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EPT Disclosure- Amendment

18th Sep 2008 16:46

RNS Number : 7970D
Deutsche Bank AG
18 September 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
Amendment
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
15/09/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
9,959,479 0.30
 
-7,068,850 -0.21
 
 
(2) Derivatives (other than options)
 
7,315,603 0.22
-7,485,549 -0.22
 
 
(3) Options and agreements to purchase/sell
 
13,794,000 0.41
 
 
-8,510,000 -0.25
 
 
Total
 
31,069,082 0.93
 
 
-23,064,399 -0.69
 
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
55100
34.86
Purchase
1027
35.49
Purchase
2810
35.50
Purchase
1642
35.54
Purchase
488
35.57
Purchase
1798
35.58
Purchase
1468
35.60
Purchase
9651
35.61
Purchase
4854
35.62
Purchase
9108
35.63
Purchase
3648
35.64
Purchase
13285
35.65
Purchase
8565
35.66
Purchase
3310
35.67
Purchase
5830
35.68
Purchase
4501
35.69
Purchase
17498
35.70
Purchase
8526
35.71
Purchase
4248
35.72
Purchase
3620
35.73
Purchase
1956
35.74
Purchase
1532
35.75
Purchase
1352
35.76
Purchase
1042
35.77
Purchase
14430
35.78
Purchase
5484
35.79
Purchase
11648
35.80
Purchase
2001
35.81
Purchase
11853
35.82
Purchase
1956
35.83
Purchase
1625
35.84
Purchase
9177
35.85
Purchase
3763
35.86
Purchase
10221
35.87
Purchase
1185
35.88
Purchase
4740
35.89
Purchase
6508
35.91
Purchase
10079
35.92
Purchase
5569
35.93
Purchase
10398
35.94
Purchase
11443
35.95
Purchase
6756
35.96
Purchase
6944
35.97
Purchase
7392
35.98
Purchase
9617
35.99
Purchase
9622
36.00
Purchase
6227
36.01
Purchase
4673
36.02
Purchase
7726
36.03
Purchase
7907
36.04
Purchase
35296
36.05
Purchase
1136
36.06
Purchase
1450
36.07
Purchase
1561
36.08
Purchase
5622
36.09
Purchase
10085
36.10
Purchase
238
36.11
Purchase
567
36.14
Purchase
10790
36.15
Purchase
11292
36.16
Purchase
22237
36.17
Purchase
28220
36.17
Purchase
10139
36.18
Purchase
11245
36.19
Purchase
11424
36.20
Purchase
21016
36.21
Purchase
5870
36.22
Purchase
10562
36.23
Purchase
6712
36.24
Purchase
64582
36.24
Purchase
10064
36.25
Purchase
17676
36.26
Purchase
10144
36.27
Purchase
7469
36.28
Purchase
1276
36.29
Purchase
18071
36.30
Purchase
13895
36.31
Purchase
5681
36.32
Purchase
8777
36.33
Purchase
30094
36.34
Purchase
38963
36.35
Purchase
69978
36.36
Purchase
12461
36.37
Purchase
18317
36.38
Purchase
12246
36.39
Purchase
74011
36.40
Purchase
11983
36.41
Purchase
2323
36.42
Purchase
9060
36.43
Purchase
24422
36.44
Purchase
31106
36.45
Purchase
8728
36.46
Purchase
12824
36.47
Purchase
18237
36.48
Purchase
19879
36.49
Purchase
24684
36.50
Purchase
5736
36.51
Purchase
1932
36.52
Purchase
3712
36.53
Purchase
5198
36.54
Purchase
17826
36.55
Purchase
8110
36.56
Purchase
147
36.57
Purchase
10046
36.58
Purchase
11933
36.59
Purchase
2433
36.60
Purchase
1184
36.61
Purchase
2178
36.63
Purchase
58
36.64
Purchase
3344
36.65
Purchase
1008
36.69
Purchase
24900
36.72
Purchase
400
36.74
Purchase
200
36.75
Purchase
220000
36.97
Purchase
1000
39.00
TOTAL PURCHASE
1,459,561
 
Sale
55100
34.86
Sale
50000
35.27
Sale
1501
35.49
Sale
38527
35.50
Sale
26
35.51
Sale
910
35.52
Sale
1027
35.53
Sale
1024
35.54
Sale
1316
35.55
Sale
1499
35.57
Sale
3239
35.58
Sale
5550
35.59
Sale
15664
35.60
Sale
14111
35.61
Sale
2352
35.62
Sale
11399
35.63
Sale
7869
35.64
Sale
9962
35.65
Sale
6386
35.66
Sale
11784
35.67
Sale
11972
35.68
Sale
9045
35.69
Sale
10774
35.70
Sale
11813
35.71
Sale
6998
35.72
Sale
6173
35.73
Sale
4962
35.74
Sale
6470
35.75
Sale
11703
35.76
Sale
7253
35.77
Sale
2798
35.78
Sale
11570
35.79
Sale
3683
35.80
Sale
8520
35.81
Sale
5958
35.82
Sale
6636
35.83
Sale
5562
35.84
Sale
6449
35.85
Sale
11101
35.86
Sale
7381
35.87
Sale
2600
35.88
Sale
6396
35.88
Sale
8788
35.89
Sale
5777
35.90
Sale
5841
35.91
Sale
6949
35.92
Sale
10428
35.93
Sale
10512
35.94
Sale
12482
35.95
Sale
9479
35.96
Sale
1569
35.97
Sale
8258
35.98
Sale
19422
35.99
Sale
46822
36.00
Sale
16526
36.01
Sale
9343
36.02
Sale
13618
36.03
Sale
7174
36.04
Sale
291236
36.05
Sale
3728
36.06
Sale
4273
36.07
Sale
6183
36.08
Sale
2476
36.09
Sale
18370
36.10
Sale
2616
36.11
Sale
3329
36.12
Sale
367
36.14
Sale
5034
36.15
Sale
8844
36.16
Sale
12292
36.17
Sale
11564
36.18
Sale
11450
36.19
Sale
67650
36.19
Sale
39493
36.20
Sale
8596
36.21
Sale
13862
36.22
Sale
4106
36.23
Sale
9529
36.24
Sale
9803
36.25
Sale
12664
36.26
Sale
11152
36.27
Sale
11277
36.28
Sale
8484
36.29
Sale
7060
36.30
Sale
9011
36.31
Sale
19045
36.32
Sale
9391
36.33
Sale
4567
36.34
Sale
50881
36.35
Sale
8449
36.36
Sale
7235
36.37
Sale
17357
36.38
Sale
16205
36.39
Sale
11074
36.40
Sale
11025
36.41
Sale
15126
36.42
Sale
7677
36.43
Sale
3828
36.44
Sale
15184
36.45
Sale
12073
36.46
Sale
8893
36.47
Sale
8516
36.48
Sale
14839
36.49
Sale
32989
36.50
Sale
9272
36.51
Sale
3826
36.52
Sale
3610
36.53
Sale
6155
36.54
Sale
9771
36.55
Sale
7176
36.56
Sale
6094
36.57
Sale
1413
36.58
Sale
685
36.59
Sale
4888
36.60
Sale
245
36.63
Sale
3943
36.64
Sale
5435
36.65
Sale
47058
36.70
Sale
4942
36.71
Sale
200000
36.72
Sale
9
36.73
Sale
3000
36.76
Sale
1168
36.78
TOTAL SALES
1,785,544
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
 
 
 
 
CFD
Long
55100
34.86
CFD
Long
50000
35.27
CFD
Long
1501
35.49
CFD
Long
38527
35.50
CFD
Long
26
35.51
CFD
Long
527
35.52
CFD
Long
1027
35.53
CFD
Long
527
35.54
CFD
Long
1499
35.57
CFD
Long
500
35.58
CFD
Long
1101
35.59
CFD
Long
12591
35.60
CFD
Long
1000
35.61
CFD
Long
500
35.62
CFD
Long
6000
35.63
CFD
Long
4110
35.64
CFD
Long
2287
35.65
CFD
Long
2990
35.66
CFD
Long
2831
35.67
CFD
Long
4432
35.68
CFD
Long
1000
35.69
CFD
Long
7214
35.70
CFD
Long
1170
35.71
CFD
Long
3403
35.72
CFD
Long
5086
35.73
CFD
Long
1550
35.74
CFD
Long
3125
35.75
CFD
Long
600
35.76
CFD
Long
1000
35.78
CFD
Long
7141
35.79
CFD
Long
1500
35.80
CFD
Long
2730
35.81
CFD
Long
2892
35.82
CFD
Long
1147
35.83
CFD
Long
732
35.84
CFD
Long
1234
35.85
CFD
Long
1356
35.86
CFD
Long
820
35.87
CFD
Long
2600
35.88
CFD
Long
82
35.88
CFD
Long
885
35.89
CFD
Long
500
35.90
CFD
Long
4101
35.91
CFD
Long
600
35.92
CFD
Long
4098
35.93
CFD
Long
3166
35.94
CFD
Long
8412
35.95
CFD
Long
6152
35.96
CFD
Long
593
35.97
CFD
Long
1674
35.98
CFD
Long
3817
35.99
CFD
Long
40461
36.00
CFD
Long
1300
36.01
CFD
Long
2048
36.02
CFD
Long
970
36.03
CFD
Long
1073
36.04
CFD
Long
1757
36.05
CFD
Long
500
36.06
CFD
Long
597
36.08
CFD
Long
555
36.09
CFD
Long
18370
36.10
CFD
Long
598
36.15
CFD
Long
2000
36.16
CFD
Long
4734
36.17
CFD
Long
4766
36.18
CFD
Long
3048
36.19
CFD
Long
67650
36.19
CFD
Long
15627
36.20
CFD
Long
5270
36.21
CFD
Long
1942
36.22
CFD
Long
1072
36.23
CFD
Long
1421
36.24
CFD
Long
4624
36.25
CFD
Long
1277
36.26
CFD
Long
3829
36.27
CFD
Long
1728
36.28
CFD
Long
3061
36.29
CFD
Long
3963
36.30
CFD
Long
1500
36.31
CFD
Long
14386
36.32
CFD
Long
3544
36.33
CFD
Long
500
36.35
CFD
Long
1500
36.36
CFD
Long
500
36.37
CFD
Long
500
36.38
CFD
Long
1870
36.39
CFD
Long
1600
36.40
CFD
Long
500
36.41
CFD
Long
2000
36.43
CFD
Long
1000
36.44
CFD
Long
9145
36.45
CFD
Long
1631
36.46
CFD
Long
5851
36.47
CFD
Long
2996
36.48
CFD
Long
3734
36.49
CFD
Long
1500
36.50
CFD
Long
927
36.51
CFD
Long
731
36.53
CFD
Long
638
36.54
CFD
Long
256
36.56
CFD
Long
18
36.57
CFD
Long
2000
36.70
CFD
Long
1168
36.78
Swap over option
Short
152000
0.91
CFD
Short
55100
34.86
CFD
Short
150
35.58
CFD
Short
628
35.61
CFD
Short
1069
35.62
CFD
Short
3337
35.63
CFD
Short
513
35.67
CFD
Short
495
35.68
CFD
Short
1349
35.71
CFD
Short
290
35.72
CFD
Short
17
35.73
CFD
Short
230
35.75
CFD
Short
720
35.76
CFD
Short
618
35.77
CFD
Short
579
35.78
CFD
Short
579
35.79
CFD
Short
50
35.80
CFD
Short
1000
35.82
CFD
Short
638
35.84
CFD
Short
631
35.85
CFD
Short
37
35.86
CFD
Short
1577
35.91
CFD
Short
606
35.92
CFD
Short
806
35.93
CFD
Short
516
35.94
CFD
Short
1733
35.95
CFD
Short
1186
35.96
CFD
Short
571
35.97
CFD
Short
5359
36.00
CFD
Short
555
36.02
CFD
Short
1785
36.03
CFD
Short
4544
36.05
CFD
Short
225
36.11
CFD
Short
804
36.17
CFD
Short
28220
36.17
CFD
Short
421
36.19
CFD
Short
1900
36.20
CFD
Short
200
36.21
CFD
Short
1535
36.22
CFD
Short
589
36.23
CFD
Short
200
36.24
CFD
Short
64582
36.24
CFD
Short
200
36.25
CFD
Short
2273
36.26
CFD
Short
1105
36.27
CFD
Short
110
36.29
CFD
Short
540
36.35
CFD
Short
1455
36.36
CFD
Short
408
36.37
CFD
Short
998
36.38
CFD
Short
625
36.39
CFD
Short
200
36.41
CFD
Short
500
36.42
CFD
Short
607
36.43
CFD
Short
500
36.47
CFD
Short
550
36.48
CFD
Short
10000
36.50
CFD
Short
553
36.51
CFD
Short
619
36.55
CFD
Short
1805
36.56
CFD
Short
565
36.60
CFD
Short
1184
36.61
CFD
Short
627
36.69
CFD
Short
400
36.74
CFD
Short
200
36.75
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
Call Option
Selling
150,000
38.00
American
25/09/2008
0.55
Call Option
Purchasing
150,000
38.00
American
24/09/2009
5.85
Put Option
Selling
200,000
35.00
American
25/09/2008
0.60
Put Option
Purchasing
200,000
35.00
American
26/03/2009
3.40
Put Option
Selling
152,000
32.00
American
30/10/2008
0.92
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
Put Option
1000
39.00
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
18/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMUWSVRWSRKAAR

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