13th Jul 2009 11:19
Amendment - due to the late booking of a CFD transaction the disclosure made on 10 July for dealings for 09 July has been updated. Dealings 2 (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary shares and ADRs |
|
Date of dealing |
09 July 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
978,711 |
16.56 GBP |
15.915 GBP |
|
370 (185) |
13.4276 USD |
13.4276 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1,240,217 |
16.57 GBP |
15.90 GBP |
|
370 (185) |
13.4276 USD |
13.4276 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
3,650 |
16.3083 GBP |
|
CFD |
Long |
8,850 |
16.3083 GBP |
|
CFD |
Long |
75,000 |
16.3073 GBP |
|
CFD |
Long |
151 |
16.4629 GBP |
|
CFD |
Long |
34,666 |
16.4015 GBP |
|
CFD |
Long |
2,004 |
16.0049 GBP |
|
CFD |
Long |
6,486 |
16.2079 GBP |
|
CFD |
Long |
2,212 |
16.5114 GBP |
|
CFD |
Long |
2,142 |
16.2416 GBP |
|
CFD |
Long |
10,000 |
16.3042 GBP |
|
CFD |
Long |
582 |
17.2112 GBP |
|
CFD |
Short |
151 |
16.4221 GBP |
|
CFD |
Short |
6,486 |
16.2079 GBP |
|
CFD |
Short |
30,244 |
16.4015 GBP |
|
CFD |
Short |
2,212 |
16.5114 GBP |
|
CFD |
Long |
50,000 |
16.4421 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
13 July 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American