15th Aug 2008 15:13
Amendment - due to the cancellation of an equity transaction the disclosure made on 14 August 2008 for
dealings on 12 August 2008 is being updated. The original trade purchases disclosed 1,635,138 & 16 shares
have been updated to total purchases 463,551 & 16 shares. Dealings 2(a) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
RIO TINTO PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
12 August 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
463551 16 |
46.58 GBP 344.84 USD |
44.80 GBP 344.84 USD |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
2203624 16 |
46.58 GBP 344.84 USD |
44.69 GBP 344.84 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
25609 |
45.1769 GBP |
|
CFD |
Long |
17928 |
45.1769 GBP |
|
CFD |
Short |
2310 |
46.2953 GBP |
|
CFD |
Short |
1470 |
46.2953 GBP |
|
CFD |
Short |
6220 |
46.2953 GBP |
|
CFD |
Long |
2895 |
45.0352 GBP |
|
CFD |
Long |
2017 |
45.1769 GBP |
|
CFD |
Long |
2127 |
45.1769 GBP |
|
CFD |
Long |
957 |
45.1769 GBP |
|
CFD |
Long |
441 |
45.1769 GBP |
|
CFD |
Long |
1529 |
45.1769 GBP |
|
CFD |
Long |
544 |
45.1769 GBP |
|
CFD |
Long |
1398 |
45.1493 GBP |
|
CFD |
Long |
364 |
45.1493 GBP |
|
CFD |
Long |
164795 |
45.35 GBP |
|
CFD |
Long |
136 |
45.2764 GBP |
|
CFD |
Long |
154 |
45.1493 GBP |
|
CFD |
Long |
844 |
45.1493 GBP |
|
CFD |
Long |
264 |
45.2764 GBP |
|
CFD |
Long |
8000 |
45.35 GBP |
|
CFD |
Long |
80000 |
45.35 GBP |
|
CFD |
Long |
30000 |
45.35 GBP |
|
CFD |
Long |
80000 |
45.35 GBP |
|
CFD |
Long |
50000 |
45.35 GBP |
|
CFD |
Long |
50000 |
45.35 GBP |
|
CFD |
Long |
1050 |
45.33 GBP |
|
CFD |
Long |
2852 |
45.35 GBP |
|
CFD |
Long |
23648 |
45.35 GBP |
|
CFD |
Short |
11000 |
45.3605 GBP |
|
CFD |
Short |
3000 |
45.3136 GBP |
|
CFD |
Short |
5000 |
45.3937 GBP |
|
CFD |
Short |
1633 |
45.3636 GBP |
|
CFD |
Short |
75 |
45.1151 GBP |
|
CFD |
Long |
112500 |
45.10 GBP |
|
CFD |
Short |
36000 |
45.1287 GBP |
|
CFD |
Long |
25609 |
45.1769 GBP |
|
CFD |
Long |
17928 |
45.1769 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Call Option |
B |
250000 |
50.00 GBP |
American |
16/01/09 |
4.04 GBP |
|
Call Option |
S |
250000 |
50.00 GBP |
American |
16/01/09 |
4.04 GBP |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
15 August 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto