3rd Nov 2009 14:00
Amendment - due to the amendment of equity transactions the disclosure made on 02 November for dealings for 30 October has been updated. The original trade sales disclosed 7,534,220 shares have been updated to total sales 8,198,754 shares. Dealings 2 (a) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL
|
|
Company dealt in |
RESOLUTION HOLDINGS (UK) LIMITED (A SUBSIDIARY UNDERTAKING OF RESOLUTION LIMITED)
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
No par value ordinary |
|
Date of dealing |
30 October 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
5,947,290 |
0.965 GBP |
0.90 GBP |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
8,198,754 |
0.965 GBP |
0.90 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
35,000 |
0.9263 GBP |
|
CFD |
Long |
35,000 |
0.9263 GBP |
|
CFD |
Long |
57,680 |
0.9469 GBP |
|
CFD |
Long |
337,500 |
0.8952 GBP |
|
CFD |
Long |
450,000 |
0.9301 GBP |
|
CFD |
Long |
35,000 |
0.9263 GBP |
|
CFD |
Long |
35,000 |
0.9263 GBP |
|
CFD |
Long |
35,000 |
0.9263 GBP |
|
CFD |
Long |
11,128 |
0.9081 GBP |
|
CFD |
Long |
787,500 |
0.8969 GBP |
|
CFD |
Long |
10,156 |
0.9263 GBP |
|
CFD |
Long |
787,500 |
0.8908 GBP |
|
CFD |
Long |
35,000 |
0.9263 GBP |
|
CFD |
Short |
195,133 |
0.9648 GBP |
|
CFD |
Short |
204,867 |
0.955 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
03 November 2009
|
|
Contact name |
Peter Highton
|
|
Telephone number |
+44-207-774-1935
|
|
Name of offeree/offeror with which connected |
FRIENDS PROVIDENT GROUP PLC
|
|
Nature of connection (Note 6) |
Advisor & Corporate Broker |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
FLG.L