8th Feb 2008 15:55
Deutsche Bank AG08 February 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Resultant Totals are lower then previously stated - this was due to the incorrect inclusion of some legacy positions. 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia LimitedCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 06/02/2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 390,087 -2,296,253 0.08% -0.50% (2) Derivatives (other than options) 1,743,489 -570,087 0.38% -0.12% (3) Options and agreements to purchase/sell 1,545,000 -1,575,000 0.34% -0.34% Total 3,658,576 -4,441,340 0.80% -0.97% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) AUD $Purchase 2279 109.4093Purchase 8892 119.4535522Purchase 500 125.5Purchase 19 125.53Purchase 181 125.55Purchase 81 125.58Purchase 150 125.68Purchase 100 125.69Purchase 4000 125.7Purchase 100 125.73Purchase 800 125.75Purchase 1631 126Purchase 200 126.1Purchase 11 126.18Purchase 300 126.2Purchase 100 126.25Purchase 250 126.29Purchase 1 126.33Purchase 50 126.35Purchase 1 126.38Purchase 700 126.4Purchase 498 126.46Purchase 112 126.55Purchase 100 126.65Purchase 100 126.67Purchase 30 126.77Purchase 119 126.78Purchase 351 126.99Purchase 1021 127.14Purchase 22420 127.1553Purchase 4 127.35Purchase 115 127.5Purchase 12 127.88Purchase 500 128.02Purchase 136 128.07Purchase 250 128.2Purchase 16757 128.2053134Purchase 400 128.25Purchase 600 128.37Purchase 76 128.5Purchase 331 128.58Purchase 669 128.59Purchase 79 128.7Purchase 45 129Purchase 132 129.1Purchase 24 129.14Purchase 357 129.22Purchase 50 129.29Purchase 138 129.3Purchase 175 129.31Purchase 100 129.36Purchase 25 129.38Purchase 8370 129.4707Purchase 268 129.59Purchase 2100 129.67Purchase 349 129.71Purchase 11500 129.7190974Purchase 100 129.74Purchase 288 129.75Purchase 297 129.8Purchase 12 129.83Purchase 1000 129.85Purchase 5000 129.86Purchase 1000 129.87Purchase 114 129.91Purchase 1000 130.04Purchase 363 130.06Purchase 180 130.08Purchase 363 130.09Purchase 1000 145.19TOTAL PURCHASE 99,376Sale 2279 109.4093Sale 8892 119.4535522Sale 2582 125.5Sale 2418 125.51Sale 363 125.71Sale 80 125.75Sale 158 125.87Sale 42 125.88Sale 300 125.98Sale 250 126.05Sale 363 126.08Sale 563 126.23Sale 363 126.26Sale 643 126.4Sale 83 126.41Sale 200 126.42Sale 364 126.47Sale 364 126.48Sale 413 126.6Sale 300 126.65Sale 500 126.68Sale 1227 126.7Sale 249 126.73Sale 363 126.75Sale 375 126.8Sale 337 126.81Sale 363 126.82Sale 250 126.85Sale 364 126.86Sale 56544 127.14Sale 22420 127.1553Sale 50 127.2Sale 31 127.21Sale 4 127.35Sale 200 127.58Sale 990 127.64Sale 363 127.65Sale 984 127.73Sale 363 127.75Sale 15000 127.7527191Sale 364 127.76Sale 2381 127.77Sale 1 127.79Sale 251 127.8Sale 126 127.82Sale 413 127.83Sale 514 127.84Sale 727 127.85Sale 1 127.89Sale 1090 127.9Sale 15000 127.9610054Sale 5000 128Sale 1700 128.02Sale 762 128.05Sale 778 128.07Sale 15000 128.0865766Sale 1702 128.11Sale 16757 128.2053134Sale 15000 128.2204Sale 500 128.25Sale 30000 128.472081Sale 500 128.5Sale 200 128.9Sale 16095 128.9449Sale 200 128.98Sale 570 129Sale 63 129.18Sale 187 129.2Sale 1 129.21Sale 101 129.23Sale 1 129.25Sale 1 129.31Sale 57 129.39Sale 762 129.4Sale 100 129.41Sale 33 129.43Sale 2000 129.44Sale 4000 129.46Sale 836 129.47Sale 201 129.48Sale 411 129.5Sale 12 129.51Sale 1 129.53Sale 50 129.56Sale 363 129.6Sale 85 129.61Sale 500 129.65Sale 988 129.67Sale 300 129.7Sale 1 129.72Sale 43695 129.7215979Sale 463 129.75Sale 250 129.79Sale 1 129.8Sale 5400 129.81Sale 500 129.83Sale 2212 129.85Sale 2000 129.86Sale 2200 129.9Sale 250 129.97Sale 363 130Sale 1 130.06Sale 1000 145.19TOTAL SALES 317,018 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD AUD $CFD Long 2279 109.4093CFD Long 8892 119.4535522CFD Long 2582 125.5CFD Long 2418 125.51CFD Long 80 125.75CFD Long 158 125.87CFD Long 42 125.88CFD Long 300 125.98CFD Long 250 126.05CFD Long 200 126.23CFD Long 200 126.42CFD Long 50 126.6CFD Long 300 126.65CFD Long 500 126.68CFD Long 500 126.7CFD Long 249 126.73CFD Long 375 126.8CFD Long 337 126.81CFD Long 250 126.85CFD Long 50 127.2CFD Long 31 127.21CFD Long 4 127.35CFD Long 200 127.58CFD Long 990 127.64CFD Long 15000 127.7527191CFD Long 2 127.77CFD Long 1 127.79CFD Long 251 127.8CFD Long 1 127.85CFD Long 1 127.89CFD Long 15000 127.9610054CFD Long 1500 128.02CFD Long 778 128.07CFD Long 15000 128.0865766CFD Long 16757 128.2053134CFD Long 15000 128.2204CFD Long 500 128.25CFD Long 30000 128.472081CFD Long 500 128.5CFD Long 30000 128.472081CFD Long 500 128.5CFD Long 200 128.9CFD Long 16095 128.9449CFD Long 200 128.98CFD Long 570 129CFD Long 63 129.18CFD Long 187 129.2CFD Long 1 129.21CFD Long 101 129.23CFD Long 1 129.25CFD Long 1 129.31CFD Long 57 129.39CFD Long 762 129.4CFD Long 100 129.41CFD Long 33 129.43CFD Long 12 129.51CFD Long 1 129.53CFD Long 50 129.56CFD Long 500 129.65CFD Long 988 129.67CFD Long 300 129.7CFD Long 1 129.72CFD Long 43695 129.7215979CFD Long 100 129.75CFD Long 250 129.79CFD Long 1 129.8CFD Long 500 129.83CFD Long 212 129.85CFD Long 200 129.9CFD Long 250 129.97CFD Long 1 130.06CFD Long 1000 145.19CFD Short 2279 109.4093CFD Short 8892 119.4535522CFD Short 500 125.5CFD Short 19 125.53CFD Short 181 125.55CFD Short 81 125.58CFD Short 150 125.68CFD Short 100 125.69CFD Short 4000 125.7CFD Short 100 125.73CFD Short 800 125.75CFD Short 1631 126CFD Short 200 126.1CFD Short 11 126.18CFD Short 300 126.2CFD Short 100 126.25CFD Short 250 126.29CFD Short 1 126.33CFD Short 50 126.35CFD Short 1 126.38CFD Short 700 126.4CFD Short 498 126.46CFD Short 112 126.55CFD Short 100 126.65CFD Short 100 126.67CFD Short 30 126.77CFD Short 119 126.78CFD Short 351 126.99CFD Short 300 127.14CFD Short 4 127.35CFD Short 115 127.5CFD Short 12 127.88CFD Short 500 128.02CFD Short 136 128.07CFD Short 250 128.2CFD Short 16757 128.2053134CFD Short 400 128.25CFD Short 600 128.37CFD Short 76 128.5CFD Short 331 128.58CFD Short 669 128.59CFD Short 79 128.7CFD Short 45 129CFD Short 132 129.1CFD Short 24 129.14CFD Short 357 129.22CFD Short 50 129.29CFD Short 138 129.3CFD Short 175 129.31CFD Short 100 129.36CFD Short 25 129.38CFD Short 8370 129.4707CFD Short 268 129.59CFD Short 100 129.67CFD Short 11500 129.7190974CFD Short 100 129.74CFD Short 288 129.75CFD Short 297 129.8CFD Short 12 129.83CFD Short 114 129.91CFD Short 1000 130.04CFD Short 180 130.08CFD Short 1000 145.19 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 08/02/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto plcNature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto