29th Nov 2007 15:29
Macquarie Bank Ld29 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinary shares ISIN: AU000000RI01dealings being disclosed relate (Note 1) Date of dealing 27 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 387,087 0.08% (2) Derivatives (other than options) 28,285 0.00% (3) Options and agreements to purchase/sell 1,757,515 0.38% Total 2,172,887 0.47% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD See Annexure B (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) See Annexure C (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 29 November 2007 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Annexure A Purchase/Sale Number of Securities Price per Unit (AUD)Purchase 3,244 135Purchase 500 135Purchase 5,000 135Purchase 100 135Purchase 1,000 135Sale 95 135Purchase 6 135Sale 1,000 0.01Purchase 896 135.13Sale 1,000 0.01Purchase 961 135.2Purchase 64 135.13Sale 1,000 0.01Purchase 962 135.46Purchase 95 135.1Purchase 258 135.1Purchase 370 0.01Sale 364 135.04Sale 1,000 0.01Purchase 170 135.1Purchase 790 135.15Sale 1,000 0.01Purchase 963 135.7Sale 1,000 0.01Purchase 962 135.5Purchase 2 135.5Purchase 202 135.5Sale 15 135.3Sale 244 135.3Purchase 43 137.49Purchase 500 0.01Sale 483 136.73Sale 1,000 0.01Sale 1,000 0.01Purchase 603 137.49Purchase 270 137.49Purchase 84 137.49Purchase 1,000 137.21Purchase 1,000 0.01Sale 500 137.2Purchase 1,000 0.01Sale 10,000 0.01Sale 14 136.07Sale 2 136.06Sale 3 136.06Sale 1 136.06Sale 3 136.06Sale 4 136.05Sale 7 136.04Sale 1,636 136Purchase 130 135.3Sale 1 136.71Sale 150 136.71Purchase 500 0.01Purchase 50 0.01Sale 50 136.63Sale 73 136.69Sale 259 136.69Sale 5 136.78Sale 2 136.78Sale 160 136.78Sale 63 136.78Sale 235 136.44Sale 234 136.44Sale 18 136.44Sale 216 136.44Purchase 1,000 0.01Sale 968 137.1Purchase 850 136.77Purchase 248 135.79Purchase 31 135.8Purchase 156 135.82Purchase 22 135.82Purchase 3 135.82Purchase 15 135.83Purchase 13 135.83Purchase 119 135.83Purchase 641 135.83Purchase 1,000 0.01Sale 247 135.74Sale 716 135.73Sale 200 135.74Purchase 10,000 0.01Purchase 419 136.25Purchase 2,000 0.01Sale 5 136.33Sale 1,230 136.32Sale 36 136.32Sale 167 136.33Sale 242 136.33Sale 11 136.32Sale 238 136.32Sale 53 136Sale 2,000 136Sale 360 136Sale 2,996 136Sale 1,000 136.01Sale 3,191 136Sale 474 136.2Sale 405 136.2Purchase 2,000 135.25Purchase 2,000 135.15Purchase 577 136.1Purchase 4 136.1Purchase 18 136.1Purchase 401 136.1Sale 56 135.89Sale 26 135.87Sale 3 135.87Sale 2 135.87Sale 1,000 135.87Sale 10 135.84Sale 109 135.84Sale 80 135.84Sale 2 135.84Sale 2 135.84Sale 1 135.84Sale 1 135.84Sale 1 135.84Sale 707 135.84Purchase 3,164 135.75Purchase 1,836 135.75Sale 1,000 0.01Purchase 19 137.1Purchase 300 137.1Purchase 678 137.17Purchase 1,000 0.01Sale 3 137.16Sale 600 137.16Sale 394 136.2Purchase 220 135.89Purchase 100 135.89Purchase 233 135.89Purchase 200 135.89Purchase 2,248 135.89Sale 31 0.01Sale 2,000 135.41Sale 923 135.41Sale 47 135.41Purchase 207 136Sale 210 0.01Sale 250 0.01Purchase 247 136.53Purchase 11,800 135.75Purchase 2,000 135.5Purchase 1,000 136.31Sale 100 136.01Sale 50 135.2Sale 50 135.1Purchase 100 135Purchase 60 135.3Sale 60 135.3Purchase 240 135.05Sale 20 135.18Sale 6 135.15Sale 476 135.15Sale 498 135.17Purchase 100 137.1Purchase 90 136.18Sale 40 135.31Purchase 55 135.4Purchase 45 135.4Purchase 100 135.42Purchase 94 137.22Purchase 306 137.22Purchase 600 136Purchase 100 135.9Purchase 150 135.7Purchase 142 135.7Purchase 258 135.7Purchase 1 136.56Purchase 24 136.56Purchase 5 136.56Purchase 100 136.59Purchase 70 136.6Purchase 50 135.75Purchase 4,000 135.75Purchase 1,671 136Purchase 329 136Sale 1,000 135.73Sale 1,000 135.7Purchase 2,000 135.9Sale 1,000 136Sale 37 136Sale 26 135.7Sale 224 135.5Sale 1,000 135.5Sale 9 135.5Sale 767 135.5Purchase 2,000 135.83Purchase 154 135.94Purchase 406 135.94Purchase 353 135.97Purchase 11 135.97Purchase 54 135.97Purchase 6 135.97Purchase 3,676 136Purchase 202 136Purchase 138 136Purchase 565 136.65Purchase 280 136.65Sale 1,000 136.8Sale 733 136.3Sale 1,267 136.3Sale 1,000 137.2Sale 861 137.03Sale 100 137.03Sale 39 137.03Purchase 3,800 136.65Purchase 100 136.65Purchase 36 136.65Sale 950 136.8Sale 4 136.8Sale 28 136.8Sale 18 136.8Sale 730 136.8Sale 200 136.8Sale 70 136.8Purchase 200 136.65Purchase 19 136.65Sale 1,000 136.8Sale 380 136.41Sale 4 136.15Sale 43 136.4Sale 577 136.4Sale 158 136.3Sale 75 136.3Sale 767 136.3Sale 182 136.22Sale 4 136.22Sale 24 136.22Sale 46 136.22Sale 88 136.22Sale 213 136.15Sale 1 136.15Sale 100 136.01Sale 52 136.01Sale 500 136Sale 802 136Sale 79 136.45Sale 11 136.45Sale 90 136.45Sale 820 136.45Purchase 110 136.5Purchase 890 136.5TOTAL SALE 64,213TOTAL PURCHASE 92,184 Annexure B Product Name Long/short Exec Quantity Exec PriceCFD Short 2,000 135.5CFD Short 1,000 136.31CFD Long 100 136.01CFD Long 50 135.1CFD Long 50 135.2CFD Short 100 135CFD Short 60 135.3CFD Long 60 135.3CFD Short 240 135.05CFD Short 100 137.1CFD Long 6 135.15CFD Short 100 135.42CFD Long 498 135.17CFD Long 476 135.15CFD Long 20 135.18CFD Short 90 136.18CFD Long 40 135.31CFD Short 55 135.4CFD Short 45 135.4CFD Short 94 137.22CFD Short 306 137.22CFD Short 600 136CFD Short 100 135.9CFD Short 150 135.7CFD Short 142 135.7CFD Short 258 135.7CFD Short 1 136.56CFD Short 70 136.6CFD Short 100 136.59CFD Short 5 136.56CFD Short 24 136.56CFD Short 50 135.75 Annexure C Product Name Writing, selling, Number of Exercise Type Expiry date Option money purchasing, securities to price (AUD) paid/received varying etc which option per unit relates (AUD)Call Warrant Purchasing 1,700 150 European 20080124 0.83Call Warrant Selling 10,000 140 European 20080124 1.54Call Warrant Selling 5,000 140 European 20071220 1.5Call Warrant Selling 5,200 145 European 20071220 1.095Call Warrant Selling 115 145 European 20071220 1.095Put Warrant Purchasing 8,000 120 European 20071220 0.245Put Warrant Selling 10,000 120 European 20071220 0.255Put Warrant Purchasing 5,000 120 European 20071220 0.25Put Warrant Selling 10,000 120 European 20071129 0.22Put Warrant Selling 10,000 120 European 20080124 0.225Put Warrant Selling 10,000 120 European 20071220 0.225Put Warrant Selling 10,000 120 European 20071220 0.225Put Warrant Purchasing 10,000 120 European 20071220 0.24Call Warrant Selling 725 112 European 20071220 4.1Instalment warrant Selling 1,000 European 20071220 33.1Instalment warrant Selling 1,000 European 20080124 33.16Instalment warrant Selling 1,000 European 20080124 33.4Instalment warrant Selling 1,000 European 20080124 33.07Instalment warrant Selling 1,000 European 20080124 33.65Instalment warrant Selling 1,000 European 20080124 33.5Instalment warrant Purchasing 500 European 20080124 34.5Instalment warrant Selling 10,000 European 20080124 32.98Instalment warrant Purchasing 500 European 20080124 34.53Instalment warrant Purchasing 1,000 European 20071129 34.7Instalment warrant Purchasing 1,000 European 20071129 33.61Instalment warrant Purchasing 10,000 European 20071129 33.89Instalment warrant Purchasing 2,000 European 20071129 34.14Instalment warrant Purchasing 370 European 20071129 48.5Instalment warrant Selling 1,000 European 64.98Instalment warrant Purchasing 1,000 European 65.04Instalment warrant Selling 1,000 European 92.58Instalment warrant Selling 1,000 European 92.6Instalment warrant Purchasing 1,000 European 92.57Instalment warrant Purchasing 1,000 European 91.51Instalment warrant Purchasing 50 European 92Instalment warrant Purchasing 282 European RolloverInstalment warrant Purchasing 895 European RolloverInstalment warrant Selling 210 European 95.0403Instalment warrant Selling 250 European 94.1 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto