

66.760002

-1

66.760002

-1

66.760002

-1

66.669998

-1

66.660004

-1

66.709999

-1

66.709999

-1

66.709999

-1

66.709999

-1

66.709999

-1

66.709999

-1

66.709999

-1

66.809998

-1

66.830002

-1

66.830002

-1

66.860001

-1

66.860001

-1

66.910004

-1

66.919998

-1

66.940002

-1

66.970001

-1

66.900002

-1

66.910004

-1

66.910004

-1

66.910004

-1

66.910004

-1

66.910004

-1

66.910004

-1

66.910004

-1

66.870003

-1

66.849999

-1

66.870003

-1

66.860001

-1

66.860001

-1

66.860001

-1

66.849999

-1

67.07

-1

67.059998

-1

67.029999

-1

67.029999

-1

67.029999

-1

66.949997

-1

66.959999

-1

66.940002

-1

66.93

-1

66.959999

-1

66.959999

-1

66.940002

-1

66.900002

-1

66.910004

-1

66.870003

-1

66.849999

-1

66.870003

-1

66.870003

-1

66.879997

-1

66.839996

-1

66.849999

-1

66.849999

-1

66.870003

-1

66.75

-1

66.75

-1

66.75

-1

66.709999

-1

66.709999

-1

66.709999

-1

66.82

-1

66.800003

-1

66.809998

-1

66.970001

-1

66.980003

-1

66.959999

-1

66.970001

-1

66.910004

-1

66.910004

-1

66.940002

-1

66.940002

-1

66.940002

-1

66.949997

-1

66.949997

-1

66.949997

-1

66.940002

-1

66.949997

-1

67.059998

-1

67.080002

-1

67.080002

-1

67.139999

-1

67.169998

-1

67.18

-1

67.190002

-1

67.199997

-1

67.220001

-1

67.199997

-1

67.199997

-1

67.18

-1

67.18

-1

67.230003

-1

67.080002

-1

67.160004

-1

67.139999

-1

67.139999

-1

67.139999

-1

67.139999

-1

67.129997

-1

67.089996

-1

67.080002

-1

67.110001

-1

67.110001

-1

67.110001

-1

67.110001

-1

67.120003

-1

67.129997

-1

67.150002

-1

67.150002

-1

67.150002

-1

67.18

-1

67.239998

-1

67.150002

-1

67.150002

-1

67.160004

-1

67.160004

-1

67.190002

-1

67.190002

-1

67.169998

-1

67.160004

-1

67.139999

-1

67.110001

-1

67.139999

-1

67.129997

-1

67.120003

-1

67.120003

-1

67.120003

-1

67.120003

-1

67.120003

-1

67.120003

-1

67.120003

-1

67.120003

-1

67.120003

-1

67.120003

-1

67.120003

-1

67.120003

-1

67.120003

-1

67.129997

-2

67.860001

-2

67.209999

-4

67.860001

-4

67.860001

-4

67.110001

-4

67.110001

-5

67.870003

-5

67.870003

-5

67.870003

-5

66.900002

-6

67.400002

-7

68.260002

-8

68.169998

-9

67.099999

-9

67.449997

-10

67.419998

-10

67.330002

-11

66.849999

-11

68.190002

-11

68.190002

-11

67.07

-13

67.419998

-13

67.199997

-14

66.970001

-14

66.970001

-15

66.970001

-15

67.870003

-15

67.870003

-15

67.160004

-16

67.110001

-16

67.43

-16

67.57

-18

68.150002

-18

67.860001

-18

66.809998

-19

66.959999

-19

66.959999

-19

66.949997

-20

67.839996

-21

68.199997

-22

66.910004

-22

66.910004

-24

67

-24

67.139999

-24

67.419998

-24

68.089996

-24

67.419998

-25

67.089996

-25

67.599999

-25

67.589996

-25

66.830002

-27

67.330002

-29

67.43

-30

67.699997

-30

66.940002

-30

67.129997

-31

67.190002

-33

68.279999

-35

67.110001

-36

66.010002

-36

67.029999

-36

66.910004

-37

66.989998

-37

66.010002

-38

66.949997

-38

68.089996

-38

68.089996

-39

67.730003

-40

67

-40

66.940002

-42

68.099999

-42

68.099999

-42

67.379997

-42

67.379997

-44

67.419998

-44

68.199997

-44

66.910004

-44

67.029999

-49

67.410004

-50

67.550003

-51

67.029999

-53

67.269997

-54

66.919998

-55

67.120003

-56

66.949997

-56

66.949997

-57

66.849999

-58

68.150002

-59

67.400002

-60

66.010002

-61

67.330002

-63

68.540001

-64

68.199997

-64

66.010002

-65

68.459999

-65

67.779999

-65

67.129997

-66

67.139999

-66

67.540001

-66

67.5

-66

67.400002

-66

67.269997

-66

67.730003

-70

68.599999

-70

68.309998

-70

66.010002

-75

66.989998

-75

67.43

-75

67.870003

-76

68.169998

-76

68.089996

-78

67.709999

-78

67.779999

-78

67.949997

-80

67.839996

-83

66.940002

-85

67.489998

-88

67.099999

-88

67.099999

-88

66.919998

-91

67.580002

-95

66.849999

-95

67.160004

-96

67.739998

-96

67.93

-96

66.919998

-96

67.209999

-99

66.82

-100

68.230003

-100

68.690002

-100

68.389999

-100

68.5

-100

68

-100

68.150002

-100

68.139999

-100

68.120003

-100

68

-100

68.150002

-100

66.010002

-100

68.089996

-100

68.089996

-102

67.730003

-104

67.720001

-104

67.269997

-107

66.870003

-111

67.410004

-112

67.379997

-113

67.110001

-115

66.769997

-118

67.110001

-118

67.110001

-119

67.050003

-122

67.5

-122

67.709999

-123

67.309998

-123

66.709999

-125

66.970001

-126

66.949997

-126

66.940002

-126

66.959999

-127

68.099999

-129

66.959999

-133

68.139999

-133

67.410004

-135

67.650002

-136

67.199997

-136

66.800003

-137

67.419998

-150

66.010002

-150

66.010002

-150

66.959999

-154

68.150002

-154

67.379997

-154

67.379997

-157

67.43

-157

67.43

-157

67.470001

-158

67.720001

-164

67.389999

-165

66.980003

-166

66.959999

-166

66.959999

-168

67.269997

-168

66.809998

-179

67

-181

67.040001

-184

66.919998

-184

66.879997

-186

67.489998

-192

67.510002

-194

66.849999

-195

66.970001

-195

66.970001

-199

67.489998

-205

66.849999

-205

67.150002

-206

67.459999

-206

67.459999

-211

67.459999

-213

67.43

-213

67.599999

-217

67.139999

-220

66.940002

-220

68.18

-220

68.18

-230

66.769997

-234

67

-236

66.870003

-246

68.150002

-248

66.769997

-249

67.43

-263

66.769997

-269

66.82

-273

67.480003

-273

67.480003

-275

67

-275

67

-300

66.010002

-300

66.010002

-316

66.940002

-320

67.449997

-363

66.93

-364

66.93

-367

66.93

-376

67.07

-386

66.980003

-389

67.510002

-389

67.510002

-405

67.029999

-407

66.769997

-437

67

-447

66.989998

-461

66.959999

-471

67.480003

-471

67.480003

-500

66.010002

-500

68.089996

-502

67.089996

-527

67.199997

-545

67.010002

-550

67.199997

-620

67.160004

-667

67

-667

67

-681

67.489998

-681

67.489998

-719

66.949997

-719

66.949997

-770

66.769997

-770

66.769997

-895

67.510002

-895

67.510002

-1000

68

-1000

68.110001

-1000

68.110001

-1116

67.209999

-1500

66.010002

-1797

66.010002

-2930

67.400002

-3283

67.410004

-3500

67.080002

-3500

67.080002

-4500

67.150002

-5683

66.995773

-7705

67.1903

-60000

66.970001

-104600

68.150002

Total

241,372

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call option;

 P = put option)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (AUD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

P

purchasing

25000

90

E

Option

1.948

C

purchasing

3000

65

E

Barrier

4.69

C

purchasing

600

75

A

Option

1.45

P

purchasing

-50

75

A

Option

10.9

P

purchasing

-80

80

A

Option

29.08

C

selling

-100

80

E

IWarrant

17.43

C

selling

-100

58.592

A

SFIWarrant

17.43

C

selling

-200

88

E

IWarrant

28.14

C

selling

-200

88

E

IWarrant

10.84

C

selling

-320

58.592

A

SFIWarrant

29.08

C

selling

-500

80

E

IWarrant

28.32

C

selling

-800

65

E

Barrier

28.39

C

selling

-800

58.592

A

SFIWarrant

1.145

P

selling

-900

90

E

Option

14.94

C

selling

-2000

58.592

A

SFIWarrant

1.2

C

selling

-5000

65

E

Barrier

21.93

C

selling

-5000

58.592

A

SFIWarrant

25.19

C

selling

-6000

64

A

IWarrant

3.86

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

17 October 2008

Contact name

Pavla Trskova

Telephone number

02890 409544

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

P

purchased

104000

72

A

20081218

P

purchased

90000

37.6132

E

20091001

P

purchased

50979

77.94

E

20100219

P

purchased

40000

38.5842

E

20091201

P

purchased

30588

78.5

E

20110630

P

purchased

25000

43.3704

E

20100628

P

purchased

20000

43.3704

E

20100628

P

purchased

20000

89

E

20100809

P

purchased

10000

77.8

E

20090630

P

purchased

6789

95.75

E

20100629

P

purchased

6646

138.11

E

20120416

P

purchased

6646

77.2

E

20110627

P

purchased

6528

75.22

E

20100524

P

purchased

6415

82.55

E

20100517

P

purchased

6415

95.75

E

20100628

P

purchased

6268

95.7

E

20120905

P

purchased

5810

98.22

E

20120912

P

purchased

5428

78.5

E

20110630

P

purchased

5000

78.5

E

20110630

P

purchased

5000

78.46

A

20090924

P

purchased

5000

110

A

20081218

P

purchased

4886

68.66

A

20090924

P

purchased

4850

75

A

20111222

P

purchased

4420

80

A

20111222

P

purchased

4320

122

A

20081218

P

purchased

3801

72

A

20081218

C

purchased

3388

75

A

20081030

P

purchased

3188

120

A

20081030

P

purchased

3000

84

A

20081218

P

purchased

2994

121

A

20081127

P

purchased

2862

68

A

20101223

P

purchased

2591

77

A

20081030

C

purchased

2591

78.46

A

20090924

P

purchased

2248

77

A

20111222

C

purchased

2000

138

A

20081030

P

written

1976

74

A

20081218

C

written

1936

116

A

20081030

P

written

1917

84

A

20081030

P

written

1592

85

A

20081030

P

written

1370

82

A

20090326

C

written

1273

105

A

20081030

C

written

1273

110

A

20081030

C

written

1188

94

A

20081030

C

written

1152

90

A

20081030

C

written

1152

85

A

20090326

C

written

1152

86

A

20090326

C

written

1152

98

A

20081030

P

written

1132

50

A

20081218

C

written

1000

104

A

20081030

C

written

1000

82

A

20081127

P

written

873

96

A

20081030

C

written

869

85

A

20111222

C

written

725

122

A

20081218

C

written

561

105

A

20081127

C

written

561

95

A

20090326

P

written

514

141.69

A

20130627

C

written

514

56.89

A

20090924

P

written

464

129.41

A

20121220

P

written

464

128.75

A

20130228

P

written

422

127.31

A

20130228

P

written

422

124.35

A

20130228

P

written

405

143.31

A

20130627

P

written

400

141.79

A

20110630

P

written

392

141.69

A

20110630

P

written

388

139.04

A

20130627

P

written

388

141.75

A

20130627

P

written

365

130

A

20081218

P

written

332

139.59

A

20130627

P

written

332

130.34

A

20121220

P

written

330

128.71

A

20110224

P

written

302

92.66

A

20110728

P

written

302

93.6

A

20110728

P

written

296

94.02

A

20110728

P

written

290

131.2

A

20130328

P

written

290

140.36

A

20130627

P

written

268

78.5

E

20110630

P

written

266

78.5

E

20110630

P

written

208

78.5

E

20110630

P

written

208

78.5

E

20110630

P

written

203

98.22

E

20120912

P

written

203

98.22

E

20120912

P

written

191

95.7

E

20120905

P

written

191

95.7

E

20120905

P

written

191

94.08

A

20110728

P

written

191

135.22

A

20110412

C

written

177

65

A

20081127

P

written

160

95.75

E

20100628

P

written

159

95.75

E

20100628

P

written

141

135.38

A

20130725

P

written

138

82.55

E

20100517

P

written

117

82.55

E

20100517

P

written

115

136.18

A

20130627

P

written

107

75.22

E

20100524

P

written

99

75.22

E

20100524

P

written

90

137

A

20130328

P

written

88

77.2

E

20110627

P

written

88

77.2

E

20110627

C

written

87

75

E

20090924

P

written

81

131.14

A

20121011

P

written

79

131.96

A

20130205

P

written

78

98.1

A

20100625

P

written

77

138.11

E

20120416

P

written

71

138.11

E

20120416

P

written

-70

95.75

E

20100629

P

written

-70

95.75

E

20100629

P

written

-191

90

E

20090326

P

written

-191

77.8

E

20090630

P

written

-203

77.8

E

20090630

P

written

-208

89

E

20100809

P

written

-270

89

E

20100809

C

written

-290

65

E

20090326

P

written

-302

138

A

20130228

C

written

-332

59.227

A

20130627

P

written

-388

89.4361

A

20110207

P

written

-391

137.5

A

20130725

P

written

-422

83.22

A

20111007

C

written

-464

88

E

20091215

P

written

-514

43.3704

E

20100628

P

written

-561

43.3704

E

20100628

P

written

-732

43.3704

E

20100628

P

written

-1000

43.3704

E

20100628

P

written

-1145

105.3

A

20110523

P

written

-1152

78.5

E

20110630

P

written

-1152

78.5

E

20110630

C

written

-1273

95

A

20081218

P

written

-1290

85.0735

A

20110228

P

written

-1948

153.6

A

20130107

P

written

-2000

99.8

A

20110428

P

written

-2491

174.48

A

20130521

C

written

-2591

66

E

20091215

P

written

-2800

160.932

A

20121128

C

written

-3245

95

E

20090326

P

written

-3640

73.8533

A

20101229

C

written

-5000

85

A

20100623

P

written

-5000

38.5842

E

20091201

P

written

-5000

38.5842

E

20091201

P

written

-5000

119

A

20120711

P

written

-5000

85.04

A

20110328

P

written

-5000

115.61

A

20120613

C

written

-5000

80

E

20090423

P

written

-5000

164.66

A

20121227

C

written

-6415

110

A

20081218

P

written

-6646

96.12

A

20110623

P

written

-8000

99.12

A

20120425

P

written

-9000

88.07

A

20110623

P

written

-10000

109.19

A

20120530

P

written

-10000

97.272

A

20120828

P

written

-12000

92.64

A

20110624

P

written

-12300

119.75

A

20120628

P

written

-12887

88.6

A

20120327

P

written

-15000

77.94

E

20100219

P

written

-20000

77.94

E

20100219

P

written

-26089

116.82

A

20120711

P

written

-33000

37.6132

E

20091001

P

written

-44000

37.6132

E

20091001

P

written

-50000

94.91

A

20110623

C

written

-50000

115

E

20090326

C

written

-55200

64

A

20090619

P

written

-66000

100

E

20081218

P

written

-75000

72

A

20081218

C

written

-80000

58.592

A

20120628

P

written

-87000

56.0324

E

20081103

P

written

-90000

74.25

E

20110727

P

written

-157000

56.1501

A

20101011

C

written

-449640

145

E

20081218

C

written

-468000

135

E

20081218

C

written

-999720

115

E

20081218

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFKOKQNBDDQKD

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,781.12
Change81.81