9th Jun 2008 12:36
Amendment - due to the cancellation and amendment of equity transactions, and a late booked CFD transaction the disclosure made on 06 June 2008 for dealings on 05 June 2008 is being updated. The original trade sales disclosed 1,307,565, 300 & 68 shares have been amended to total sales 1,063,013, 300 & 68 shares. Dealings 2 (a) & (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL
|
|
Company dealt in |
RIO TINTO PLC
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
Ordinary Shares |
|
Date of dealing |
05 June 2008
|
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
1054046 300 68 |
60.15 GBP 72.61 EUR 470.70 USD |
58.4767 GBP 72.61 EUR 470.70 USD |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1063013 300 68 |
60.04 GBP 72.61 EUR 470.70 USD |
57.7388 GBP 72.61 EUR 470.70 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
5093 |
59.62 GBP |
|
CFD |
Long |
560 |
59.62 GBP |
|
CFD |
Long |
400 |
59.1355 GBP |
|
CFD |
Long |
10 |
59.62 GBP |
|
CFD |
Long |
25000 |
59.1086 GBP |
|
CFD |
Long |
25000 |
59.1086 GBP |
|
CFD |
Short |
6000 |
58.4767 GBP |
|
CFD |
Short |
25000 |
58.8592 GBP |
|
CFD |
Long |
483 |
58.5533 GBP |
|
CFD |
Short |
88 |
58.8847 GBP |
|
CFD |
Long |
35000 |
59.2097 GBP |
|
CFD |
Short |
150 |
59.014 GBP |
|
CFD |
Long |
900 |
58.5024 GBP |
|
CFD |
Short |
900 |
58.4767 GBP |
|
CFD |
Short |
3050 |
59.0675 GBP |
|
CFD |
Short |
6300 |
58.9916 GBP |
|
CFD |
Short |
19552 |
59.8064 GBP |
|
CFD |
Long |
532 |
59.65 GBP |
|
CFD |
Short |
20000 |
59.4869 GBP |
|
CFD |
Long |
7700 |
58.6565 GBP |
|
CFD |
Long |
10000 |
58.8716 GBP |
|
CFD |
Long |
25000 |
58.7138 GBP |
|
CFD |
Short |
10000 |
58.7832 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
09 June 2008
|
|
Contact name |
Peter Highton
|
|
Telephone number |
+44-207-774-1935
|
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC
|
|
Nature of connection (Note 6) |
Advisor
|
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto