8th Apr 2010 18:03
Amendment - separation between Investec PLC and Investec LTD traded securities.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
INVESTEC PLC |
| Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.02p ordinary |
| Date of dealing |
30 March 2010 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased
|
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
251,329 |
5.585 GBP |
5.405 GBP |
|
Total number of securities sold
|
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
567,548 |
5.60 GBP |
5.405 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
81500 |
5.4085 GBP |
|
CFD |
Long |
250000 |
5.4269 GBP |
|
CFD |
Short |
50000 |
5.4583 GBP |
|
CFD |
Short |
10000 |
5.4583 GBP |
|
CFD |
Short |
4343 |
5.4583 GBP |
|
CFD |
Short |
10000 |
5.4641 GBP |
|
CFD |
Long |
4343 |
5.582 GBP |
|
CFD |
Long |
1863 |
5.4124 GBP |
|
CFD |
Short |
4086 |
5.5858 GBP |
|
CFD |
Long |
37490 |
5.4191 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option
|
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3)
|
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
|
Date of disclosure |
08 April 2010 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
INVESTEC PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Investec