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EPT Disclosure - Amendment

19th Aug 2008 11:59

RNS Number : 6296B
Deutsche Bank AG
19 August 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
Amendment
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
Company dealt in
Rio Tinto Limited
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
13/08/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
1,073,688 0.24%
-870,827 -0.19
(2) Derivatives (other than options)
 
710,726 0.16%
-1,143,891 -0.25
(3) Options and agreements to purchase/sell
 
1,208,000 0.26%
-832,000 -0.18
Total
 
2,992,,414 0.66%
-2,846,718 -0.63
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
41
110.24
Purchase
458
110.26
Purchase
723
110.27
Purchase
468
110.34
Purchase
31
110.35
Purchase
43
110.36
Purchase
465
110.37
Purchase
401
110.40
Purchase
572
110.42
Purchase
1
110.43
Purchase
165
110.44
Purchase
742
110.45
Purchase
1
110.46
Purchase
1
110.47
Purchase
103
110.48
Purchase
18
110.50
Purchase
466
110.51
Purchase
336
110.52
Purchase
36
110.54
Purchase
16
110.55
Purchase
876
110.56
Purchase
217
110.57
Purchase
115
110.58
Purchase
211
110.59
Purchase
703
110.60
Purchase
80
110.61
Purchase
7
110.62
Purchase
587
110.63
Purchase
335
110.64
Purchase
1243
110.66
Purchase
26
110.67
Purchase
580
110.68
Purchase
699
110.69
Purchase
1712
110.70
Purchase
212
110.71
Purchase
507
110.72
Purchase
1039
110.73
Purchase
223
110.74
Purchase
371
110.76
Purchase
669
110.77
Purchase
658
110.78
Purchase
2146
110.79
Purchase
1364
110.80
Purchase
773
110.81
Purchase
1005
110.82
Purchase
295
110.83
Purchase
172
110.84
Purchase
2360
110.84
Purchase
722
110.86
Purchase
285
110.87
Purchase
526
110.88
Purchase
1371
110.89
Purchase
2382
110.90
Purchase
567
110.93
Purchase
51
110.94
Purchase
592
110.95
Purchase
1396
110.96
Purchase
104
110.97
Purchase
549
110.98
Purchase
920
110.99
Purchase
725
111.00
Purchase
834
111.01
Purchase
233
111.02
Purchase
798
111.03
Purchase
1954
111.03
Purchase
1845
111.04
Purchase
2672
111.05
Purchase
425
111.06
Purchase
628
111.07
Purchase
578
111.08
Purchase
463
111.09
Purchase
1399
111.10
Purchase
729
111.11
Purchase
31000
111.12
Purchase
954
111.15
Purchase
185
111.20
Purchase
1000
111.24
Purchase
334
111.26
Purchase
51
111.27
Purchase
255
111.29
Purchase
545
111.30
Purchase
1
111.31
Purchase
610
111.32
Purchase
1174
111.33
Purchase
525
111.34
Purchase
2137
111.35
Purchase
295
111.36
Purchase
815
111.37
Purchase
837
111.38
Purchase
215
111.39
Purchase
517
111.40
Purchase
1437
111.41
Purchase
109
111.42
Purchase
515
111.43
Purchase
174
111.44
Purchase
212
111.45
Purchase
491
111.46
Purchase
519
111.47
Purchase
52
111.48
Purchase
407
111.49
Purchase
1133
111.50
Purchase
148
111.52
Purchase
95
111.53
Purchase
761
111.54
Purchase
92
111.55
Purchase
771
111.56
Purchase
952
111.57
Purchase
1617
111.58
Purchase
3764
111.59
Purchase
10171
111.60
Purchase
105
111.61
Purchase
2767
111.62
Purchase
1381
111.63
Purchase
865
111.64
Purchase
2553
111.65
Purchase
1297
111.66
Purchase
985
111.67
Purchase
1776
111.68
Purchase
1519
111.69
Purchase
977
111.70
Purchase
1562
111.71
Purchase
619
111.72
Purchase
1271
111.73
Purchase
609
111.74
Purchase
459
111.77
Purchase
21
111.79
Purchase
204
111.80
Purchase
104
111.81
Purchase
1
111.82
Purchase
1562
111.87
Purchase
85
111.89
Purchase
2744
111.89
Purchase
148
111.91
Purchase
149
111.92
Purchase
452
111.95
Purchase
1189
111.97
Purchase
400
111.98
Purchase
251
111.99
Purchase
160
112.00
Purchase
399
112.01
Purchase
32
112.13
Purchase
903
112.14
Purchase
668
112.15
Purchase
405
112.16
Purchase
232
112.19
Purchase
107
112.21
Purchase
409
112.23
Purchase
1096
112.24
Purchase
2515
112.25
Purchase
712
112.26
Purchase
604
112.27
Purchase
201
112.28
Purchase
403
112.30
Purchase
201
112.31
Purchase
202
112.32
Purchase
1
112.33
Purchase
402
112.34
Purchase
142
112.36
Purchase
61
112.38
Purchase
805
112.41
Purchase
326
112.42
Purchase
139
112.43
Purchase
202
112.50
Purchase
364
112.53
Purchase
1
112.54
Purchase
201
112.55
Purchase
98
112.56
Purchase
657
112.57
Purchase
121
112.58
Purchase
241
112.60
Purchase
167
112.61
Purchase
202
112.67
Purchase
403
112.78
Purchase
273
112.79
Purchase
201
112.82
Purchase
202
112.83
Purchase
201
112.84
Purchase
402
112.85
Purchase
202
112.86
Purchase
201
112.89
Purchase
146
114.00
TOTAL PURCHASE
153,555
 
Sale
214
110.28
Sale
37
110.29
Sale
804
110.34
Sale
810
110.35
Sale
365
110.36
Sale
375
110.37
Sale
124
110.38
Sale
162
110.39
Sale
220
110.40
Sale
219
110.42
Sale
82
110.44
Sale
1
110.46
Sale
595
110.47
Sale
60
110.49
Sale
27
110.50
Sale
772
110.51
Sale
114
110.52
Sale
31
110.53
Sale
256
110.54
Sale
252
110.55
Sale
273
110.56
Sale
87
110.57
Sale
255
110.58
Sale
159
110.59
Sale
478
110.60
Sale
1269
110.61
Sale
515
110.62
Sale
177
110.63
Sale
119
110.64
Sale
516
110.65
Sale
202
110.66
Sale
458
110.67
Sale
261
110.68
Sale
761
110.69
Sale
206
110.70
Sale
622
110.71
Sale
672
110.72
Sale
469
110.73
Sale
1400
110.74
Sale
1298
110.75
Sale
474
110.76
Sale
402
110.77
Sale
326
110.78
Sale
509
110.79
Sale
581
110.80
Sale
476
110.81
Sale
1724
110.82
Sale
52
110.83
Sale
1018
110.84
Sale
47
110.85
Sale
113
110.86
Sale
1786
110.87
Sale
322
110.88
Sale
634
110.89
Sale
781
110.90
Sale
58
110.92
Sale
719
110.94
Sale
4
110.95
Sale
285
110.96
Sale
210
110.97
Sale
414
110.98
Sale
274
110.99
Sale
711
111.00
Sale
713
111.01
Sale
1720
111.02
Sale
450
111.03
Sale
268
111.04
Sale
666
111.05
Sale
3044
111.06
Sale
1117
111.07
Sale
508
111.08
Sale
497
111.09
Sale
570
111.10
Sale
699
111.11
Sale
308
111.12
Sale
203
111.14
Sale
629
111.15
Sale
1084
111.16
Sale
1046
111.17
Sale
529
111.18
Sale
456
111.19
Sale
263
111.20
Sale
925
111.21
Sale
233
111.22
Sale
48
111.23
Sale
816
111.24
Sale
152
111.25
Sale
479
111.26
Sale
699
111.27
Sale
912
111.28
Sale
899
111.29
Sale
559
111.30
Sale
317
111.31
Sale
6
111.32
Sale
473
111.33
Sale
844
111.34
Sale
351
111.35
Sale
132
111.36
Sale
334
111.37
Sale
781
111.38
Sale
181
111.39
Sale
1160
111.40
Sale
56
111.41
Sale
31
111.42
Sale
498
111.43
Sale
437
111.44
Sale
1347
111.45
Sale
3257
111.46
Sale
322
111.47
Sale
566
111.48
Sale
1123
111.49
Sale
917
111.50
Sale
755
111.51
Sale
370
111.52
Sale
188
111.53
Sale
1230
111.54
Sale
906
111.55
Sale
610
111.56
Sale
243
111.57
Sale
721
111.58
Sale
682
111.59
Sale
20049
111.60
Sale
647
111.61
Sale
653
111.62
Sale
562
111.63
Sale
155
111.64
Sale
1191
111.65
Sale
460
111.66
Sale
1543
111.67
Sale
287
111.68
Sale
859
111.69
Sale
492
111.70
Sale
1540
111.71
Sale
861
111.72
Sale
1127
111.72
Sale
1255
111.73
Sale
1301
111.74
Sale
556
111.75
Sale
740
111.76
Sale
209
111.77
Sale
184
111.78
Sale
1227
111.79
Sale
440
111.80
Sale
1
111.82
Sale
8
111.83
Sale
3
111.85
Sale
454
111.86
Sale
1
111.87
Sale
108
111.88
Sale
88
111.90
Sale
4
111.91
Sale
37
111.92
Sale
455
111.95
Sale
400
111.96
Sale
513
112.00
Sale
556
112.01
Sale
40
112.02
Sale
44
112.09
Sale
149
112.14
Sale
30
112.15
Sale
184
112.16
Sale
55
112.17
Sale
174
112.18
Sale
83
112.19
Sale
376
112.20
Sale
77
112.21
Sale
431
112.22
Sale
20
112.23
Sale
117
112.24
Sale
150
112.25
Sale
218
112.27
Sale
191
112.28
Sale
79
112.29
Sale
180
112.30
Sale
73
112.31
Sale
85
112.34
Sale
1
112.35
Sale
38
112.36
Sale
7
112.37
Sale
142
112.38
Sale
192
112.40
Sale
230
112.41
Sale
58
112.42
Sale
8
112.43
Sale
50700
112.43
Sale
26
112.44
Sale
59
112.45
Sale
50
112.46
Sale
208
112.47
Sale
52
112.48
Sale
1
112.49
Sale
178
112.50
Sale
29
112.52
Sale
22
112.55
Sale
90
112.58
Sale
95
112.61
Sale
10
112.68
Sale
6
112.70
Sale
149
112.76
Sale
20
112.77
Sale
102
112.78
Sale
79
112.84
Sale
3
112.85
Sale
4
112.86
Sale
13
112.87
Sale
52
112.89
Sale
1
112.98
Sale
7090
114.00
TOTAL SALES
168,404
 
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
37
110.29
CFD
Long
170
110.34
CFD
Long
58
110.35
CFD
Long
67
110.38
CFD
Long
2
110.39
CFD
Long
220
110.40
CFD
Long
40
110.44
CFD
Long
26
110.47
CFD
Long
27
110.50
CFD
Long
42
110.51
CFD
Long
31
110.53
CFD
Long
44
110.54
CFD
Long
25
110.55
CFD
Long
107
110.56
CFD
Long
33
110.57
CFD
Long
44
110.58
CFD
Long
21
110.59
CFD
Long
69
110.61
CFD
Long
59
110.62
CFD
Long
35
110.63
CFD
Long
11
110.64
CFD
Long
40
110.65
CFD
Long
43
110.66
CFD
Long
45
110.68
CFD
Long
207
110.69
CFD
Long
54
110.70
CFD
Long
14
110.71
CFD
Long
53
110.72
CFD
Long
106
110.73
CFD
Long
100
110.74
CFD
Long
107
110.76
CFD
Long
95
110.77
CFD
Long
55
110.79
CFD
Long
94
110.80
CFD
Long
14
110.81
CFD
Long
47
110.85
CFD
Long
63
110.86
CFD
Long
110
110.87
CFD
Long
38
110.89
CFD
Long
58
110.92
CFD
Long
42
110.94
CFD
Long
65
110.96
CFD
Long
42
110.97
CFD
Long
175
110.98
CFD
Long
115
111.00
CFD
Long
74
111.01
CFD
Long
225
111.02
CFD
Long
1
111.03
CFD
Long
190
111.04
CFD
Long
2
111.05
CFD
Long
273
111.06
CFD
Long
220
111.07
CFD
Long
235
111.09
CFD
Long
185
111.10
CFD
Long
93
111.11
CFD
Long
3
111.12
CFD
Long
126
111.15
CFD
Long
70
111.16
CFD
Long
22
111.17
CFD
Long
49
111.18
CFD
Long
50
111.20
CFD
Long
25
111.21
CFD
Long
103
111.24
CFD
Long
92
111.25
CFD
Long
29
111.26
CFD
Long
97
111.27
CFD
Long
41
111.28
CFD
Long
83
111.29
CFD
Long
53
111.31
CFD
Long
1
111.32
CFD
Long
137
111.35
CFD
Long
171
111.37
CFD
Long
183
111.40
CFD
Long
310
111.45
CFD
Long
158
111.46
CFD
Long
322
111.47
CFD
Long
88
111.48
CFD
Long
417
111.49
CFD
Long
197
111.51
CFD
Long
86
111.53
CFD
Long
39
111.54
CFD
Long
95
111.55
CFD
Long
159
111.56
CFD
Long
68
111.57
CFD
Long
257
111.59
CFD
Long
8100
111.60
CFD
Long
150
111.62
CFD
Long
44
111.65
CFD
Long
1000
111.67
CFD
Long
180
111.68
CFD
Long
100
111.69
CFD
Long
129
111.70
CFD
Long
15
111.71
CFD
Long
1127
111.72
CFD
Long
89
111.74
CFD
Long
23
111.77
CFD
Long
56
111.78
CFD
Long
1
111.82
CFD
Long
108
111.88
CFD
Long
88
111.90
CFD
Long
37
111.92
CFD
Long
2
111.95
CFD
Long
55
112.17
CFD
Long
79
112.19
CFD
Long
13
112.21
CFD
Long
300
112.22
CFD
Long
12
112.24
CFD
Long
215
112.27
CFD
Long
121
112.28
CFD
Long
73
112.31
CFD
Long
1
112.35
CFD
Long
82
112.38
CFD
Long
194
112.41
CFD
Long
32
112.89
CFD
Long
146
114.00
CFD
Short
1
110.43
CFD
Short
1
110.46
CFD
Short
16
110.55
CFD
Short
115
110.57
CFD
Short
115
110.58
CFD
Short
123
110.63
CFD
Short
1300
110.70
CFD
Short
116
110.71
CFD
Short
1
110.72
CFD
Short
114
110.73
CFD
Short
92
110.76
CFD
Short
109
110.77
CFD
Short
128
110.82
CFD
Short
128
110.83
CFD
Short
2360
110.84
CFD
Short
38
110.87
CFD
Short
75
110.90
CFD
Short
1954
111.03
CFD
Short
31000
111.12
CFD
Short
128
111.40
CFD
Short
109
111.41
CFD
Short
106
111.42
CFD
Short
8100
111.60
CFD
Short
1
111.61
CFD
Short
146
111.64
CFD
Short
150
111.66
CFD
Short
150
111.73
CFD
Short
104
111.81
CFD
Short
2744
111.89
CFD
Short
32
112.13
CFD
Short
4
112.16
CFD
Short
107
112.21
CFD
Short
105
112.26
CFD
Short
61
112.38
CFD
Short
139
112.43
CFD
Short
167
112.61
CFD
Short
146
114.00
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
19/08/2008
Contact name
Artie Movsesian
Telephone number
020 7545 8515
Name of offeree/offeror with which connected
Rio Tinto plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk

 

 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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