30th Nov 2007 13:17
UBS Securities LLC30 November 2007 This announcement replaces the previous RNS announcement reference 6207Ireleased at 16:54 on 27 November 2007. Amendment made to the long and shortfigures in 2(a) and also to the supplemental sheet. All other informationremains unchanged. DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS Securities LLC Company dealt in BHP Billiton Limited (ISIN US0886061086) Class of relevant security to which the dealings ADR (1:2)being disclosed relate (Note 1) Date of dealing 26 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (As in (%) Number (as in (%) shares) shares)(1) Relevant securities - - 6700656 0.20%(2) Derivatives (other than - - - -options)(3) Options and agreements to 14976 0% 6110 0%purchase/sellTotal 14976 0% 6706756 0.20% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Buy/Sell ADR Qty Equivalent Ord Qty Price (USD)B 500 1000 72.68B 18 36 71.06B 20 40 71.09B 80 160 71.09B 100 200 71.08B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.09B 100 200 71.07B 100 200 71.07B 100 200 71.07B 100 200 71.08B 100 200 71.07B 100 200 71.07B 100 200 71.07B 100 200 71.07B 100 200 71.07B 100 200 71.08B 100 200 71.07B 100 200 71.03B 100 200 71.03B 100 200 71.03B 100 200 71.03B 100 200 71.04B 100 200 71.04B 100 200 71.04B 100 200 71.05B 100 200 71.06B 100 200 71.07B 100 200 71.06B 100 200 71.08B 100 200 71.07B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 100 200 71.1B 200 400 71.1B 200 400 71.1B 200 400 71.07B 200 400 71.06B 200 400 71.03B 200 400 71.07B 200 400 71.1B 200 400 71.1B 200 400 71.1B 200 400 71.09B 200 400 71.1B 235 470 71.03B 400 800 71.1B 700 1400 71.1B 800 1600 71.1B 1400 2800 71.08B 1547 3094 71.1B 100 200 71.2B 21161 42322 72.099B 624 1248 71.4B 500 1000 72.61B 7100 14200 71.611B 12500 25000 71.086S 300 600 72.68S 100 200 72.68S 100 200 72.68S 12500 25000 71.086S 5647 11294 72.502S 8383 16766 72.299S 872 1744 72.64S 1414 2828 72.629S 80 160 72.22S 500 1000 72.68S 11400 22800 72.396Total Buys 54885 109770Total Sells 41296 82592 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note Price per unit (Note 4) 6)e.g. CFD (c) Options transactions in respect of existing securities Product Writing, Number of Exercise Type, e.g. Expiry date Option money name, e.g. selling, securities (as in price American, paid/receivedcall option purchasing, ordinary shares) (USD) European per unit (USD) varying etc. to which the etc. (Note 4) option relates (Note 6)CALL Purchasing 2000 65 American 12/22/2007 9.4CALL Purchasing 200 65 American 12/22/2007 7.5CALL Purchasing 1200 70 American 12/22/2007 5.6CALL Purchasing 400 70 American 12/22/2007 5CALL Purchasing 800 70 American 12/22/2007 4.9CALL Purchasing 200 70 American 12/22/2007 4.2CALL Purchasing 1600 75 American 12/22/2007 2.4CALL Purchasing 200 80 American 12/22/2007 1.15CALL Purchasing 3800 80 American 12/22/2007 1CALL Purchasing 400 85 American 12/22/2007 0.35CALL Purchasing 600 85 American 12/22/2007 0.3CALL Purchasing 800 62.5 American 12/22/2007 10.6CALL Purchasing 400 70 American 02/16/2008 8CALL Purchasing 1800 75 American 02/16/2008 5.74CALL Purchasing 1800 75 American 02/16/2008 5.7CALL Purchasing 400 75 American 02/16/2008 5.65CALL Purchasing 1600 80 American 02/16/2008 3.6CALL Purchasing 200 70 American 01/19/2008 7.1CALL Purchasing 1800 75 American 01/19/2008 4.7CALL Purchasing 9600 75 American 01/19/2008 4.2CALL Purchasing 400 80 American 01/19/2008 2.65CALL Purchasing 200 80 American 01/19/2008 2.72CALL Purchasing 200 80 American 01/19/2008 2.75CALL Purchasing 200 80 American 01/19/2008 2.5CALL Purchasing 1200 85 American 01/19/2008 1.08CALL Purchasing 200 85 American 01/19/2008 1CALL Purchasing 1000 70 American 05/17/2008 10.6CALL Purchasing 200 95 American 05/17/2008 3PUT Purchasing 2000 70 American 12/22/2007 2.2PUT Purchasing 2000 70 American 12/22/2007 2.95PUT Purchasing 600 70 American 12/22/2007 2.9PUT Purchasing 4000 62.5 American 12/22/2007 0.7PUT Purchasing 2000 62.5 American 12/22/2007 0.75PUT Purchasing 200 75 American 01/19/2008 7PUT Purchasing 6000 60 American 05/17/2008 3.8PUT Purchasing 200 85 American 05/17/2008 16.7CALL Selling 2000 70 American 12/22/2007 5.3CALL Selling 400 70 American 12/22/2007 5.8CALL Selling 200 70 American 12/22/2007 5.2CALL Selling 1000 70 American 12/22/2007 4.5CALL Selling 400 75 American 12/22/2007 2CALL Selling 2000 75 American 12/22/2007 2.05CALL Selling 7200 75 American 12/22/2007 2.05CALL Selling 3000 75 American 12/22/2007 2.05CALL Selling 4200 75 American 12/22/2007 2.05CALL Selling 10200 75 American 12/22/2007 2.05CALL Selling 200 75 American 12/22/2007 2.05CALL Selling 4200 75 American 12/22/2007 2.05CALL Selling 400 80 American 12/22/2007 1.15CALL Selling 1200 80 American 12/22/2007 1.05CALL Selling 400 80 American 12/22/2007 1.05CALL Selling 1000 80 American 12/22/2007 0.8CALL Selling 200 75 American 02/16/2008 5.8CALL Selling 1000 75 American 02/16/2008 5.4CALL Selling 200 80 American 02/16/2008 4CALL Selling 200 90 American 02/16/2008 1.55CALL Selling 200 90 American 02/16/2008 1.45CALL Selling 2000 105 American 02/16/2008 0.4CALL Selling 800 110 American 02/16/2008 0.25CALL Selling 1400 65 American 01/19/2008 9.2CALL Selling 6000 85 American 01/19/2008 1.45CALL Selling 3200 90 American 01/19/2008 0.7CALL Selling 1200 70 American 05/17/2008 10.08CALL Selling 1000 70 American 05/17/2008 10CALL Selling 1000 70 American 05/17/2008 10CALL Selling 2000 75 American 05/17/2008 8.4CALL Selling 1800 75 American 05/17/2008 8.49CALL Selling 1600 75 American 05/17/2008 8.5CALL Selling 1800 75 American 05/17/2008 8.45CALL Selling 400 75 American 05/17/2008 8.4CALL Selling 200 80 American 05/17/2008 6.9CALL Selling 1000 85 American 05/17/2008 5.3CALL Selling 1400 90 American 05/17/2008 4.1CALL Selling 2400 105 American 05/17/2008 1.9PUT Selling 1600 65 American 12/22/2007 1.1PUT Selling 1600 70 American 12/22/2007 3PUT Selling 2800 70 American 12/22/2007 3PUT Selling 600 70 American 12/22/2007 3.1PUT Selling 9200 70 American 12/22/2007 3PUT Selling 8000 70 American 12/22/2007 3.1PUT Selling 200 75 American 12/22/2007 4.9PUT Selling 2000 60 American 02/16/2008 2.05PUT Selling 10000 70 American 02/16/2008 5.2PUT Selling 600 80 American 02/16/2008 10.9PUT Selling 200 75 American 01/19/2008 6.3PUT Selling 3000 80 American 01/19/2008 9.2PUT Selling 200 80 American 01/19/2008 9.9PUT Selling 3000 85 American 01/19/2008 14.5PUT Selling 7400 62.5 American 01/19/2008 2PUT Selling 4600 62.5 American 01/19/2008 2PUT Selling 4400 55 American 05/17/2008 2.55PUT Selling 2000 70 American 05/17/2008 7.6PUT Selling 600 80 American 05/17/2008 13.5Calls 33400purchasedCalls sold 69000Put 17000purchasedPut sold 62000 (i) Writing, selling, purchasing or varying (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other personrelating to the voting rights of any relevant securities under any option referred to on this form or relatingto the voting rights or future acquisition or disposal of any relevant securities to which any derivativereferred to on this form is referenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 27 November 2007 Contact name Richard Mulcahy Telephone number 203 719 0467 Name of offeree/offeror with which connected BHP Billiton Nature of connection (Note 9) Connected Adviser Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.5(b) DETAILS OF OPEN POSITIONS (This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1) Product name, Written or Number of Exercise price Type, e.g. Expiry datee.g. call purchased securities to American, Europeanoption which the option etc or derivative relatesCALL Purchased 750 75 American Dec-07CALL Purchased 203 70 American Dec-07CALL Purchased 79 65 American Dec-07CALL Purchased 34 62.5 American Dec-07CALL Purchased 26 85 American Dec-07CALL Purchased 3 60 American Dec-07CALL Purchased 116 60 American Feb-08CALL Purchased 101 80 American Feb-08CALL Purchased 88 52.5 American Feb-08CALL Purchased 85 67.5 American Feb-08CALL Purchased 78 70 American Feb-08CALL Purchased 72 85 American Feb-08CALL Purchased 60 55 American Feb-08CALL Purchased 60 75 American Feb-08CALL Purchased 31 57.5 American Feb-08CALL Purchased 30 105 American Feb-08CALL Purchased 28 100 American Feb-08CALL Purchased 26 62.5 American Feb-08CALL Purchased 16 95 American Feb-08CALL Purchased 6 45 American Feb-08CALL Purchased 5 47.5 American Feb-08CALL Purchased 310 80 American Jan-08CALL Purchased 210 60 American Jan-08CALL Purchased 195 55 American Jan-08CALL Purchased 155 50 American Jan-08CALL Purchased 151 75 American Jan-08CALL Purchased 125 95 American Jan-08CALL Purchased 48 105 American Jan-08CALL Purchased 38 65 American Jan-08CALL Purchased 24 110 American Jan-08CALL Purchased 11 62.5 American Jan-08CALL Purchased 1 25 American Jan-08CALL Purchased 267 85 American May-08CALL Purchased 120 70 American May-08CALL Purchased 105 110 American May-08CALL Purchased 104 75 American May-08CALL Purchased 90 95 American May-08CALL Purchased 73 65 American May-08CALL Purchased 34 80 American May-08CALL Purchased 20 60 American May-08CALL Purchased 14 55 American May-08CALL Purchased 10 62.5 American May-08CALL Written -56 80 American Dec-07CALL Written -60 90 American Dec-07CALL Written -222 95 American Dec-07CALL Written -239 75 American Dec-07CALL Written -7 110 American Feb-08CALL Written -19 50 American Feb-08CALL Written -22 65 American Feb-08CALL Written -137 90 American Feb-08CALL Written -8 100 American Jan-08CALL Written -10 70 American Jan-08CALL Written -37 47.5 American Jan-08CALL Written -44 90 American Jan-08CALL Written -49 85 American Jan-08CALL Written -57 67.5 American Jan-08CALL Written -58 40 American Jan-08CALL Written -63 45 American Jan-08CALL Written -69 30 American Jan-08CALL Written -74 35 American Jan-08CALL Written -3 50 American May-08CALL Written -5 67.5 American May-08CALL Written -11 105 American May-08CALL Written -69 100 American May-08CALL Written -327 90 American May-08PUT Purchased 110 75 American Dec-07PUT Purchased 65 62.5 American Dec-07PUT Purchased 40 80 American Dec-07PUT Purchased 80 65 American Feb-08PUT Purchased 79 52.5 American Feb-08PUT Purchased 27 70 American Feb-08PUT Purchased 22 47.5 American Feb-08PUT Purchased 19 95 American Feb-08PUT Purchased 11 80 American Feb-08PUT Purchased 6 55 American Feb-08PUT Purchased 5 50 American Feb-08PUT Purchased 2 90 American Feb-08PUT Purchased 219 45 American Jan-08PUT Purchased 143 62.5 American Jan-08PUT Purchased 121 75 American Jan-08PUT Purchased 103 90 American Jan-08PUT Purchased 46 30 American Jan-08PUT Purchased 41 35 American Jan-08PUT Purchased 27 67.5 American Jan-08PUT Purchased 142 60 American May-08PUT Purchased 43 75 American May-08PUT Purchased 18 50 American May-08PUT Purchased 13 90 American May-08PUT Purchased 9 100 American May-08PUT Purchased 8 47.5 American May-08PUT Purchased 4 45 American May-08PUT Purchased 4 42.5 American May-08PUT Purchased 2 40 American May-08PUT Written -13 55 American Dec-07PUT Written -28 85 American Dec-07PUT Written -40 60 American Dec-07PUT Written -76 90 American Dec-07PUT Written -207 65 American Dec-07PUT Written -305 70 American Dec-07PUT Written -3 85 American Feb-08PUT Written -47 62.5 American Feb-08PUT Written -47 67.5 American Feb-08PUT Written -51 75 American Feb-08PUT Written -52 45 American Feb-08PUT Written -135 57.5 American Feb-08PUT Written -381 60 American Feb-08PUT Written -12 40 American Jan-08PUT Written -14 47.5 American Jan-08PUT Written -18 65 American Jan-08PUT Written -41 25 American Jan-08PUT Written -44 95 American Jan-08PUT Written -85 55 American Jan-08PUT Written -88 85 American Jan-08PUT Written -175 50 American Jan-08PUT Written -196 70 American Jan-08PUT Written -244 80 American Jan-08PUT Written -527 60 American Jan-08PUT Written -13 95 American May-08PUT Written -20 67.5 American May-08PUT Written -21 80 American May-08PUT Written -107 65 American May-08PUT Written -121 55 American May-08PUT Written -172 85 American May-08PUT Written -203 70 American May-08 Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existingagreements to purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5and their Notes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group