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EPT Disclosure

20th Oct 2009 11:01

RNS Number : 0783B
Merrill Lynch International
20 October 2009
 



FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code))

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Hansen Transmissions International NV

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

19/10/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

45,000

GBP 1.28

GBP 1.28

Total number of securities sold

Highest price received

Lowest price received

53,953

GBP 1.28

GBP 1.26

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option money

selling, 

securities under 

price 

American, 

date

eg call option

purchasing, 

option

European etc

paid/received 

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

20/10/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

Hansen Transmissions International NV

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code))

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

National Express Group Plc

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

19/10/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

548,037

GBP 3.96

GBP 3.90

Total number of securities sold

Highest price received

Lowest price received

423,475

GBP 3.99

GBP 3.90

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

115,359

GBP 3.92

Long Swap

LONG

3,524

GBP 3.92

Long Swap

LONG

4,690

GBP 3.92

Long Swap

LONG

5,617

GBP 3.96

Long Swap

LONG

6,574

GBP 3.92

Long Swap

LONG

8,822

GBP 3.92

Long Swap

LONG

10,430

GBP 3.92

Long Swap

LONG

11,929

GBP 3.92

Long Swap

LONG

14,598

GBP 3.92

Long Swap

LONG

17,085

GBP 3.92

Long Swap

LONG

21,888

GBP 3.92

Long Swap

LONG

2,925

GBP 3.92

Long Swap

LONG

27,573

GBP 3.93

Long Swap

LONG

22,300

GBP 3.92

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

2

GBP 3.95

Short Swap

SHORT

27,573

GBP 3.98

Short Swap

SHORT

25,101

GBP 3.98

Short Swap

SHORT

23,375

GBP 3.98

Short Swap

SHORT

16,291

GBP 3.94

Short Swap

SHORT

8,962

GBP 3.98

Short Swap

SHORT

5,317

GBP 3.96

Short Swap

SHORT

4,842

GBP 3.98

Short Swap

SHORT

2,500

GBP 3.98

Short Swap

SHORT

61

GBP 3.95

Short Swap

SHORT

16

GBP 3.95

 

Short Swap

SHORT

4

GBP 3.95

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

20/10/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

National Express Group

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code))

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

Stagecoach Group Plc

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

19/10/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

478,879

GBP 1.57

GBP 1.54

Total number of securities sold

Highest price received

Lowest price received

1,729,971

GBP 1.57

GBP 1.53

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

96,000

GBP 1.57

Long Swap

LONG

2,900

GBP 1.54

Long Swap

LONG

190,000

GBP 1.57

Long Swap

LONG

55,910

GBP 1.57

Long Swap

LONG

50,215

GBP 1.54

Long Swap

LONG

44,000

GBP 1.57

Long Swap

LONG

38,000

GBP 1.57

Long Swap

LONG

21,886

GBP 1.56

Long Swap

LONG

13,060

GBP 1.54

Long Swap

LONG

4,310

GBP 1.54

Long Swap

LONG

3,345

GBP 1.54

Long Swap

LONG

1,632,000

GBP 1.57

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

46,137

GBP 1.56

Short Swap

SHORT

52,000

GBP 1.56

Short Swap

SHORT

1,632,000

GBP 1.57

Short Swap

SHORT

539,268

GBP 1.56

Short Swap

SHORT

319,753

GBP 1.57

Short Swap

SHORT

190,000

GBP 1.57

Short Swap

SHORT

161,909

GBP 1.57

Short Swap

SHORT

125,208

GBP 1.57

Short Swap

SHORT

7,604

GBP 1.57

Short Swap

SHORT

434

GBP 1.55

Short Swap

SHORT

798

GBP 1.57

Short Swap

SHORT

849

GBP 1.57

Short Swap

SHORT

1,286

GBP 1.57

 

Short Swap

SHORT

1,735

GBP 1.56

Short Swap

SHORT

2,218

GBP 1.56

Short Swap

SHORT

4,975

GBP 1.55

Short Swap

SHORT

96,000

GBP 1.57

Short Swap

SHORT

7,400

GBP 1.55

Short Swap

SHORT

333

GBP 1.57

Short Swap

SHORT

9,437

GBP 1.55

Short Swap

SHORT

13,922

GBP 1.57

Short Swap

SHORT

14,947

GBP 1.57

Short Swap

SHORT

18,225

GBP 1.55

Short Swap

SHORT

31,077

GBP 1.56

Short Swap

SHORT

38,000

GBP 1.57

Short Swap

SHORT

44,000

GBP 1.57

Short Swap

SHORT

45,787

GBP 1.57

Short Swap

SHORT

7,284

GBP 1.57

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

20/10/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

National Express Group Plc

Nature of connection #

Advisor

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFEFFSSSUSESS

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