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EPT Disclosure - Amendment

2nd Jun 2008 11:25

RNS Number : 7347V
Deutsche Bank AG
02 June 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
Amendment
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
29/05/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
2,474,783 0.07%
-9,245,839 -0.28%
(2) Derivatives (other than options)
 
6,081,328 0.18%
-7,974,783 -0.24%
(3) Options and agreements to purchase/sell
 
15,868,000 0.47%
-5,498,000 -0.16%
Total
 
24,424,111 0.72%
-22,718,662 -0.68%
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
15180
35.65
Purchase
13860
40.78
Purchase
137
45.10
Purchase
36000
45.32
Purchase
12
45.41
Purchase
245
45.42
Purchase
724
45.43
Purchase
826
45.44
Purchase
10225
45.45
Purchase
627
45.46
Purchase
5361
45.47
Purchase
310
45.48
Purchase
1141
45.49
Purchase
1890
45.50
Purchase
488
45.51
Purchase
1178
45.52
Purchase
2758
45.53
Purchase
4346
45.54
Purchase
868
45.55
Purchase
2476
45.56
Purchase
167
45.57
Purchase
1808
45.58
Purchase
1714
45.59
Purchase
1038
45.60
Purchase
1168
45.61
Purchase
4262
45.62
Purchase
303
45.63
Purchase
319
45.64
Purchase
556
45.65
Purchase
6031
45.65
Purchase
329
45.66
Purchase
566
45.67
Purchase
765
45.68
Purchase
1206
45.69
Purchase
392
45.70
Purchase
89
45.71
Purchase
1360
45.72
Purchase
26249
45.73
Purchase
27703
45.74
Purchase
358
45.75
Purchase
1531
45.76
Purchase
1164
45.77
Purchase
11505
45.78
Purchase
4441
45.79
Purchase
29563
45.80
Purchase
18605
45.81
Purchase
4782
45.82
Purchase
11456
45.83
Purchase
5350
45.83
Purchase
18768
45.84
Purchase
15294
45.85
Purchase
19326
45.86
Purchase
14940
45.87
Purchase
7166
45.88
Purchase
7777
45.89
Purchase
19242
45.90
Purchase
25950
45.91
Purchase
17590
45.92
Purchase
8579
45.93
Purchase
21051
45.93
Purchase
33800
45.94
Purchase
5395
45.95
Purchase
10502
45.96
Purchase
14704
45.97
Purchase
20790
45.98
Purchase
14056
45.99
Purchase
30078
46.00
Purchase
6184
46.01
Purchase
143653
46.02
Purchase
9998
46.03
Purchase
9222
46.04
Purchase
2048
46.05
Purchase
5596
46.06
Purchase
11045
46.07
Purchase
66
46.08
Purchase
2807
46.09
Purchase
271
46.10
Purchase
611
46.11
Purchase
3162
46.12
Purchase
890
46.13
Purchase
5081
46.14
Purchase
1221
46.15
Purchase
392
46.16
Purchase
2200
46.17
Purchase
3955
46.18
Purchase
108
46.19
TOTAL PURCHASE
776,950
 
Sale
137
45.10
Sale
4230
45.41
Sale
74
45.43
Sale
4229
45.44
Sale
1597
45.45
Sale
2041
45.46
Sale
649
45.47
Sale
645
45.48
Sale
1122
45.49
Sale
1764
45.50
Sale
218
45.51
Sale
830
45.52
Sale
940
45.53
Sale
71
45.54
Sale
23763
45.55
Sale
874
45.56
Sale
769
45.57
Sale
2708
45.58
Sale
562
45.59
Sale
11396
45.60
Sale
10455
45.61
Sale
9810
45.62
Sale
80
45.63
Sale
5266
45.64
Sale
1159
45.65
Sale
1511
45.66
Sale
1219
45.68
Sale
513
45.69
Sale
476
45.70
Sale
928
45.71
Sale
457
45.72
Sale
1002
45.73
Sale
869
45.74
Sale
269
45.75
Sale
1364
45.76
Sale
678
45.77
Sale
387
45.78
Sale
1183
45.79
Sale
1214
45.80
Sale
253
45.81
Sale
1022
45.82
Sale
1695
45.83
Sale
8390
45.84
Sale
2610
45.85
Sale
7595
45.86
Sale
4940
45.87
Sale
5570
45.88
Sale
4979
45.89
Sale
36470
45.89
Sale
22631
45.90
Sale
3195
45.90
Sale
2335
45.91
Sale
6590
45.92
Sale
8426
45.93
Sale
2434
45.94
Sale
10668
45.95
Sale
4879
45.96
Sale
1900
45.97
Sale
3607
45.98
Sale
810
45.99
Sale
50000
45.99
Sale
3360
46.00
Sale
3245
46.01
Sale
131559
46.02
Sale
2499
46.03
Sale
5347
46.04
Sale
21207
46.05
Sale
1196
46.06
Sale
44
46.07
Sale
187
46.08
Sale
647
46.10
Sale
112
46.11
Sale
405
46.12
Sale
2034
46.13
Sale
654
46.14
Sale
1231
46.15
Sale
365
46.16
Sale
1500
46.17
Sale
555
46.18
Sale
321
46.19
Sale
1277
46.20
Sale
379
46.21
TOTAL SALES
466,852
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
302000
0.3245
CFD
Long
137
45.10
CFD
Long
20000
45.55
CFD
Long
10
45.58
CFD
Long
10000
45.60
CFD
Long
10000
45.61
CFD
Long
10
45.64
CFD
Long
15
45.69
CFD
Long
100
45.72
CFD
Long
15
45.75
CFD
Long
500
45.80
CFD
Long
5218
45.84
CFD
Long
6409
45.86
CFD
Long
2151
45.87
CFD
Long
1769
45.88
CFD
Long
835
45.89
CFD
Long
36470
45.89
CFD
Long
22631
45.90
CFD
Long
148
45.90
CFD
Long
3000
45.92
CFD
Long
5025
45.93
CFD
Long
10
45.94
CFD
Long
24
45.95
CFD
Long
1
45.96
CFD
Long
1
45.99
CFD
Long
1252
46.00
CFD
Long
112900
46.02
CFD
Long
10
46.13
CFD
Short
137
45.10
CFD
Short
36000
45.32
CFD
Short
10000
45.45
CFD
Short
5000
45.47
CFD
Short
137
45.59
CFD
Short
6031
45.65
CFD
Short
100
45.73
CFD
Short
1000
45.74
CFD
Short
11055
45.78
CFD
Short
3272
45.79
CFD
Short
8818
45.80
CFD
Short
7511
45.81
CFD
Short
2134
45.82
CFD
Short
162
45.83
CFD
Short
5350
45.83
CFD
Short
13348
45.84
CFD
Short
2279
45.85
CFD
Short
2396
45.86
CFD
Short
4007
45.87
CFD
Short
1000
45.89
CFD
Short
7747
45.90
CFD
Short
1112
45.91
CFD
Short
8012
45.92
CFD
Short
8579
45.93
CFD
Short
10689
45.93
CFD
Short
7277
45.94
CFD
Short
3513
45.96
CFD
Short
3422
45.97
CFD
Short
11327
45.98
CFD
Short
10941
45.99
CFD
Short
16359
46.00
CFD
Short
84916
46.02
CFD
Short
3403
46.03
CFD
Short
2809
46.06
CFD
Short
10919
46.07
CFD
Short
1875
46.09
CFD
Short
2736
46.12
CFD
Short
419
46.13
CFD
Short
1945
46.14
CFD
Short
700
46.15
CFD
Short
1748
46.17
CFD
Short
3294
46.18
CFD
Short
74
46.19
 
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
Call Option
Selling
302,000
52.00
American
26/06/2008
0.33
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
02/06/2008
Contact name
Artie Movsesian
Telephone number
020 7545 8515
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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