15th Aug 2008 15:14
Amendment - due to the late booking of an equity transaction the disclosure made on 14 August 2008 for dealings on 13 August 2008 is being updated. The original trade purchases disclosed 1,578,420 & 40 shares have been updated to total purchases 2,750,007 & 40 shares. Dealings 2 (a) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
RIO TINTO PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
13 August 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
2750007 40 |
46.86 GBP 346.58 USD |
43.6063 GBP 346.58 USD |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1314928 40 |
47.01 GBP 346.58 USD |
0.00 GBP 346.58 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
3125 |
46.3036 GBP |
|
CFD |
Long |
2190 |
46.3036 GBP |
|
CFD |
Long |
1100 |
46.2439 GBP |
|
CFD |
Long |
1000 |
46.2439 GBP |
|
CFD |
Long |
55 |
46.3037 GBP |
|
CFD |
Long |
354 |
46.3037 GBP |
|
CFD |
Long |
521 |
46.3036 GBP |
|
CFD |
Short |
2000 |
46.3639 GBP |
|
CFD |
Long |
65 |
46.763 GBP |
|
CFD |
Long |
68 |
46.763 GBP |
|
CFD |
Short |
10000 |
46.613 GBP |
|
CFD |
Short |
800 |
46.4509 GBP |
|
CFD |
Long |
1456 |
46.9236 GBP |
|
CFD |
Short |
1456 |
46.584 GBP |
|
CFD |
Short |
25000 |
46.8263 GBP |
|
CFD |
Short |
25000 |
46.6514 GBP |
|
CFD |
Short |
112500 |
46.32 GBP |
|
CFD |
Short |
500 |
46.3639 GBP |
|
CFD |
Short |
5000 |
46.3688 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Call Option |
B |
9850 |
61.75 GBP |
European |
14/11/08 |
0.691 GBP |
|
Call Option |
B |
9850 |
61.75 GBP |
European |
14/11/08 |
0.691 GBP |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
15 August 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto