30th Oct 2008 13:13
Amendment - due to the cancellation of an equity transaction the disclosure made on 29 October 2008 for dealings on 28 October 2008 is being updated. The original purchases disclosed 5,193,959 shares have been updated to total purchases 5,192,048 shares. Dealings 2 (a) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
BHP BILLITON PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
28 October 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
5192048 |
11.526 GBP 23.0408 AUD |
8.1526 GBP 23.0408 AUD |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
5516601 |
9.205 GBP 14.0149 USD |
8.07 GBP 13.143 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
5000 |
8.664 GBP |
|
CFD |
Long |
17560 |
8.664 GBP |
|
CFD |
Long |
383 |
8.4475 GBP |
|
CFD |
Short |
1206100 |
9.0404 GBP |
|
CFD |
Short |
172500 |
9.0404 GBP |
|
CFD |
Short |
63500 |
9.0404 GBP |
|
CFD |
Short |
57900 |
9.0404 GBP |
|
CFD |
Short |
10000 |
8.49 GBP |
|
CFD |
Long |
960 |
8.8572 GBP |
|
CFD |
Short |
6191 |
8.4746 GBP |
|
CFD |
Long |
7254 |
8.7582 GBP |
|
CFD |
Short |
7254 |
9.0541 GBP |
|
CFD |
Long |
253 |
8.7582 GBP |
|
CFD |
Short |
253 |
9.0541 GBP |
|
CFD |
Long |
169 |
8.7582 GBP |
|
CFD |
Short |
169 |
9.0541 GBP |
|
CFD |
Long |
7929 |
8.7582 GBP |
|
CFD |
Short |
7929 |
9.0541 GBP |
|
CFD |
Long |
1265 |
8.7582 GBP |
|
CFD |
Short |
1265 |
9.0541 GBP |
|
CFD |
Long |
1299 |
8.4475 GBP |
|
CFD |
Long |
51910 |
8.8572 GBP |
|
CFD |
Long |
3350 |
8.8572 GBP |
|
CFD |
Long |
34930 |
8.8572 GBP |
|
CFD |
Long |
8850 |
8.8572 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
30 October 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group