14th Apr 2010 13:32
Amendment - due to the amendment of equity transactions the disclosure made on 12 April for dealings for 09 April has been updated. The original sales disclosed 112,408 shares have been updated to 113,094 shares. Dealings 2 (a) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
INVESTEC PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.02p ordinary |
|
Date of dealing |
09 April 2010 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
139,944 |
5.50 GBP |
5.42 GBP |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
113,094 |
5.495 GBP |
5.43 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
8,164 |
5.4444 GBP |
|
CFD |
Long |
365 |
5.4693 GBP |
|
CFD |
Short |
365 |
5.4693 GBP |
|
CFD |
Short |
13,822 |
4.4831 GBP |
|
CFD |
Short |
21,262 |
4.5221 GBP |
|
CFD |
Short |
14,062 |
4.624 GBP |
|
CFD |
Short |
13 |
4.5221 GBP |
|
CFD |
Short |
2,149 |
4.587 GBP |
|
CFD |
Short |
9,831 |
4.6298 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
|
Date of disclosure |
14 April 2010 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
INVESTEC PLC/INVESTEC LIMITED |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Investec