14th Jul 2008 12:44
Amendment - due to the cancellation of both CFD and equity transactions the disclosure made on 07 July 2008 for dealings on 03 July 2008 is being updated. The original trade purchases disclosed 791,077 shares have been amended to total purchases 786,244 shares. The original trade sales disclosed 461,749 shares have been amended to total sales 456,916 shares. Dealings 2 (a) & (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
RIO TINTO PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
03 July 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
786244 |
58.2974 GBP |
53.06 GBP |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
456916 |
58.33 GBP |
53.01 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
2130 |
54.4285 GBP |
|
CFD |
Short |
1460 |
54.4285 GBP |
|
CFD |
Short |
6410 |
54.4285 GBP |
|
CFD |
Long |
23520 |
54.5237 GBP |
|
CFD |
Long |
6028 |
54.5941 GBP |
|
CFD |
Short |
61 |
54.8799 GBP |
|
CFD |
Short |
11969 |
54.457 GBP |
|
CFD |
Short |
1250 |
53.6361 GBP |
|
CFD |
Long |
5000 |
54.5546 GBP |
|
CFD |
Short |
2346 |
54.9086 GBP |
|
CFD |
Short |
5000 |
54.1808 GBP |
|
CFD |
Short |
50000 |
54.599 GBP |
|
CFD |
Short |
800 |
53.9933 GBP |
|
CFD |
Short |
150 |
53.7137 GBP |
|
CFD |
Short |
3075 |
54.0708 GBP |
|
CFD |
Short |
247 |
54.0162 GBP |
|
CFD |
Short |
1 |
53.59 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Call Option |
S |
500000 |
64.00 GBP |
American |
19/09/08 |
1.565 GBP |
|
Call Option |
B |
500000 |
56.00 GBP |
American |
19/09/08 |
4.20 GBP |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
14 July 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto