12th May 2008 10:58
Amendment - due to the cancellation of a CFD transaction and a late booked OTC transaction the disclosure made on 09 May 2008 for dealings on 08 May 2008 is being amended. Dealings 2 (b) & c (i) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
RIO TINTO PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
08 May 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
259756 |
65.24 GBP |
62.81 GBP |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
303507 |
65.28 GBP |
4.8307 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
7609 |
64.3613 GBP |
|
CFD |
Long |
5891 |
64.3613 GBP |
|
CFD |
Short |
10000 |
64.649 GBP |
|
CFD |
Long |
130 |
64.5837 GBP |
|
CFD |
Short |
150 |
64.6646 GBP |
|
CFD |
Long |
5000 |
64.9025 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Call Option |
B |
353.1 |
0.0001 GBP |
European |
29/05/08 |
57.5826 GBP |
|
Call Option |
S |
322.1 |
0.0001 GBP |
European |
06/08/08 |
63.561 GBP |
|
Put Option |
B |
7000 |
44.00 GBP |
American |
20/06/08 |
0.075 GBP |
|
Put Option |
S |
7000 |
44.00 GBP |
American |
20/06/08 |
0.075 GBP |
|
Call Option |
B |
22500 |
68.25 GBP |
American |
31/07/08 |
0.0000 GBP |
|
Call Option |
S |
22500 |
65.00 GBP |
American |
11/07/08 |
0.0000 GBP |
|
Call Option |
B |
55000 |
71.50 GBP |
American |
11/07/08 |
0.0000 GBP |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
12 May 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto