12th May 2008 10:08
|
This announcement amends the EPT amendment disclosure released on 09/05/2008 at 11.39 under number 0845U. The total number of BHP Billiton Plc securities sold has been amended. |
FORM 38.5 (SUMMARY) |
|
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
|
securities in which dealings have been made. |
|
CONNECTED EXEMPT PRINCIPLE TRADER: |
|
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS |
|
Name of EPT |
Merrill Lynch International |
|
Date of disclosure |
08 May 2008 |
|
Date of dealing |
07 May 2008 |
|
Telephone number |
020 7996 2121 |
|
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies: |
|
07 May 2008 |
|
Titan Europe Plc - Common |
|
Taylor Nelson Sofres Plc - Common |
|
Rio Tinto Plc - Common |
|
BHP Billiton Plc - Common |
|
AMENDMENT |
|
state which element(s) of previous disclosure was incorrect: |
|
In the case of option business or dealings in derivatives full details should be given on a separate sheet so |
|
that the nature of the dealings can be fully understood. For options this should include the number of |
|
securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise price |
|
and any option money paid or received. For derivatives this should include, at least, the number of reference |
|
securities to which they relate (when relevant), the maturity date (or if applicable the closing out date) and the |
|
reference price. |
|
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the Monitoring |
|
Section of the Panel, Tel. No:0207 638 0129 |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
BHP Billiton Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
07/05/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,872,526 |
GBP 19.60 |
GBP 0.19 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,306,330 |
GBP 19.60 |
GBP 19.27 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
10,843 |
GBP 19.44 |
|
Long Swap |
LONG |
720 |
GBP 19.39 |
|
Long Swap |
LONG |
1,864 |
GBP 19.44 |
|
Long Swap |
LONG |
2,298 |
GBP 19.44 |
|
Long Swap |
LONG |
3,407 |
GBP 19.42 |
|
Long Swap |
LONG |
3,417 |
GBP 19.40 |
|
Long Swap |
LONG |
3,863 |
GBP 19.44 |
|
Long Swap |
LONG |
305 |
GBP 19.44 |
|
Long Swap |
LONG |
9,023 |
GBP 19.44 |
|
Long Swap |
LONG |
55,974 |
GBP 19.44 |
|
Long Swap |
LONG |
133,634 |
GBP 19.44 |
|
Long Swap |
LONG |
182,196 |
GBP 19.44 |
|
Long Swap |
LONG |
4,514 |
GBP 19.39 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
675 |
GBP 19.41 |
|
Short Swap |
SHORT |
4,514 |
GBP 19.41 |
|
Short Swap |
SHORT |
1,350 |
GBP 19.51 |
|
Short Swap |
SHORT |
1,040 |
GBP 19.43 |
|
(c) Options transactions in respect of existing securities |
|
(i) Writing, selling, purchasing or varying |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry date |
Option |
|
selling, |
securities under |
price |
American, |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
Warrant |
Buying |
47,000 |
£0.52 |
AMERICAN |
17-Apr-09 |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
08/05/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
|
CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Taylor Nelson Sofres Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
07/05/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
82,181 |
GBP 2.45 |
GBP 2.39 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
49,955 |
GBP 2.44 |
GBP 2.40 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
08/05/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
WPP Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Rio Tinto Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
07/05/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,239,250 |
GBP 64.42 |
GBP 62.85 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
439,711 |
GBP 64.40 |
GBP 62.82 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
1,544 |
GBP 63.46 |
|
Long Swap |
LONG |
627 |
GBP 63.46 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
20 |
GBP 63.96 |
|
Short Swap |
SHORT |
120 |
GBP 63.96 |
|
Short Swap |
SHORT |
320 |
GBP 63.78 |
|
Short Swap |
SHORT |
510 |
GBP 63.96 |
|
Short Swap |
SHORT |
732 |
GBP 63.58 |
|
Short Swap |
SHORT |
960 |
GBP 63.78 |
|
Short Swap |
SHORT |
1,544 |
GBP 63.58 |
|
(c) Options transactions in respect of existing securities |
|
(i) Writing, selling, purchasing or varying |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry date |
Option |
|
selling, |
securities under |
price |
American, |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
Warrant |
Buying |
1,000 |
£3.72 |
AMERICAN |
17-Apr-09 |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
08/05/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
|
CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Titan Europe Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
07/05/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
40,975 |
GBP 1.85 |
GBP 1.85 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
40,975 |
GBP 1.85 |
GBP 1.85 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
08/05/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Titan International Inc |
|
Nature of connection # |
Advisor |
Related Shares:
BHP GroupRio Tinto