22nd Oct 2008 17:54
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
Amendment
1. KEY INFORMATION
|
Name of exempt principal trader |
Deutsche Bank AG London |
|
Company dealt in |
BHP Billiton Plc |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary |
|
Date of dealing |
16/10/2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) GBP |
Lowest price paid (Note 3) GBP |
|
2625066 |
9.305 |
7.915 |
|
Total number of securities sold |
Highest price paid (Note 3) GBP |
Lowest price paid (Note 3) GBP |
|
3797592 |
9.26 |
7.91 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) GBP |
|
CFD |
Long |
1346885 |
8.3138 |
|
CFD |
Long |
325000 |
8.8488 |
|
CFD |
Long |
325000 |
8.3874 |
|
CFD |
Long |
261074 |
8.923115 |
|
CFD |
Long |
250000 |
8.856695 |
|
CFD |
Long |
187500 |
8.108378 |
|
CFD |
Long |
27788 |
8.697383 |
|
CFD |
Long |
23842 |
8.7852 |
|
CFD |
Long |
20000 |
8.89218 |
|
CFD |
Long |
15262 |
8.827881 |
|
CFD |
Long |
9100 |
8.953449 |
|
CFD |
Long |
1400 |
8.11 |
|
CFD |
Long |
1000 |
8.795 |
|
CFD |
Long |
950 |
8.88579 |
|
CFD |
Long |
713 |
8.2368 |
|
CFD |
Long |
167 |
8.73238 |
|
CFD |
Short |
2500000 |
8.5 |
|
CFD |
Short |
700000 |
8.709772 |
|
CFD |
Short |
431000 |
8.182773 |
|
CFD |
Short |
261547 |
3.524549546 |
|
CFD |
Short |
90000 |
14 |
|
CFD |
Short |
66497 |
8.11 |
|
CFD |
Short |
56581 |
8.02916 |
|
CFD |
Short |
33000 |
8.910682 |
|
CFD |
Short |
33000 |
8.741048 |
|
CFD |
Short |
32926 |
7.9722694 |
|
CFD |
Short |
27334 |
8.042045 |
|
CFD |
Short |
20000 |
8.2465 |
|
CFD |
Short |
15000 |
8.17224 |
|
CFD |
Short |
5000 |
8.0827 |
|
CFD |
Short |
3153 |
8.67979 |
|
CFD |
Short |
900 |
8.4555 |
|
CFD |
Short |
631 |
8.46 |
|
CFD |
Short |
270 |
8.641482 |
|
CFD |
Short |
14 |
8.87 |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry Date |
Option money paid/received per unit (Note 3) |
|
Call Option |
Selling |
2,000 |
15.00 |
American |
31/03/2009 |
4.5 |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
22/10/2008 |
|
Contact name |
Artie Movsesian |
|
Telephone number |
020 7545 7804 |
|
Name of offeree/offeror with which connected |
Rio Tinto Plc |
|
Nature of connection (Note 6) |
Connected Advisor to Offeree |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
FORM 8.2
DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES
FOR NON-DISCRETIONARY CLIENTS
(Rule 8.2 of the Takeover Code)
Amendment
1. KEY INFORMATION
|
Name of entity dealing |
Deutsche Bank AG London |
|
Company dealt in |
BHP Billiton Plc |
|
Class of relevant security to which the dealings being disclosed relate 1 |
Ordinary |
|
Date of dealing |
16/10/2008 |
2. DEALINGS 2
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit GBP |
|
Purchase |
60000 |
8.859493 |
|
Purchase |
31737 |
8.672 |
|
Purchase |
13949 |
8.7879 |
|
Purchase |
9291 |
8.11 |
|
Purchase |
5150 |
8.873786 |
|
Purchase |
5000 |
9.059566 |
|
Purchase |
5000 |
8.625 |
|
Purchase |
611 |
8.892365 |
|
Purchase |
330 |
8.35 |
|
Purchase |
250 |
8.37 |
|
Purchase |
150 |
9 |
|
Sale |
261547 |
8.8161 |
|
Sale |
20000 |
8.2465 |
|
Sale |
14910 |
8.8652 |
|
Sale |
7205 |
7.995 |
|
Sale |
3500 |
8.721774 |
|
Sale |
460 |
8.11 |
|
Sale |
202 |
8.96401 |
|
Sale |
100 |
9 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short 4 |
Number of securities 5 |
Price per unit 3 |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates 5 |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit 3 |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit 3 |
|
Date of disclosure |
22/10/2008 |
|
Contact name |
Artie Movsesian |
|
Telephone number |
020 7545 7804 |
|
Name of offeree/offeror with which associated |
Rio Tinto Plc |
|
Specify category and nature of associate status 6 |
Connected Advisor to Offeree |
Notes
|
1. |
See the definition of "relevant securities" in the Definitions Section of the Code. |
|
2. |
See the definition of "dealings" in the Definitions Section of the Code. |
|
3. |
For all prices and other monetary amounts, the currency must be stated. |
|
4. |
If a long position has been increased or a short position reduced as a result of the dealing, write "long". If a short position has been increased or a long position reduced as a result of the dealing, write "short". If the dealing has not resulted in a long or short position being increased or reduced, give details of the variation or other dealing. |
|
5. |
See Note 3 on the definition of "interests in securities" in the Definitions Section of the Code. |
|
6. |
See the definition of "associate" in the Definitions Section of the Code. |
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group