24th Sep 2009 11:26
Amendment - due to the amendment of both equity & CFD transactions the disclosure made on 23 September for dealings for 22 September has been updated. The original trade purchases disclosed 466,829 shares have been updated to total purchases 443,604 shares. The original trade sales disclosed 422,444 shares have been updated to total sales 445,669 shares. Dealings 2 (a) & (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary shares and ADRs |
|
Date of dealing |
22 September 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
387,604 27,000 29,000 |
21.095 GBP 33.25 USD 256.8163 ZAR |
20.60 GBP 33.25 USD 256.8163 ZAR |
|
150 (75) |
16.84 USD |
16.84 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
445,669 |
21.14 GBP |
20.60 GBP |
|
150 (75) |
16.84 USD |
16.84 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
1,142 |
20.8737 GBP |
|
CFD |
Long |
10,823 |
20.8737 GBP |
|
CFD |
Long |
8,321 |
20.8737 GBP |
|
CFD |
Long |
1,062 |
20.8737 GBP |
|
CFD |
Long |
1,366 |
20.8737 GBP |
|
CFD |
Long |
511 |
20.8737 GBP |
|
CFD |
Long |
8,276 |
20.9018 GBP |
|
CFD |
Long |
100 |
21.0777 GBP |
|
CFD |
Long |
6,030 |
21.0597 GBP |
|
CFD |
Long |
3,097 |
20.9018 GBP |
|
CFD |
Long |
150 |
20.6203 GBP |
|
CFD |
Long |
10,000 |
20.6438 GBP |
|
CFD |
Long |
14,078 |
20.9018 GBP |
|
CFD |
Long |
3,632 |
20.6655 GBP |
|
CFD |
Long |
2,655 |
20.9018 GBP |
|
CFD |
Long |
5,947 |
20.4262 GBP |
|
CFD |
Long |
4,512 |
20.9018 GBP |
|
CFD |
Long |
6,559 |
20.9018 GBP |
|
CFD |
Long |
3,212 |
21.0146 GBP |
|
CFD |
Long |
823 |
20.9018 GBP |
|
CFD |
Long |
1,775 |
20.8758 GBP |
|
CFD |
Long |
296 |
20.5528 GBP |
|
CFD |
Short |
7,420 |
20.739 GBP |
|
CFD |
Short |
1,606 |
20.7619 GBP |
|
CFD |
Short |
125 |
20.6036 GBP |
|
CFD |
Short |
844 |
20.3849 GBP |
|
CFD |
Short |
6,030 |
21.0597 GBP |
|
CFD |
Short |
20,000 |
20.9337 GBP |
|
CFD |
Short |
100 |
21.0777 GBP |
|
CFD |
Short |
3,212 |
21.0146 GBP |
|
CFD |
Short |
3,632 |
20.6655 GBP |
|
CFD |
Short |
5,000 |
21.0113 GBP |
|
SWAP |
Short |
300 |
20.8383 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Call Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
22.00 GBP |
AMERICAN |
16/10/2009 |
0.455 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
22.00 GBP |
AMERICAN |
16/10/2009 |
0.455 GBP |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
24 September 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American