26th Jun 2009 12:38
Amendment - due to the cancellation of a CFD and amended equity transactions the disclosure made on 25 June for dealings for 24 June has been updated. The original trade purchases disclosed 1,178,935 shares have been updated to total purchases 1,894,527 shares. The original trade sales disclosed 1,097,644 shares have been updated to total sales 1,802,056 shares. Dealings 2 (a) & (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary shares and ADRs |
|
Date of dealing |
24 June 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
1,894,52737,000 |
18.7114 GBP 231.1917 ZAR |
16.885 GBP 231.1917 ZAR |
|
500 (250) |
14.872 USD |
14.872 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1,802,056 189,100 |
18.578 GBP 29.00 USD |
16.835 GBP 29.00 USD |
|
500 (250) |
14.872 USD |
14.872 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
25,609 |
29.00 USD |
|
CFD |
Long |
177,091 |
29.00 USD |
|
CFD |
Long |
47,178 |
29.00 USD |
|
CFD |
Long |
6,822 |
29.00 USD |
|
CFD |
Long |
2 |
17.51 GBP |
|
CFD |
Long |
5,279 |
18.0382 GBP |
|
CFD |
Long |
20,564 |
17.5367 GBP |
|
CFD |
Long |
5,000 |
17.7466 GBP |
|
CFD |
Long |
47,515 |
17.8778 GBP |
|
CFD |
Long |
10,571 |
17.5014 GBP |
|
CFD |
Long |
2 |
17.5014 GBP |
|
CFD |
Long |
2,000 |
17.6985 GBP |
|
CFD |
Long |
5,000 |
17.0627 GBP |
|
CFD |
Long |
6,000 |
16.5333 GBP |
|
CFD |
Long |
5,000 |
17.1615 GBP |
|
CFD |
Long |
3,724 |
18.0382 GBP |
|
CFD |
Long |
99 |
17.3574 GBP |
|
CFD |
Long |
597 |
18.0382 GBP |
|
CFD |
Long |
2,308 |
17.1615 GBP |
|
CFD |
Long |
6 |
17.5014 GBP |
|
CFD |
Long |
15,000 |
18.1541 GBP |
|
CFD |
Long |
2,485 |
17.8778 GBP |
|
CFD |
Long |
11,221 |
17.5014 GBP |
|
CFD |
Long |
17,692 |
17.1615 GBP |
|
CFD |
Long |
3,192 |
17.5015 GBP |
|
CFD |
Long |
11,180 |
17.1309 GBP |
|
CFD |
Long |
982 |
17.9322 GBP |
|
CFD |
Long |
20,000 |
17.1598 GBP |
|
CFD |
Long |
2,161 |
18.2015 GBP |
|
CFD |
Long |
8 |
17.5015 GBP |
|
CFD |
Short |
2 |
17.51 GBP |
|
CFD |
Short |
597 |
17.4782 GBP |
|
CFD |
Short |
5,642 |
16.9164 GBP |
|
CFD |
Short |
15,600 |
17.0668 GBP |
|
CFD |
Short |
2,000 |
17.6985 GBP |
|
CFD |
Short |
11,221 |
18.0547 GBP |
|
CFD |
Short |
8 |
18.0529 GBP |
|
CFD |
Short |
3,192 |
18.0529 GBP |
|
CFD |
Short |
2 |
18.0547 GBP |
|
CFD |
Short |
10,571 |
18.0547 GBP |
|
CFD |
Short |
20,564 |
17.5367 GBP |
|
CFD |
Short |
6 |
18.0547 GBP |
|
CFD |
Short |
2,161 |
18.2015 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
26 June 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American