19th Nov 2007 11:22
Morgan Stanley Securities Ld(EPT)19 November 2007 AMENDMENT TO ANNOUNCEMENT 8887H RELEASED AT 11:24 ON 16 NOVEMBER 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Morgan Stanley Securities Limited Company dealt in Rio Tinto Plc Class of relevant security to which the Ordinary Sharesdealings being disclosed relate (Note 1) Date of dealing 08 November 2007 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) GBP Lowest price paid (Note 3) GBP 8,315,765 57.3300 43.5900 Total number of securities sold Highest price received (Note 3) GBP Lowest price received (Note 3) GBP 5,040,021 57.0900 43.5500 (b) Derivatives transactions (other than options) Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3) GBPe.g. CFD CFD LONG 24,491 52.9600CFD LONG 95,017 55.4981CFD SHORT 3,719 52.9600CFD SHORT 11,919 56.4196CFD LONG 596 43.6745CFD LONG 592 43.6745CFD LONG 4,860 43.8537CFD LONG 3,340 43.8537CFD LONG 11,800 43.8537CFD LONG 39,732 43.9430CFD LONG 2,153 43.9738CFD LONG 7,040 43.9738CFD LONG 17,680 43.9738CFD LONG 100,000 44.0521CFD LONG 17,652 44.1035CFD LONG 7,036 44.1035CFD LONG 2,151 44.1035CFD LONG 30,000 44.1175CFD LONG 40,000 44.3589CFD LONG 900 46.0933CFD LONG 101,009 47.6828CFD LONG 59,316 47.6828CFD LONG 19,949 51.5226CFD LONG 1,747 51.6981CFD LONG 100,000 52.3882CFD LONG 100,000 52.4472CFD LONG 5,554 52.9504CFD LONG 3,074 53.1897CFD LONG 21,505 53.1897CFD LONG 6,480 53.2300CFD LONG 36,000 53.2498CFD LONG 3,253 53.3523CFD LONG 647 53.3523CFD LONG 154,607 54.1005CFD LONG 213,504 54.1005CFD LONG 10,000 54.1219CFD LONG 25,000 54.5327CFD LONG 2,100 54.7616CFD LONG 12,900 54.7616CFD LONG 874 54.8552CFD LONG 3,226 54.8552CFD LONG 13,000 55.0297CFD LONG 3,600 55.1947CFD LONG 100,000 55.7443CFD LONG 100,000 55.7443CFD LONG 1,562 56.8825CFD LONG 552 56.8825CFD LONG 1,692 56.8825CFD LONG 18,694 56.8825CFD LONG 1,119 119.2060 USDCFD LONG 1,407 119.2060 USDCFD LONG 3,201 119.2060 USDCFD LONG 1,269 119.2060 USDCFD LONG 2,201 119.2060 USDCFD LONG 745 119.2060 USDCFD LONG 2,331 119.2060 USDCFD LONG 9,231 119.2060 USDCFD LONG 20,496 119.2060 USDCFD SHORT 874 43.6931CFD SHORT 296 43.9155CFD SHORT 7,000 44.1381CFD SHORT 7,000 44.1381CFD SHORT 192 44.2183CFD SHORT 296 44.2355CFD SHORT 30,000 44.4269CFD SHORT 1,415 44.4269CFD SHORT 3,000 44.4866CFD SHORT 835 44.9981CFD SHORT 3,065 44.9981CFD SHORT 28,000 45.6183CFD SHORT 21,235 46.5542CFD SHORT 4,247 46.5542CFD SHORT 1,001 46.5542CFD SHORT 30,000 47.6368CFD SHORT 55,000 47.6368CFD SHORT 10,000 49.1835CFD SHORT 7,000 49.3967CFD SHORT 15,890 49.5519CFD SHORT 100,000 51.6877CFD SHORT 85,871 51.8170CFD SHORT 65,711 51.8170CFD SHORT 2,418 51.8170CFD SHORT 336,023 51.8298CFD SHORT 3,436 52.0780CFD SHORT 962 52.0780CFD SHORT 21,002 52.0780CFD SHORT 93,500 52.3571CFD SHORT 6,500 52.3571CFD SHORT 100,000 52.3650CFD SHORT 100,000 52.4869CFD SHORT 56,652 52.5280CFD SHORT 552 52.5980CFD SHORT 1,562 52.5980CFD SHORT 18,694 52.5980CFD SHORT 1,692 52.5980CFD SHORT 8,000 52.7058CFD SHORT 13,005 52.7895CFD SHORT 16,995 52.7895CFD SHORT 372 52.8163CFD SHORT 54 52.8163CFD SHORT 29,250 52.9236CFD SHORT 15,750 52.9236CFD SHORT 1,000,000 52.9600CFD SHORT 35,000 53.0129CFD SHORT 596 53.2066CFD SHORT 58,000 53.2871CFD SHORT 42,000 53.2871CFD SHORT 48,000 53.4269CFD SHORT 10,000 53.4320CFD SHORT 20,814 53.4495CFD SHORT 273,323 53.4495CFD SHORT 49,620 53.4512CFD SHORT 24,000 53.4674CFD SHORT 165,591 53.5001CFD SHORT 29,250 53.5255CFD SHORT 15,750 53.5255CFD SHORT 104,716 53.5408CFD SHORT 15,750 54.0054CFD SHORT 29,250 54.0054CFD SHORT 100,000 54.0386CFD SHORT 2,759 54.1737CFD SHORT 93,500 54.7834CFD SHORT 6,500 54.7834CFD SHORT 42,000 54.9139CFD SHORT 58,000 54.9139CFD SHORT 45,000 54.9224CFD SHORT 16,000 54.9623CFD SHORT 2,100 54.9984CFD SHORT 12,900 54.9984CFD SHORT 234,000 55.0035CFD SHORT 126,000 55.0035CFD SHORT 2,542 55.2650CFD SHORT 341,416 55.7701CFD SHORT 44,553 55.7701CFD SHORT 59,274 55.7701CFD SHORT 26,461 55.8058CFD SHORT 1,211 55.8058CFD SHORT 4,328 55.8058CFD SHORT 10,000 55.8849CFD SHORT 5,820 55.8849CFD SHORT 1,010 55.8849CFD SHORT 500 55.8849CFD SHORT 338,225 55.9750CFD SHORT 26,460 56.1385CFD SHORT 1,211 56.1385CFD SHORT 4,329 56.1385CFD SHORT 55,000 93.3681 USDCFD SHORT 180 95.3968 USDCFD SHORT 560 95.3968 USDCFD SHORT 530 95.3968 USDCFD SHORT 300 95.3968 USDCFD SHORT 340 95.3968 USDCFD SHORT 760 95.3968 USDCFD SHORT 270 95.3968 USDCFD SHORT 2,200 95.3968 USDCFD SHORT 4,860 95.3968 USDCFD SHORT 24,410 107.5722 USDCFD SHORT 10,990 107.5722 USDCFD SHORT 1,330 107.5722 USDCFD SHORT 1,510 107.5722 USDCFD SHORT 1,670 107.5722 USDCFD SHORT 3,810 107.5722 USDCFD SHORT 2,620 107.5722 USDCFD SHORT 2,770 107.5722 USDCFD SHORT 890 107.5722 USDCFD SHORT 2,500 111.8075 USDCFD SHORT 2,360 111.8075 USDCFD SHORT 1,510 111.8075 USDCFD SHORT 1,360 111.8075 USDCFD SHORT 3,430 111.8075 USDCFD SHORT 1,200 111.8075 USDCFD SHORT 800 111.8075 USDCFD SHORT 9,890 111.8075 USDCFD SHORT 21,950 111.8075 USDCFD SHORT 21,950 112.5875 USDCFD SHORT 9,890 112.5875 USDCFD SHORT 800 112.5875 USDCFD SHORT 1,200 112.5875 USDCFD SHORT 3,430 112.5875 USDCFD SHORT 1,360 112.5875 USDCFD SHORT 1,510 112.5875 USDCFD SHORT 2,360 112.5875 USDCFD SHORT 2,500 112.5875 USDCFD SHORT 2,330 116.8641 USDCFD SHORT 740 116.8641 USDCFD SHORT 2,200 116.8641 USDCFD SHORT 1,410 116.8641 USDCFD SHORT 1,270 116.8641 USDCFD SHORT 3,200 116.8641 USDCFD SHORT 1,120 116.8641 USDCFD SHORT 9,230 116.8641 USDCFD SHORT 20,500 116.8641 USDCFD SHORT 45,000 117.7482 USDFUTURE SALE 3 44.7260FUTURE SALE 1 44.7261FUTURE SALE 1 46.4076FUTURE SALE 1 46.4077FUTURE SALE 1 52.9522FUTURE SALE 1 52.9522FUTURE SALE 8 52.9523CFD SHORT 241 54.1737CFD LONG 800 51.6981CFD SHORT 800 110.7482 USDCFD LONG 947 51.6981CFD SHORT 970 93.2428 USDCFD SHORT 1,200 110.7482 USDCFD SHORT 1,360 110.7482 USDCFD SHORT 1,460 93.2428 USDCFD SHORT 1,473 118.9407 USDCFD SHORT 1,510 110.7482 USDCFD SHORT 1,570 118.9407 USDCFD SHORT 1,660 93.2428 USDCFD SHORT 1,840 93.2428 USDCFD SHORT 2,360 110.7482 USDCFD SHORT 2,500 110.7482 USDCFD SHORT 2,695 118.9407 USDCFD SHORT 2,880 93.2428 USDCFD SHORT 3,002 118.9407 USDCFD SHORT 3,050 93.2428 USDCFD SHORT 3,430 110.7482 USDCFD SHORT 4,190 93.2428 USDCFD SHORT 4,253 118.9407 USDCFD SHORT 4,513 118.9407 USDCFD LONG 5,000 51.8381CFD SHORT 6,500 53.2572CFD SHORT 6,871 118.9407 USDCFD SHORT 7,422 44.1782CFD SHORT 9,890 110.7482 USDCFD SHORT 12,090 93.2428 USDCFD SHORT 12,578 44.1782CFD SHORT 18,757 118.9407 USDCFD SHORT 21,274 52.7599CFD SHORT 21,950 110.7482 USDCFD SHORT 26,860 93.2428 USDCFD SHORT 37,110 44.3278CFD SHORT 41,066 118.9407 USDCFD LONG 46,200 44.0889CFD LONG 52,480 53.8687CFD SHORT 62,890 44.3278CFD LONG 63,800 44.0889CFD LONG 100,000 51.8381CFD LONG 100,000 53.0321CFD LONG 100,000 53.1318CFD LONG 199,000 53.1373CFD LONG 16,150 55.7866CFD SHORT 16,150 55.6071CFD SHORT 2,670 55.8849CFD SHORT 461,855 55.9750CFD LONG 850 55.7866CFD SHORT 850 55.6071CFD SHORT 100,000 53.5001CFD LONG 10,319 43.9870CFD SALE 15,750 54.9498CFD SALE 29,250 54.9498CFD LONG 39,732 43.9870CFD LONG 5,714 43.9870 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option price American, date paid/received pere.g. call option varying etc. relates (Note 5) European etc. unit (Note 3) N/A N/A N/A N/A N/A N/A N/A (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 3)N/A N/A N/A 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Date of disclosure 19 November 2007 Contact name Zafrhan Fahmy Telephone number 020 7677 1871 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 6) Advisor Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto