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EPT Disclosure - Anglo American Plc

14th Sep 2009 10:46

RNS Number : 9910Y
Nomura International PLC
14 September 2009
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Nomura International Plc

Company dealt in

Anglo American plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

11th September 2009

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

98,249   0.0075

-350,926 -0.027

(2) Derivatives (other than options)

9,863 0.0007

-106,855 -0.008

(3) Options and agreements to purchase/sell

Total

108,112 0.0082

-457,781    -0.035

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 4% Conv Bonds 

Long

Short

Number (%)

Number (%)

(1) Relevant securities - 4% Conv Bonds

8,100,000 0.48

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

8,100,000 0.48

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

     595

20.55(GBP)

Purchase

120,835

20.87(GBP)

Purchase

175,785

20.88 (GBP)

Purchase

178,800

20.89(GBP)

Purchase

59,565

20.91(GBP)

Purchase

2,994

20.95 (GBP)

Purchase

21,474

21.01 (GBP)

Purchase

17,000

21.04(GBP)

Sale

595

20.55(GBP)

Sale

10,964

20.56(GBP)

Sale

21,084

20.63 (GBP)

Sale

5,986

20.80(GBP)

Sale

63

20.83(GBP)

Sale

96,018

20.87(GBP)

Sale

175,795

20.88(GBP)

Sale

178,800

20.89(GBP)

Sale

81,367

20.90(GBP)

Sale

3,122

21.00 (GBP)

Sale

8,192

21.01 (GBP)

Sale

7,160

21.02 (GBP)

Sale

20,000

21.04 (GBP)

Total purchases   577,048

Total sales   609,146

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

14th September  2009

Contact name

Anthony Allen

Telephone number

0207 102 2094

Name of offeree/offeror with which connected

Anglo American Plc

Nature of connection (Note 9)

Joint advisor to Anglo American Plc

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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