Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure-Amendment

12th May 2008 14:53

RNS Number : 2208U
Deutsche Bank AG
12 May 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

AMENDMENT - Total Short Position for Relevant Securities and Sales

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

08/05/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

495,895 0.11%

-1,719,698    -0.38

(2) Derivatives (other than options)

1,182,782  0.26%

-642,043   -0.14

(3) Options and agreements to purchase/sell

1,447,000 0.32%

-1,275,000 -0.28

Total

3,125,677 0.68% 

-3,637,321 -0.80

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

100

142.00

Purchase

100

142.01

Purchase

93

142.06

Purchase

14

142.07

Purchase

486

142.20

Purchase

407

142.30

Purchase

200

143.00

Purchase

119

143.52

Purchase

360

143.61

Purchase

360

143.69

Purchase

364

143.93

Purchase

360

143.97

Purchase

360

143.99

Purchase

200

144.00

Purchase

360

144.10

Purchase

360

144.13

Purchase

720

144.20

Purchase

18

144.21

Purchase

5

144.22

Purchase

424

144.24

Purchase

14

144.25

Purchase

9

144.26

Purchase

93

144.27

Purchase

383

144.30

Purchase

345

144.31

Purchase

193

144.32

Purchase

4

144.34

Purchase

4

144.35

Purchase

2

144.41

Purchase

364

144.47

Purchase

734

144.48

Purchase

12000

144.48

Purchase

175

144.49

Purchase

666

144.50

Purchase

305

144.51

Purchase

198

144.52

Purchase

99

144.53

Purchase

366

144.54

Purchase

711

144.56

Purchase

522

144.57

Purchase

1076

144.58

Purchase

369

144.59

Purchase

500

144.60

Purchase

415

144.61

Purchase

7

144.62

Purchase

232

144.63

Purchase

522

144.64

Purchase

333

144.65

Purchase

1

144.66

Purchase

57

144.67

Purchase

672

144.68

Purchase

1080

144.69

Purchase

360

144.70

Purchase

877

144.71

Purchase

442

144.73

Purchase

8

144.75

Purchase

3250

144.75

Purchase

1343

144.76

Purchase

360

144.77

Purchase

1028

144.78

Purchase

373

144.79

Purchase

2274

144.80

Purchase

370

144.81

Purchase

361

144.83

Purchase

373

144.84

Purchase

529

144.85

Purchase

219

144.86

Purchase

422

144.87

Purchase

5

144.88

Purchase

366

144.89

Purchase

1080

144.90

Purchase

15

144.91

Purchase

466

144.93

Purchase

720

144.95

Purchase

304

144.96

Purchase

136

144.97

Purchase

8

144.98

Purchase

1080

145.00

Purchase

284

145.01

Purchase

1

145.02

Purchase

7

145.05

Purchase

3

145.06

Purchase

6

145.08

Purchase

640

145.09

Purchase

1576

145.10

Purchase

1401

145.11

Purchase

747

145.12

Purchase

442

145.13

Purchase

8

145.14

Purchase

33

145.17

Purchase

360

145.18

Purchase

360

145.19

Purchase

720

145.20

Purchase

377

145.23

Purchase

360

145.25

Purchase

12674

145.26

Purchase

15

145.27

Purchase

1080

145.29

Purchase

1080

145.30

Purchase

360

145.31

Purchase

360

145.32

Purchase

360

145.34

Purchase

5

145.38

Purchase

1530

145.40

Purchase

359

145.43

Purchase

11

145.46

Purchase

360

145.47

Purchase

360

145.50

Purchase

25

145.53

Purchase

102

145.57

Purchase

720

145.58

Purchase

9

145.59

Purchase

2360

145.61

Purchase

73240

145.62

Purchase

168

145.63

Purchase

333

145.64

Purchase

52

145.67

Purchase

167

145.69

Purchase

8

145.71

Purchase

1

145.74

Purchase

1

145.76

Purchase

10

145.77

Purchase

360

145.80

Purchase

360

145.81

Purchase

360

145.82

Purchase

720

145.83

Purchase

14

145.84

Purchase

5

145.86

TOTAL PURCHASE

149,524

Sale

50

141.93

Sale

300

142.01

Sale

376

142.16

Sale

10972

142.77

Sale

100

142.90

Sale

2140

143.16

Sale

100

143.86

Sale

14

143.96

Sale

9

144.01

Sale

435

144.08

Sale

5

144.10

Sale

6005

144.11

Sale

2

144.24

Sale

3

144.32

Sale

13

144.45

Sale

24000

144.48

Sale

28

144.49

Sale

4

144.50

Sale

2

144.51

Sale

13

144.53

Sale

45

144.54

Sale

10

144.55

Sale

10

144.56

Sale

23

144.58

Sale

3

144.62

Sale

7

144.64

Sale

1

144.65

Sale

1

144.66

Sale

2

144.68

Sale

1576

144.70

Sale

1

144.73

Sale

443

144.75

Sale

2

144.77

Sale

16

144.78

Sale

150

144.80

Sale

10

144.85

Sale

8

144.86

Sale

37

144.88

Sale

4

144.92

Sale

4

144.93

Sale

14

144.94

Sale

4

144.96

Sale

14

144.98

Sale

3

144.99

Sale

942

145.00

Sale

9

145.01

Sale

34

145.04

Sale

131

145.06

Sale

111

145.07

Sale

29

145.08

Sale

758

145.09

Sale

241

145.10

Sale

45

145.11

Sale

862

145.12

Sale

101

145.13

Sale

1

145.18

Sale

31

145.19

Sale

649

145.23

Sale

34

145.24

Sale

9

145.25

Sale

12600

145.26

Sale

8

145.27

Sale

5

145.31

Sale

199

145.32

Sale

3

145.34

Sale

12

145.36

Sale

15

145.37

Sale

73

145.39

Sale

868

145.40

Sale

3

145.43

Sale

2000

145.58

Sale

73

145.60

Sale

25

145.62

Sale

12456

145.64

Sale

10

145.65

Sale

81

145.66

Sale

22

145.81

Sale

21

145.82

Sale

160

145.85

Sale

5

145.87

Sale

6

145.88

Sale

502

145.90

TOTAL SALES

80,093

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

50

141.93

CFD

Long

300

142.01

CFD

Long

376

142.16

CFD

Long

100

142.77

CFD

Long

100

142.90

CFD

Long

2140

143.16

CFD

Long

100

143.86

CFD

Long

435

144.08

CFD

Long

6005

144.11

CFD

Long

150

144.80

CFD

Long

942

145.00

CFD

Long

740

145.09

CFD

Long

230

145.10

CFD

Long

45

145.11

CFD

Long

853

145.12

CFD

Long

649

145.23

CFD

Long

34

145.24

CFD

Long

12300

145.64

CFD

Long

5

145.82

CFD

Long

160

145.85

CFD

Long

500

145.90

CFD

Short

100

142.00

CFD

Short

100

142.01

CFD

Short

200

143.00

CFD

Short

200

144.00

CFD

Short

290

144.50

CFD

Short

500

144.60

CFD

Short

518

144.71

CFD

Short

3250

144.75

CFD

Short

12

144.78

CFD

Short

128

144.85

CFD

Short

19

144.86

CFD

Short

136

144.97

CFD

Short

73240

145.62

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

12/05/2008

Contact name

Kelly-Jade Ledwich

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMATMITMMJBBBP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,699.31
Change14.75