31st Jul 2008 15:09
Amendment - due to the amendment of SWAP transactions the disclosure made on 28 July 2008 for dealings on 15 May 2008 is being amended. Dealings 2 (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
RIO TINTO PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
15 May 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
853996 30 664 |
70.6488 GBP 84.78 EUR 544.9675 USD |
67.07 GBP 84.78 EUR 543.21 USD |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
953235 30 664 |
70.23 GBP 84.78 EUR 546.7282 USD |
63.0388 GBP 84.78 EUR 543.70 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
SWAP |
Long |
600 |
131.029 USD |
|
CFD |
Long |
200 |
67.3477 GBP |
|
CFD |
Long |
4659 |
67.217 GBP |
|
CFD |
Long |
95000 |
67.217 GBP |
|
CFD |
Long |
60341 |
67.217 GBP |
|
CFD |
Short |
10000 |
70.5222 GBP |
|
CFD |
Long |
375 |
67.8791 GBP |
|
CFD |
Long |
1050 |
67.8791 GBP |
|
CFD |
Long |
150 |
67.8791 GBP |
|
CFD |
Long |
150 |
67.8791 GBP |
|
CFD |
Short |
5000 |
70.5222 GBP |
|
CFD |
Long |
150 |
67.8791 GBP |
|
CFD |
Long |
150 |
67.8791 GBP |
|
CFD |
Long |
75 |
67.8791 GBP |
|
CFD |
Long |
1308 |
68.9316 GBP |
|
CFD |
Short |
5000 |
69.9512 GBP |
|
CFD |
Short |
25000 |
67.584 GBP |
|
CFD |
Short |
139 |
68.2522 GBP |
|
SWAP |
Short |
4818 |
60.8511 GBP |
|
SWAP |
Short |
9635 |
61.0215 GBP |
|
SWAP |
Short |
5285 |
60.8511 GBP |
|
SWAP |
Short |
10569 |
61.0215 GBP |
|
SWAP |
Short |
242 |
60.8511 GBP |
|
SWAP |
Short |
484 |
61.0215 GBP |
|
SWAP |
Short |
9642 |
60.8511 GBP |
|
SWAP |
Short |
19288 |
61.0215 GBP |
|
SWAP |
Short |
1507 |
61.0215 GBP |
|
SWAP |
Short |
754 |
60.8511 GBP |
|
SWAP |
Short |
329 |
60.8511 GBP |
|
SWAP |
Short |
658 |
61.0215GBP |
|
SWAP |
Short |
4566 |
60.8511 GBP |
|
SWAP |
Short |
9133 |
61.0215 GBP |
|
SWAP |
Short |
44469 |
61.0215 GBP |
|
SWAP |
Short |
22235 |
60.8511 GBP |
|
SWAP |
Short |
188 |
60.8511 GBP |
|
SWAP |
Short |
376 |
61.0215 GBP |
|
SWAP |
Short |
556 |
60.8511 GBP |
|
SWAP |
Short |
1112 |
61.0215 GBP |
|
SWAP |
Short |
562 |
60.8511 GBP |
|
SWAP |
Short |
1124 |
61.0215 GBP |
|
SWAP |
Long |
2808 |
52.6448 GBP |
|
SWAP |
Long |
3215 |
52.6448 GBP |
|
SWAP |
Long |
157 |
52.6448 GBP |
|
SWAP |
Long |
6004 |
52.6448 GBP |
|
SWAP |
Long |
489 |
52.6448 GBP |
|
SWAP |
Long |
110 |
52.6448 GBP |
|
SWAP |
Long |
2332 |
52.6448 GBP |
|
SWAP |
Long |
13443 |
52.6448 GBP |
|
SWAP |
Long |
185 |
52.6448 GBP |
|
SWAP |
Long |
357 |
52.6448 GBP |
|
SWAP |
Long |
363 |
52.6448 GBP |
|
SWAP |
Long |
7020 |
49.7562 GBP |
|
SWAP |
Long |
7020 |
52.5248 GBP |
|
SWAP |
Long |
8036 |
49.7562 GBP |
|
SWAP |
Long |
8036 |
52.5248 GBP |
|
SWAP |
Long |
391 |
49.7562 GBP |
|
SWAP |
Long |
391 |
52.5248 GBP |
|
SWAP |
Long |
15016 |
49.7562 GBP |
|
SWAP |
Long |
15016 |
52.5248 GBP |
|
SWAP |
Long |
1222 |
49.7562 GBP |
|
SWAP |
Long |
1222 |
52.5248 GBP |
|
SWAP |
Long |
5830 |
49.7562 GBP |
|
SWAP |
Long |
5830 |
52.5248 GBP |
|
SWAP |
Long |
33608 |
49.7562 GBP |
|
SWAP |
Long |
33608 |
52.5248 GBP |
|
SWAP |
Long |
907 |
49.7562 GBP |
|
SWAP |
Long |
907 |
52.5248 GBP |
|
SWAP |
Long |
2592 |
49.0047 GBP |
|
SWAP |
Long |
2967 |
49.0047 GBP |
|
SWAP |
Long |
145 |
49.0047 GBP |
|
SWAP |
Long |
5545 |
49.0047 GBP |
|
SWAP |
Long |
451 |
49.0047 GBP |
|
SWAP |
Long |
101 |
49.0047 GBP |
|
SWAP |
Long |
2152 |
49.0047 GBP |
|
SWAP |
Long |
12409 |
49.0047 GBP |
|
SWAP |
Long |
329 |
49.0047 GBP |
|
SWAP |
Long |
335 |
49.0047 GBP |
|
SWAP |
Long |
65 |
50.837 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
31 July 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto