29th Jun 2009 11:32
Amendment - due to the late booking of an equity transaction the disclosure made on 26 June for dealings for 25 June has been updated. The original trade purchases disclosed 1,344,136 shares have been updated to total purchases 1,344,825 shares. Dealings 2 (a) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL
|
|
Company dealt in |
ANGLO AMERICAN PLC
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
0.54945 USD ordinary shares and ADRs |
|
Date of dealing |
25 June 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
1,344,825 |
18.34 GBP |
17.64 GBP |
|
500 (250) |
15.06 USD |
15.06 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1,445,016 |
18.36 GBP |
17.655 GBP |
|
500 (250) |
15.06 USD |
15.06 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
50,000 |
17.9086 GBP |
|
CFD |
Long |
104 |
17.6773 GBP |
|
CFD |
Long |
1,441 |
18.31 GBP |
|
CFD |
Long |
170 |
17.6773 GBP |
|
CFD |
Long |
11,180 |
17.6799 GBP |
|
CFD |
Long |
40,000 |
17.9223 GBP |
|
CFD |
Long |
8,643 |
17.9107 GBP |
|
CFD |
Long |
491 |
17.7323 GBP |
|
CFD |
Long |
3,850 |
17.7733 GBP |
|
CFD |
Long |
1,979 |
17.7474 GBP |
|
CFD |
Long |
3,451 |
18.31 GBP |
|
CFD |
Long |
50,000 |
17.9086 GBP |
|
CFD |
Long |
7,370 |
18.1167 GBP |
|
CFD |
Long |
2,202 |
18.0515 GBP |
|
CFD |
Long |
9,500 |
18.1137 GBP |
|
CFD |
Long |
14,313 |
18.0592 GBP |
|
CFD |
Long |
37,678 |
18.0507 GBP |
|
CFD |
Long |
25,000 |
18.2398 GBP |
|
CFD |
Long |
55,000 |
17.9745 GBP |
|
CFD |
Long |
2,000 |
17.7318 GBP |
|
CFD |
Short |
5,829 |
17.7641 GBP |
|
CFD |
Short |
3,724 |
17.8057 GBP |
|
CFD |
Short |
1,676 |
17.8057 GBP |
|
CFD |
Short |
4,892 |
18.31 GBP |
|
CFD |
Short |
7,370 |
18.1541 GBP |
|
CFD |
Short |
2,202 |
18.0515 GBP |
|
CFD |
Short |
4,500 |
17.905 GBP |
|
CFD |
Short |
11,788 |
18.0592 GBP |
|
CFD |
Short |
9,500 |
18.1137 GBP |
|
CFD |
Short |
3,150 |
18.0123 GBP |
|
CFD |
Short |
37,678 |
18.0507 GBP |
|
CFD |
Short |
2,000 |
17.7318 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
29 June 2009
|
|
Contact name |
Peter Highton
|
|
Telephone number |
+44-207-774-1935
|
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC
|
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American