14th Oct 2008 15:11
Amendment - due to the cancellation of SWAP transactions the disclosure made on 13 October 2008 for dealings on 08 October 2008 is being updated. Dealings 2 (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
RIO TINTO PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
08 October 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
2316994 1224 |
29.72 GBP 191.17 USD |
25.70 GBP 183.10 USD |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1818719 1224 |
29.79 GBP 192.89 USD |
22.4957 GBP 180.00 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
5620 |
27.5434 GBP |
|
CFD |
Short |
2300 |
27.5434 GBP |
|
CFD |
Short |
12080 |
27.5434 GBP |
|
CFD |
Long |
6400 |
26.446 GBP |
|
CFD |
Long |
600 |
27.3313 GBP |
|
CFD |
Long |
375 |
27.3313 GBP |
|
CFD |
Long |
450 |
27.3313 GBP |
|
CFD |
Long |
225 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
150 |
27.3313 GBP |
|
CFD |
Long |
150 |
27.3313 GBP |
|
CFD |
Long |
300 |
27.3313 GBP |
|
CFD |
Long |
300 |
27.3313 GBP |
|
CFD |
Long |
450 |
27.3313 GBP |
|
CFD |
Long |
150 |
27.3313 GBP |
|
CFD |
Long |
150 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
150 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
225 |
27.3313 GBP |
|
CFD |
Long |
150 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
150 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
375 |
27.3313 GBP |
|
CFD |
Long |
150 |
27.3313 GBP |
|
CFD |
Long |
150 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
1500 |
27.3313 GBP |
|
CFD |
Long |
1300 |
27.3313 GBP |
|
CFD |
Long |
375 |
27.3313 GBP |
|
CFD |
Long |
300 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
375 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Long |
625 |
27.3313 GBP |
|
CFD |
Long |
1450 |
27.3313 GBP |
|
CFD |
Long |
1850 |
27.3313 GBP |
|
CFD |
Long |
383 |
26.326 GBP |
|
CFD |
Long |
1225 |
27.3313 GBP |
|
CFD |
Long |
775 |
27.3313 GBP |
|
CFD |
Long |
225 |
27.3313 GBP |
|
CFD |
Long |
450 |
27.3313 GBP |
|
CFD |
Long |
225 |
27.3313 GBP |
|
CFD |
Long |
150 |
27.3313 GBP |
|
CFD |
Long |
2525 |
27.3313 GBP |
|
CFD |
Long |
2925 |
27.3313 GBP |
|
CFD |
Long |
250 |
27.3313 GBP |
|
CFD |
Long |
75 |
27.3313 GBP |
|
CFD |
Short |
6000 |
27.46 GBP |
|
CFD |
Long |
1675 |
27.3313 GBP |
|
CFD |
Short |
2096 |
26.4281 GBP |
|
CFD |
Short |
3200 |
27.2054 GBP |
|
CFD |
Long |
3932 |
26.725 GBP |
|
CFD |
Short |
3932 |
26.4281 GBP |
|
CFD |
Long |
8000 |
28.328 GBP |
|
CFD |
Long |
5000 |
26.9321 GBP |
|
CFD |
Long |
7000 |
28.8116 GBP |
|
CFD |
Short |
20000 |
29.2101 GBP |
|
CFD |
Long |
471 |
28.8116 GBP |
|
CFD |
Short |
471 |
26.3985 GBP |
|
CFD |
Long |
5000 |
28.8116 GBP |
|
CFD |
Short |
5000 |
26.5183 GBP |
|
CFD |
Long |
4529 |
28.8116 GBP |
|
CFD |
Short |
4529 |
26.1113 GBP |
|
CFD |
Long |
10000 |
28.8116 GBP |
|
CFD |
Short |
10000 |
28.7396 GBP |
|
CFD |
Long |
15000 |
26.933 GBP |
|
CFD |
Short |
15000 |
26.543 GBP |
|
CFD |
Short |
23000 |
28.5882 GBP |
|
CFD |
Short |
47000 |
28.5882 GBP |
|
CFD |
Long |
3000 |
28.8116 GBP |
|
CFD |
Short |
3000 |
26.4621 GBP |
|
CFD |
Short |
100000 |
27.1879 GBP |
|
CFD |
Short |
25000 |
28.6388 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
14 October 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto