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EPT Disclosure - Amendment

2nd Jun 2008 11:27

RNS Number : 7349V
Deutsche Bank AG
02 June 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
Amendment
 
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
Company dealt in
Rio Tinto Limited
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
29/05/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
520,726 0.11%
-1,486,137 -0.33
(2) Derivatives (other than options)
 
1,035,363 0.23%
-700,279 -0.15
(3) Options and agreements to purchase/sell
 
1,558,000 0.35%
-1,426,000 -0.31
Total
 
3,144,089 0.69%
-3,612,416 -0.79
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
10455
141.28
Purchase
1100
141.52
Purchase
11
141.85
Purchase
39
141.88
Purchase
22
141.91
Purchase
188
141.94
Purchase
168
141.95
Purchase
77
141.96
Purchase
8
141.97
Purchase
50
141.98
Purchase
87
141.99
Purchase
20
142.01
Purchase
142
142.03
Purchase
85
142.04
Purchase
8
142.09
Purchase
162
142.11
Purchase
47
142.12
Purchase
89
142.13
Purchase
513
142.14
Purchase
95
142.16
Purchase
223
142.17
Purchase
244
142.18
Purchase
435
142.22
Purchase
3552
142.23
Purchase
1148
142.24
Purchase
241
142.25
Purchase
108
142.26
Purchase
206
142.27
Purchase
384
142.29
Purchase
59
142.30
Purchase
13
142.31
Purchase
10
142.32
Purchase
110
142.35
Purchase
127
142.36
Purchase
36
142.37
Purchase
25
142.38
Purchase
63
142.39
Purchase
200
142.40
Purchase
17
142.41
Purchase
81
142.42
Purchase
20
142.44
Purchase
246
142.45
Purchase
52
142.47
Purchase
500
142.48
Purchase
48
142.48
Purchase
59
142.49
Purchase
132
142.50
Purchase
147
142.51
Purchase
168
142.52
Purchase
635
142.53
Purchase
216
142.54
Purchase
878
142.55
Purchase
329
142.56
Purchase
336
142.57
Purchase
281
142.58
Purchase
49
142.59
Purchase
203
142.60
Purchase
363
142.61
Purchase
380
142.62
Purchase
229
142.63
Purchase
20
142.64
Purchase
84
142.65
Purchase
454
142.67
Purchase
107
142.68
Purchase
155
142.70
Purchase
138
142.71
Purchase
306
142.72
Purchase
72
142.74
Purchase
209
142.76
Purchase
60
143.22
Purchase
65
143.26
Purchase
67
143.27
Purchase
381
143.34
Purchase
10
143.40
Purchase
229
143.50
Purchase
44
143.54
Purchase
25
143.55
Purchase
341
143.56
Purchase
109
143.58
Purchase
36
143.60
Purchase
87
143.61
Purchase
49
143.64
Purchase
195
143.65
Purchase
162
143.67
Purchase
527
143.69
Purchase
115
143.70
Purchase
492
143.71
Purchase
126
143.72
Purchase
52
143.73
Purchase
166
143.74
Purchase
1985
143.75
Purchase
36
143.76
Purchase
341
143.77
Purchase
38
143.80
Purchase
576
143.82
Purchase
25
143.83
Purchase
71
143.84
Purchase
27
143.85
Purchase
534
143.86
Purchase
51
143.87
Purchase
70
143.88
Purchase
1120
143.89
Purchase
4762
143.90
Purchase
980
143.91
Purchase
812
143.92
Purchase
850
143.93
Purchase
4477
143.94
Purchase
670
143.95
Purchase
894
143.96
Purchase
666
143.97
Purchase
42
143.98
Purchase
2909
143.99
Purchase
3615
144.00
Purchase
50
144.01
Purchase
503
144.02
Purchase
746
144.03
Purchase
1081
144.04
Purchase
447
144.05
Purchase
235
144.06
Purchase
896
144.07
Purchase
608
144.08
Purchase
1028
144.09
Purchase
1799
144.10
Purchase
1603
144.11
Purchase
167
144.12
Purchase
322
144.13
Purchase
272
144.14
Purchase
674
144.15
Purchase
163
144.16
Purchase
284
144.17
Purchase
219
144.18
Purchase
32690
144.20
Purchase
591
144.21
Purchase
539
144.22
Purchase
970
144.23
Purchase
1432
144.24
Purchase
33000
144.24
Purchase
1248
144.25
Purchase
839
144.26
Purchase
735
144.27
Purchase
154
144.28
Purchase
388
144.29
Purchase
286
144.30
Purchase
53
144.31
Purchase
149
144.32
Purchase
42
144.33
Purchase
68
144.34
Purchase
661
144.35
Purchase
54736
144.35
Purchase
196
144.36
Purchase
86904
144.37
Purchase
127
144.38
Purchase
5350
144.39
Purchase
171
144.40
Purchase
687
144.41
Purchase
227
144.42
Purchase
172
144.43
Purchase
296
144.44
Purchase
521
144.45
Purchase
198
144.46
Purchase
103
144.47
Purchase
60
144.48
Purchase
147
144.49
Purchase
292
144.50
Purchase
133
144.51
Purchase
424
144.52
Purchase
323
144.53
Purchase
4
144.54
Purchase
140
144.55
Purchase
216
144.58
Purchase
88
144.59
Purchase
65
144.60
Purchase
36
144.65
Purchase
70
144.67
Purchase
69
144.68
Purchase
147
144.70
Purchase
172
144.71
Purchase
96
144.74
TOTAL PURCHASE
293,465
 
Sale
5795
141.28
Sale
67
141.92
Sale
148
141.93
Sale
424
141.94
Sale
283
141.95
Sale
129
141.96
Sale
15
141.99
Sale
356
142.00
Sale
63
142.01
Sale
161
142.02
Sale
213
142.03
Sale
141
142.04
Sale
1848
142.05
Sale
31
142.07
Sale
277
142.10
Sale
152
142.11
Sale
146
142.12
Sale
318
142.14
Sale
351
142.15
Sale
141
142.16
Sale
307
142.18
Sale
1105
142.20
Sale
126
142.21
Sale
163
142.22
Sale
13
142.23
Sale
551
142.25
Sale
137
142.36
Sale
221
142.38
Sale
80
142.39
Sale
119
142.40
Sale
656
142.41
Sale
187
142.44
Sale
2188
142.45
Sale
52
142.47
Sale
200
142.48
Sale
32
142.49
Sale
2035
142.50
Sale
295
142.51
Sale
104
142.52
Sale
93
142.53
Sale
127
142.54
Sale
378
142.55
Sale
31
142.56
Sale
115
142.57
Sale
152
142.58
Sale
125
142.61
Sale
157
142.62
Sale
61
142.63
Sale
175
142.64
Sale
175
142.65
Sale
23
142.66
Sale
26
142.67
Sale
47
142.68
Sale
492
142.69
Sale
111
142.71
Sale
6
142.72
Sale
148
142.77
Sale
50
142.86
Sale
39
142.88
Sale
189
142.91
Sale
287
142.98
Sale
3
143.00
Sale
326
143.05
Sale
19
143.12
Sale
126
143.25
Sale
154
143.33
Sale
208
143.35
Sale
163
143.37
Sale
88
143.38
Sale
13
143.55
Sale
39
143.57
Sale
326
143.59
Sale
94
143.62
Sale
192
143.64
Sale
24
143.65
Sale
110
143.67
Sale
12
143.68
Sale
429
143.69
Sale
74
143.70
Sale
24
143.71
Sale
129
143.73
Sale
480
143.74
Sale
165
143.76
Sale
191
143.77
Sale
665
143.78
Sale
200
143.79
Sale
314
143.80
Sale
1875
143.80
Sale
80
143.82
Sale
26
143.85
Sale
305
143.87
Sale
142
143.88
Sale
66
143.89
Sale
1101
143.90
Sale
740
143.91
Sale
242
143.92
Sale
693
143.93
Sale
752
143.94
Sale
167
143.95
Sale
827
143.96
Sale
474
143.97
Sale
571
143.98
Sale
652
143.99
Sale
1389
144.00
Sale
1075
144.01
Sale
729
144.02
Sale
116
144.03
Sale
2308
144.04
Sale
2484
144.05
Sale
13
144.07
Sale
27
144.08
Sale
145
144.09
Sale
77
144.10
Sale
245
144.11
Sale
506
144.12
Sale
67
144.13
Sale
537
144.14
Sale
74
144.15
Sale
97
144.16
Sale
1692
144.17
Sale
256
144.19
Sale
15443
144.20
Sale
363
144.21
Sale
739
144.22
Sale
290
144.23
Sale
439
144.24
Sale
159
144.25
Sale
302
144.26
Sale
243
144.27
Sale
455
144.28
Sale
242
144.29
Sale
740
144.30
Sale
1644
144.31
Sale
449
144.32
Sale
220
144.33
Sale
217
144.34
Sale
49
144.35
Sale
211
144.36
Sale
188
144.37
Sale
5624
144.37
Sale
138
144.38
Sale
353
144.39
Sale
343
144.40
Sale
212
144.41
Sale
54
144.42
Sale
130
144.43
Sale
601
144.44
Sale
638
144.45
Sale
81
144.46
Sale
235
144.47
Sale
247
144.48
Sale
15072
144.50
Sale
362
144.51
Sale
549
144.52
Sale
2317
144.53
Sale
59
144.54
Sale
5209
144.55
Sale
21
144.56
Sale
109
144.57
Sale
117
144.62
Sale
137
144.63
Sale
141
144.78
TOTAL SALES
102,897
 
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
10
141.95
CFD
Long
200
142.48
CFD
Long
200
143.79
CFD
Long
1875
143.80
CFD
Long
15
143.90
CFD
Long
473
143.91
CFD
Long
500
143.93
CFD
Long
27
143.94
CFD
Long
10
143.96
CFD
Long
100
143.99
CFD
Long
395
144.00
CFD
Long
110
144.01
CFD
Long
10
144.09
CFD
Long
300
144.28
CFD
Long
10
144.29
CFD
Long
49
144.35
CFD
Long
42
144.36
CFD
Long
9
144.40
CFD
Short
400
141.28
CFD
Short
1100
141.52
CFD
Short
10
141.95
CFD
Short
129
142.22
CFD
Short
20
142.26
CFD
Short
107
142.29
CFD
Short
59
142.30
CFD
Short
13
142.31
CFD
Short
10
142.32
CFD
Short
110
142.35
CFD
Short
36
142.37
CFD
Short
160
142.40
CFD
Short
17
142.41
CFD
Short
81
142.42
CFD
Short
14
142.45
CFD
Short
46
142.47
CFD
Short
500
142.48
CFD
Short
35
142.49
CFD
Short
132
142.50
CFD
Short
135
142.51
CFD
Short
87
142.53
CFD
Short
594
142.55
CFD
Short
117
142.56
CFD
Short
85
142.57
CFD
Short
50
142.58
CFD
Short
39
142.61
CFD
Short
83
142.62
CFD
Short
3
142.63
CFD
Short
20
142.64
CFD
Short
84
142.65
CFD
Short
416
142.67
CFD
Short
138
142.71
CFD
Short
18
142.72
CFD
Short
6
142.76
CFD
Short
44
143.54
CFD
Short
64
143.56
CFD
Short
36
143.60
CFD
Short
115
143.70
CFD
Short
17
143.72
CFD
Short
45
143.86
CFD
Short
37
143.89
CFD
Short
29
143.90
CFD
Short
97
143.91
CFD
Short
38
143.94
CFD
Short
35
143.99
CFD
Short
28
144.03
CFD
Short
52
144.04
CFD
Short
45
144.10
CFD
Short
648
144.11
CFD
Short
41
144.13
CFD
Short
50
144.14
CFD
Short
21
144.18
CFD
Short
396
144.20
CFD
Short
40
144.22
CFD
Short
10
144.23
CFD
Short
792
144.24
CFD
Short
800
144.25
CFD
Short
8
144.27
CFD
Short
41
144.28
CFD
Short
29
144.35
CFD
Short
85815
144.37
CFD
Short
101
144.40
CFD
Short
61
144.41
CFD
Short
106
144.43
CFD
Short
163
144.44
CFD
Short
200
144.52
CFD
Short
25
144.68
CFD
Short
147
144.70
 
 
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
Call Option
Purchase
55,000
158.00
American
28/08/2008
6.32
Call Option
Purchase
86,000
158.00
American
28/08/2008
6.47
Call Option
Selling
55,000
138.00
American
29/05/2008
6.30
Call Option
Selling
86,000
140.00
American
29/05/2008
4.53
Put Option
Purchasing
10,000
144.00
American
26/06/2008
5.65
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
02/06/2008
Contact name
Artie Movsesian
Telephone number
020 7545 8515
Name of offeree/offeror with which connected
Rio Tinto plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk

 

 
 
 
 
 
 
 
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
Amendment
 
 
1. KEY INFORMATION
 

Name of exempt principal trader
Deutsche Securities Australia Limited
Company dealt in
Rio Tinto Limited
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
29/05/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 

 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
520,726 0.11%
-1,486,137 -0.33
(2) Derivatives (other than options)
 
1,035,363 0.23%
-700,279 -0.15
(3) Options and agreements to purchase/sell
 
1,558,000 0.35%
-1,426,000 -0.31
Total
 
3,144,089 0.69%
-3,612,416 -0.79
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 

Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 

Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 

Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
10455
141.28
Purchase
1100
141.52
Purchase
11
141.85
Purchase
39
141.88
Purchase
22
141.91
Purchase
188
141.94
Purchase
168
141.95
Purchase
77
141.96
Purchase
8
141.97
Purchase
50
141.98
Purchase
87
141.99
Purchase
20
142.01
Purchase
142
142.03
Purchase
85
142.04
Purchase
8
142.09
Purchase
162
142.11
Purchase
47
142.12
Purchase
89
142.13
Purchase
513
142.14
Purchase
95
142.16
Purchase
223
142.17
Purchase
244
142.18
Purchase
435
142.22
Purchase
3552
142.23
Purchase
1148
142.24
Purchase
241
142.25
Purchase
108
142.26
Purchase
206
142.27
Purchase
384
142.29
Purchase
59
142.30
Purchase
13
142.31
Purchase
10
142.32
Purchase
110
142.35
Purchase
127
142.36
Purchase
36
142.37
Purchase
25
142.38
Purchase
63
142.39
Purchase
200
142.40
Purchase
17
142.41
Purchase
81
142.42
Purchase
20
142.44
Purchase
246
142.45
Purchase
52
142.47
Purchase
500
142.48
Purchase
48
142.48
Purchase
59
142.49
Purchase
132
142.50
Purchase
147
142.51
Purchase
168
142.52
Purchase
635
142.53
Purchase
216
142.54
Purchase
878
142.55
Purchase
329
142.56
Purchase
336
142.57
Purchase
281
142.58
Purchase
49
142.59
Purchase
203
142.60
Purchase
363
142.61
Purchase
380
142.62
Purchase
229
142.63
Purchase
20
142.64
Purchase
84
142.65
Purchase
454
142.67
Purchase
107
142.68
Purchase
155
142.70
Purchase
138
142.71
Purchase
306
142.72
Purchase
72
142.74
Purchase
209
142.76
Purchase
60
143.22
Purchase
65
143.26
Purchase
67
143.27
Purchase
381
143.34
Purchase
10
143.40
Purchase
229
143.50
Purchase
44
143.54
Purchase
25
143.55
Purchase
341
143.56
Purchase
109
143.58
Purchase
36
143.60
Purchase
87
143.61
Purchase
49
143.64
Purchase
195
143.65
Purchase
162
143.67
Purchase
527
143.69
Purchase
115
143.70
Purchase
492
143.71
Purchase
126
143.72
Purchase
52
143.73
Purchase
166
143.74
Purchase
1985
143.75
Purchase
36
143.76
Purchase
341
143.77
Purchase
38
143.80
Purchase
576
143.82
Purchase
25
143.83
Purchase
71
143.84
Purchase
27
143.85
Purchase
534
143.86
Purchase
51
143.87
Purchase
70
143.88
Purchase
1120
143.89
Purchase
4762
143.90
Purchase
980
143.91
Purchase
812
143.92
Purchase
850
143.93
Purchase
4477
143.94
Purchase
670
143.95
Purchase
894
143.96
Purchase
666
143.97
Purchase
42
143.98
Purchase
2909
143.99
Purchase
3615
144.00
Purchase
50
144.01
Purchase
503
144.02
Purchase
746
144.03
Purchase
1081
144.04
Purchase
447
144.05
Purchase
235
144.06
Purchase
896
144.07
Purchase
608
144.08
Purchase
1028
144.09
Purchase
1799
144.10
Purchase
1603
144.11
Purchase
167
144.12
Purchase
322
144.13
Purchase
272
144.14
Purchase
674
144.15
Purchase
163
144.16
Purchase
284
144.17
Purchase
219
144.18
Purchase
32690
144.20
Purchase
591
144.21
Purchase
539
144.22
Purchase
970
144.23
Purchase
1432
144.24
Purchase
33000
144.24
Purchase
1248
144.25
Purchase
839
144.26
Purchase
735
144.27
Purchase
154
144.28
Purchase
388
144.29
Purchase
286
144.30
Purchase
53
144.31
Purchase
149
144.32
Purchase
42
144.33
Purchase
68
144.34
Purchase
661
144.35
Purchase
54736
144.35
Purchase
196
144.36
Purchase
86904
144.37
Purchase
127
144.38
Purchase
5350
144.39
Purchase
171
144.40
Purchase
687
144.41
Purchase
227
144.42
Purchase
172
144.43
Purchase
296
144.44
Purchase
521
144.45
Purchase
198
144.46
Purchase
103
144.47
Purchase
60
144.48
Purchase
147
144.49
Purchase
292
144.50
Purchase
133
144.51
Purchase
424
144.52
Purchase
323
144.53
Purchase
4
144.54
Purchase
140
144.55
Purchase
216
144.58
Purchase
88
144.59
Purchase
65
144.60
Purchase
36
144.65
Purchase
70
144.67
Purchase
69
144.68
Purchase
147
144.70
Purchase
172
144.71
Purchase
96
144.74
TOTAL PURCHASE
293,465
 
Sale
5795
141.28
Sale
67
141.92
Sale
148
141.93
Sale
424
141.94
Sale
283
141.95
Sale
129
141.96
Sale
15
141.99
Sale
356
142.00
Sale
63
142.01
Sale
161
142.02
Sale
213
142.03
Sale
141
142.04
Sale
1848
142.05
Sale
31
142.07
Sale
277
142.10
Sale
152
142.11
Sale
146
142.12
Sale
318
142.14
Sale
351
142.15
Sale
141
142.16
Sale
307
142.18
Sale
1105
142.20
Sale
126
142.21
Sale
163
142.22
Sale
13
142.23
Sale
551
142.25
Sale
137
142.36
Sale
221
142.38
Sale
80
142.39
Sale
119
142.40
Sale
656
142.41
Sale
187
142.44
Sale
2188
142.45
Sale
52
142.47
Sale
200
142.48
Sale
32
142.49
Sale
2035
142.50
Sale
295
142.51
Sale
104
142.52
Sale
93
142.53
Sale
127
142.54
Sale
378
142.55
Sale
31
142.56
Sale
115
142.57
Sale
152
142.58
Sale
125
142.61
Sale
157
142.62
Sale
61
142.63
Sale
175
142.64
Sale
175
142.65
Sale
23
142.66
Sale
26
142.67
Sale
47
142.68
Sale
492
142.69
Sale
111
142.71
Sale
6
142.72
Sale
148
142.77
Sale
50
142.86
Sale
39
142.88
Sale
189
142.91
Sale
287
142.98
Sale
3
143.00
Sale
326
143.05
Sale
19
143.12
Sale
126
143.25
Sale
154
143.33
Sale
208
143.35
Sale
163
143.37
Sale
88
143.38
Sale
13
143.55
Sale
39
143.57
Sale
326
143.59
Sale
94
143.62
Sale
192
143.64
Sale
24
143.65
Sale
110
143.67
Sale
12
143.68
Sale
429
143.69
Sale
74
143.70
Sale
24
143.71
Sale
129
143.73
Sale
480
143.74
Sale
165
143.76
Sale
191
143.77
Sale
665
143.78
Sale
200
143.79
Sale
314
143.80
Sale
1875
143.80
Sale
80
143.82
Sale
26
143.85
Sale
305
143.87
Sale
142
143.88
Sale
66
143.89
Sale
1101
143.90
Sale
740
143.91
Sale
242
143.92
Sale
693
143.93
Sale
752
143.94
Sale
167
143.95
Sale
827
143.96
Sale
474
143.97
Sale
571
143.98
Sale
652
143.99
Sale
1389
144.00
Sale
1075
144.01
Sale
729
144.02
Sale
116
144.03
Sale
2308
144.04
Sale
2484
144.05
Sale
13
144.07
Sale
27
144.08
Sale
145
144.09
Sale
77
144.10
Sale
245
144.11
Sale
506
144.12
Sale
67
144.13
Sale
537
144.14
Sale
74
144.15
Sale
97
144.16
Sale
1692
144.17
Sale
256
144.19
Sale
15443
144.20
Sale
363
144.21
Sale
739
144.22
Sale
290
144.23
Sale
439
144.24
Sale
159
144.25
Sale
302
144.26
Sale
243
144.27
Sale
455
144.28
Sale
242
144.29
Sale
740
144.30
Sale
1644
144.31
Sale
449
144.32
Sale
220
144.33
Sale
217
144.34
Sale
49
144.35
Sale
211
144.36
Sale
188
144.37
Sale
5624
144.37
Sale
138
144.38
Sale
353
144.39
Sale
343
144.40
Sale
212
144.41
Sale
54
144.42
Sale
130
144.43
Sale
601
144.44
Sale
638
144.45
Sale
81
144.46
Sale
235
144.47
Sale
247
144.48
Sale
15072
144.50
Sale
362
144.51
Sale
549
144.52
Sale
2317
144.53
Sale
59
144.54
Sale
5209
144.55
Sale
21
144.56
Sale
109
144.57
Sale
117
144.62
Sale
137
144.63
Sale
141
144.78
TOTAL SALES
102,897
 
 
(b) Derivatives transactions (other than options)
 

Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
10
141.95
CFD
Long
200
142.48
CFD
Long
200
143.79
CFD
Long
1875
143.80
CFD
Long
15
143.90
CFD
Long
473
143.91
CFD
Long
500
143.93
CFD
Long
27
143.94
CFD
Long
10
143.96
CFD
Long
100
143.99
CFD
Long
395
144.00
CFD
Long
110
144.01
CFD
Long
10
144.09
CFD
Long
300
144.28
CFD
Long
10
144.29
CFD
Long
49
144.35
CFD
Long
42
144.36
CFD
Long
9
144.40
CFD
Short
400
141.28
CFD
Short
1100
141.52
CFD
Short
10
141.95
CFD
Short
129
142.22
CFD
Short
20
142.26
CFD
Short
107
142.29
CFD
Short
59
142.30
CFD
Short
13
142.31
CFD
Short
10
142.32
CFD
Short
110
142.35
CFD
Short
36
142.37
CFD
Short
160
142.40
CFD
Short
17
142.41
CFD
Short
81
142.42
CFD
Short
14
142.45
CFD
Short
46
142.47
CFD
Short
500
142.48
CFD
Short
35
142.49
CFD
Short
132
142.50
CFD
Short
135
142.51
CFD
Short
87
142.53
CFD
Short
594
142.55
CFD
Short
117
142.56
CFD
Short
85
142.57
CFD
Short
50
142.58
CFD
Short
39
142.61
CFD
Short
83
142.62
CFD
Short
3
142.63
CFD
Short
20
142.64
CFD
Short
84
142.65
CFD
Short
416
142.67
CFD
Short
138
142.71
CFD
Short
18
142.72
CFD
Short
6
142.76
CFD
Short
44
143.54
CFD
Short
64
143.56
CFD
Short
36
143.60
CFD
Short
115
143.70
CFD
Short
17
143.72
CFD
Short
45
143.86
CFD
Short
37
143.89
CFD
Short
29
143.90
CFD
Short
97
143.91
CFD
Short
38
143.94
CFD
Short
35
143.99
CFD
Short
28
144.03
CFD
Short
52
144.04
CFD
Short
45
144.10
CFD
Short
648
144.11
CFD
Short
41
144.13
CFD
Short
50
144.14
CFD
Short
21
144.18
CFD
Short
396
144.20
CFD
Short
40
144.22
CFD
Short
10
144.23
CFD
Short
792
144.24
CFD
Short
800
144.25
CFD
Short
8
144.27
CFD
Short
41
144.28
CFD
Short
29
144.35
CFD
Short
85815
144.37
CFD
Short
101
144.40
CFD
Short
61
144.41
CFD
Short
106
144.43
CFD
Short
163
144.44
CFD
Short
200
144.52
CFD
Short
25
144.68
CFD
Short
147
144.70
 
 
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 

Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
Call Option
Purchase
55,000
158.00
American
28/08/2008
6.32
Call Option
Purchase
86,000
158.00
American
28/08/2008
6.47
Call Option
Selling
55,000
138.00
American
29/05/2008
6.30
Call Option
Selling
86,000
140.00
American
29/05/2008
4.53
Put Option
Purchasing
10,000
144.00
American
26/06/2008
5.65
 
 
 
(ii) Exercising
 

Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 

Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 

Date of disclosure
02/06/2008
Contact name
Artie Movsesian
Telephone number
020 7545 8515
Name of offeree/offeror with which connected
Rio Tinto plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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