20th Oct 2009 11:01
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Hansen Transmissions International NV |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
19/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
45,000 |
GBP 1.28 |
GBP 1.28 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
53,953 |
GBP 1.28 |
GBP 1.26 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
20/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hansen Transmissions International NV |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
National Express Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
19/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
548,037 |
GBP 3.96 |
GBP 3.90 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
423,475 |
GBP 3.99 |
GBP 3.90 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
115,359 |
GBP 3.92 |
|
Long Swap |
LONG |
3,524 |
GBP 3.92 |
|
Long Swap |
LONG |
4,690 |
GBP 3.92 |
|
Long Swap |
LONG |
5,617 |
GBP 3.96 |
|
Long Swap |
LONG |
6,574 |
GBP 3.92 |
|
Long Swap |
LONG |
8,822 |
GBP 3.92 |
|
Long Swap |
LONG |
10,430 |
GBP 3.92 |
|
Long Swap |
LONG |
11,929 |
GBP 3.92 |
|
Long Swap |
LONG |
14,598 |
GBP 3.92 |
|
Long Swap |
LONG |
17,085 |
GBP 3.92 |
|
Long Swap |
LONG |
21,888 |
GBP 3.92 |
|
Long Swap |
LONG |
2,925 |
GBP 3.92 |
|
Long Swap |
LONG |
27,573 |
GBP 3.93 |
|
Long Swap |
LONG |
22,300 |
GBP 3.92 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
2 |
GBP 3.95 |
|
Short Swap |
SHORT |
27,573 |
GBP 3.98 |
|
Short Swap |
SHORT |
25,101 |
GBP 3.98 |
|
Short Swap |
SHORT |
23,375 |
GBP 3.98 |
|
Short Swap |
SHORT |
16,291 |
GBP 3.94 |
|
Short Swap |
SHORT |
8,962 |
GBP 3.98 |
|
Short Swap |
SHORT |
5,317 |
GBP 3.96 |
|
Short Swap |
SHORT |
4,842 |
GBP 3.98 |
|
Short Swap |
SHORT |
2,500 |
GBP 3.98 |
|
Short Swap |
SHORT |
61 |
GBP 3.95 |
|
Short Swap |
SHORT |
16 |
GBP 3.95 |
|
Short Swap |
SHORT |
4 |
GBP 3.95 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
20/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Stagecoach Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
19/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
478,879 |
GBP 1.57 |
GBP 1.54 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,729,971 |
GBP 1.57 |
GBP 1.53 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
96,000 |
GBP 1.57 |
|
Long Swap |
LONG |
2,900 |
GBP 1.54 |
|
Long Swap |
LONG |
190,000 |
GBP 1.57 |
|
Long Swap |
LONG |
55,910 |
GBP 1.57 |
|
Long Swap |
LONG |
50,215 |
GBP 1.54 |
|
Long Swap |
LONG |
44,000 |
GBP 1.57 |
|
Long Swap |
LONG |
38,000 |
GBP 1.57 |
|
Long Swap |
LONG |
21,886 |
GBP 1.56 |
|
Long Swap |
LONG |
13,060 |
GBP 1.54 |
|
Long Swap |
LONG |
4,310 |
GBP 1.54 |
|
Long Swap |
LONG |
3,345 |
GBP 1.54 |
|
Long Swap |
LONG |
1,632,000 |
GBP 1.57 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
46,137 |
GBP 1.56 |
|
Short Swap |
SHORT |
52,000 |
GBP 1.56 |
|
Short Swap |
SHORT |
1,632,000 |
GBP 1.57 |
|
Short Swap |
SHORT |
539,268 |
GBP 1.56 |
|
Short Swap |
SHORT |
319,753 |
GBP 1.57 |
|
Short Swap |
SHORT |
190,000 |
GBP 1.57 |
|
Short Swap |
SHORT |
161,909 |
GBP 1.57 |
|
Short Swap |
SHORT |
125,208 |
GBP 1.57 |
|
Short Swap |
SHORT |
7,604 |
GBP 1.57 |
|
Short Swap |
SHORT |
434 |
GBP 1.55 |
|
Short Swap |
SHORT |
798 |
GBP 1.57 |
|
Short Swap |
SHORT |
849 |
GBP 1.57 |
|
Short Swap |
SHORT |
1,286 |
GBP 1.57 |
|
Short Swap |
SHORT |
1,735 |
GBP 1.56 |
|
Short Swap |
SHORT |
2,218 |
GBP 1.56 |
|
Short Swap |
SHORT |
4,975 |
GBP 1.55 |
|
Short Swap |
SHORT |
96,000 |
GBP 1.57 |
|
Short Swap |
SHORT |
7,400 |
GBP 1.55 |
|
Short Swap |
SHORT |
333 |
GBP 1.57 |
|
Short Swap |
SHORT |
9,437 |
GBP 1.55 |
|
Short Swap |
SHORT |
13,922 |
GBP 1.57 |
|
Short Swap |
SHORT |
14,947 |
GBP 1.57 |
|
Short Swap |
SHORT |
18,225 |
GBP 1.55 |
|
Short Swap |
SHORT |
31,077 |
GBP 1.56 |
|
Short Swap |
SHORT |
38,000 |
GBP 1.57 |
|
Short Swap |
SHORT |
44,000 |
GBP 1.57 |
|
Short Swap |
SHORT |
45,787 |
GBP 1.57 |
|
Short Swap |
SHORT |
7,284 |
GBP 1.57 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
20/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group Plc |
|
Nature of connection # |
Advisor |
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