16th Jul 2009 11:47
Amendment - due to the amendment of equity transactions the disclosure made on 15 July for dealings for 13 July has been updated. The original trade sales disclosed 834,460 & 16,700 shares have been updated to total sales 810,858 shares. Dealings 2 (a) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL
|
|
Company dealt in |
ANGLO AMERICAN PLC
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
0.54945 USD ordinary shares and ADRs |
|
Date of dealing |
13 July 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
1,007,724 126,250 |
18.1245 GBP 27.00 USD |
16.17 GBP 27.00 USD |
|
1,000 (500) |
13.78 USD |
13.78 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
810,858 |
16.99 GBP |
15.8079 GBP |
|
1,000 (500) |
13.78 USD |
13.78 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
40,000 |
16.8501 GBP |
|
CFD |
Long |
10,000 |
16.8776 GBP |
|
CFD |
Long |
25,000 |
16.8501 GBP |
|
CFD |
Long |
10,000 |
16.8501 GBP |
|
CFD |
Long |
16,594 |
16.7463 GBP |
|
CFD |
Long |
19,341 |
16.476 GBP |
|
CFD |
Long |
1,043 |
16.7367 GBP |
|
CFD |
Long |
44,000 |
16.8996 GBP |
|
CFD |
Long |
11,256 |
16.476 GBP |
|
CFD |
Long |
6,000 |
16.8996 GBP |
|
CFD |
Long |
187 |
16.7275 GBP |
|
CFD |
Long |
18,480 |
16.5841 GBP |
|
CFD |
Long |
18 |
16.4123 GBP |
|
CFD |
Long |
125 |
16.4079 GBP |
|
CFD |
Long |
49,000 |
16.4152 GBP |
|
CFD |
Long |
146 |
16.8279 GBP |
|
CFD |
Long |
1,029 |
16.4179 GBP |
|
CFD |
Long |
2,928 |
16.7358 GBP |
|
CFD |
Long |
2,210 |
16.4614 GBP |
|
CFD |
Long |
350 |
16.7275 GBP |
|
CFD |
Long |
39,403 |
16.476 GBP |
|
CFD |
Long |
8,616 |
16.4152 GBP |
|
CFD |
Short |
4,100 |
16.6666 GBP |
|
CFD |
Short |
2,928 |
16.7358 GBP |
|
CFD |
Short |
25,000 |
16.4396 GBP |
|
CFD |
Short |
4,880 |
16.3687 GBP |
|
CFD |
Short |
489 |
16.2763 GBP |
|
CFD |
Short |
3 |
16.2763 GBP |
|
CFD |
Short |
16,594 |
16.7463 GBP |
|
CFD |
Short |
2,120 |
16.5355 GBP |
|
CFD |
Short |
8,900 |
16.6666 GBP |
|
CFD |
Short |
18,480 |
16.3854 GBP |
|
CFD |
Short |
2,210 |
16.4614 GBP |
|
CFD |
Short |
166,667 |
16.545 GBP |
|
CFD |
Short |
164 |
16.7756 GBP |
|
CFD |
Short |
125 |
16.4079 GBP |
|
CFD |
Short |
50,000 |
16.4396 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
16 July 2009
|
|
Contact name |
Peter Highton
|
|
Telephone number |
+44-207-774-1935
|
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC
|
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American