1st Oct 2009 13:17
Amendment - due to the amendment of equity transactions the disclosure made on 30 September for dealings for 29 September has been updated. The original trade sales disclosed 296,404 shares have been updated to total sales 426,200 shares. Dealings 2 (a) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL
|
|
Company dealt in |
ANGLO AMERICAN PLC
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
0.54945 USD ordinary shares and ADRs |
|
Date of dealing |
29 September 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
431,999 |
20.68 GBP |
20.1862 GBP |
|
140 (70) |
16.16 USD |
16.16 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
315,828 110,372 |
20.72 GBP 32.5795 USD |
20.18 GBP 32.5795 USD |
|
140 (70) |
16.16 USD |
16.16 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
10,000 |
20.4751 GBP |
|
CFD |
Long |
15,000 |
20.2135 GBP |
|
CFD |
Long |
8,186 |
20.4179 GBP |
|
CFD |
Long |
100 |
20.3775 GBP |
|
CFD |
Long |
2,743 |
20.3296 GBP |
|
CFD |
Long |
74 |
20.6036 GBP |
|
CFD |
Long |
2,539 |
20.4333 GBP |
|
CFD |
Long |
3,344 |
20.3905 GBP |
|
CFD |
Long |
4,195 |
20.3397 GBP |
|
CFD |
Long |
6,290 |
20.3538 GBP |
|
SWAP |
Short |
32,011 |
239.75 ZAR |
|
CFD |
Short |
8,186 |
20.4179 GBP |
|
CFD |
Short |
15,985 |
20.422 GBP |
|
CFD |
Short |
1,300 |
20.3866 GBP |
|
CFD |
Short |
6,290 |
20.3538 GBP |
|
CFD |
Short |
26 |
20.6664 GBP |
|
CFD |
Short |
12,070 |
20.422 GBP |
|
CFD |
Short |
20,000 |
20.3263 GBP |
|
CFD |
Short |
475 |
20.3586 GBP |
|
CFD |
Short |
2,843 |
20.3131 GBP |
|
CFD |
Short |
21,945 |
20.422 GBP |
|
CFD |
Short |
5,078 |
20.3397 GBP |
|
CFD |
Short |
20,000 |
20.3957 GBP |
|
CFD |
Short |
206 |
20.6034 GBP |
|
CFD |
Short |
2,539 |
20.4333 GBP |
|
SWAP |
Long |
32,011 |
239.75 ZAR |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
01 October 2009
|
|
Contact name |
Peter Highton
|
|
Telephone number |
+44-207-774-1935
|
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC
|
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American