2nd Jul 2009 11:24
Amendment - due to the late booking of CFD transactions the disclosure made on 01 July for dealings for 30 June has been updated. Dealings 2 (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary |
|
Date of dealing |
30 June 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
960,506 862 |
18.385 GBP 29.5006 USD |
17.31 GBP 29.5006 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
704,683 |
18.385 GBP |
17.30 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
802 |
17.7161 GBP |
|
CFD |
Long |
3916 |
17.7161 GBP |
|
CFD |
Long |
4000 |
18.1078 GBP |
|
CFD |
Long |
25000 |
17.741 GBP |
|
CFD |
Long |
25000 |
17.777 GBP |
|
CFD |
Short |
6067 |
17.5891 GBP |
|
CFD |
Short |
1000 |
17.5891 GBP |
|
CFD |
Short |
3916 |
17.5891 GBP |
|
CFD |
Short |
5000 |
17.971 GBP |
|
CFD |
Short |
4000 |
18.0305 GBP |
|
CFD |
Short |
340000 |
17.9154 GBP |
|
CFD |
Short |
25000 |
18.0815 GBP |
|
CFD |
Short |
25000 |
18.2119 GBP |
|
CFD |
Short |
5000 |
17.583 GBP |
|
CFD |
Long |
2708 |
17.9143 GBP |
|
CFD |
Long |
2147 |
18.3834 GBP |
|
CFD |
Short |
2147 |
17.6365 GBP |
|
CFD |
Long |
6369 |
17.9893 GBP |
|
CFD |
Short |
4248 |
17.9719 GBP |
|
CFD |
Long |
13353 |
17.9142 GBP |
|
CFD |
Short |
13353 |
17.8817 GBP |
|
CFD |
Short |
2000 |
17.9786 GBP |
|
CFD |
Short |
50000 |
17.9387 GBP |
|
CFD |
Long |
1 |
17.635 GBP |
|
CFD |
Short |
1 |
17.635 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
02 July 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American