4th Aug 2009 11:26
Amendment - due to the late booking of CFD transactions the disclosure made on 03 August for dealings for 31 July has been updated. Dealings 2 (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary |
|
Date of dealing |
31 July 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
1,086,101 |
22.6082 GBP |
15.088 GBP |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1,046,078 |
19.50 GBP |
18.73 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
4,917 |
19.30 GBP |
|
CFD |
Short |
4,632 |
18.7997 GBP |
|
CFD |
Short |
1,171 |
18.7997 GBP |
|
CFD |
Short |
196 |
18.7681 GBP |
|
CFD |
Short |
1,972 |
19.1025 GBP |
|
CFD |
Short |
13,478 |
18.7997 GBP |
|
CFD |
Short |
337 |
18.7681 GBP |
|
CFD |
Short |
640 |
19.2732 GBP |
|
CFD |
Short |
12,762 |
19.4204 GBP |
|
CFD |
Short |
3,725 |
19.2116 GBP |
|
CFD |
Short |
11,920 |
19.1127 GBP |
|
CFD |
Short |
27,458 |
18.7997 GBP |
|
CFD |
Short |
687 |
18.7681 GBP |
|
CFD |
Short |
19,298 |
19.0774 GBP |
|
CFD |
Short |
2,360 |
19.2984 GBP |
|
CFD |
Short |
572 |
19.1025 GBP |
|
CFD |
Short |
3,127 |
19.4185 GBP |
|
CFD |
Short |
2,041 |
18.7997 GBP |
|
CFD |
Short |
10,611 |
19.4204 GBP |
|
CFD |
Long |
11,920 |
19.2688 GBP |
|
CFD |
Long |
4,917 |
19.30 GBP |
|
CFD |
Long |
1 |
18.198 GBP |
|
CFD |
Long |
3,333 |
19.2345 GBP |
|
CFD |
Long |
632 |
18.0482 GBP |
|
CFD |
Long |
3,230 |
17.8524 GBP |
|
CFD |
Long |
1,571 |
18.7176 GBP |
|
CFD |
Long |
3,184 |
19.1692 GBP |
|
CFD |
Long |
3,725 |
19.2116 GBP |
|
CFD |
Long |
46,667 |
19.2345 GBP |
|
CFD |
Long |
23,333 |
19.2345 GBP |
|
CFD |
Long |
1,667 |
19.2345 GBP |
|
CFD |
Long |
22,197 |
19.0774 GBP |
|
CFD |
Long |
2,360 |
19.2984 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
04 August 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American