12th Oct 2009 12:17
Amendment - due to the amendment of CFD transactions the disclosure made on 09 October for dealings for 08 October has been updated. Dealings 2 (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary shares and ADRs |
|
Date of dealing |
08 October 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
394,782 |
21.92 GBP |
21.415 GBP |
|
20,300 (10,150) |
17.3335 USD |
17.3335 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
423,022 71,150 |
21.915 GBP 35.00 USD |
21.415 GBP 35.00 USD |
|
20,300 (10,150) |
17.3335 USD |
17.3335 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
4,645 |
21.5624 GBP |
|
CFD |
Short |
8,410 |
21.5624 GBP |
|
CFD |
Short |
25,041 |
21.7281 GBP |
|
CFD |
Short |
3,749 |
21.6412 GBP |
|
CFD |
Short |
5,081 |
21.5232 GBP |
|
CFD |
Short |
17 |
21.0808 GBP |
|
CFD |
Short |
5,000 |
21.7165 GBP |
|
CFD |
Short |
1,259 |
21.6351 GBP |
|
CFD |
Short |
114 |
21.8883 GBP |
|
CFD |
Long |
16 |
20.2936 GBP |
|
CFD |
Long |
1,259 |
21.6351 GBP |
|
CFD |
Long |
1,616 |
21.676 GBP |
|
CFD |
Long |
27 |
20.6036 GBP |
|
CFD |
Long |
5,081 |
21.5232 GBP |
|
CFD |
Long |
74 |
20.6986 GBP |
|
CFD |
Long |
19,632 |
21.7281 GBP |
|
CFD |
Long |
3,749 |
21.6412 GBP |
|
CFD |
Long |
1,143 |
21.0287 GBP |
|
CFD |
Long |
8,934 |
21.7856 GBP |
|
CFD |
Long |
5,000 |
21.7165 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
10 (10,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
11 (11,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
9 (9,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
40 (40,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
7 (7,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
30 (30,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
10 (10,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
10 (10,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
20 (20,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
3 (3,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
7 (7,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
10 (10,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
10 (10,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
20 (20,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
9 (9,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
3 (3,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
11 (11,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
30 (30,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
40 (40,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.06 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
10 (10,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.065 GBP |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
12 October 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American