7th Nov 2008 15:39
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
Amendment: Additional securities purchased and sold. Addition of swap.
1. KEY INFORMATION
|
Name of exempt principal trader |
Citigroup Global Markets UK Equity Limited |
|
Company dealt in |
Rio Tinto Plc |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ord/Equity |
|
Date of dealing |
04 November 2008 |
2. DEALINGS (Note 2)
Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
295,070 |
GBP 31.3500 |
GPB 27.0500 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
390,080 |
GBP 31.3800 |
GBP 26.9200 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
LONG |
20,000 |
GBP 31.3030 |
|
CFD |
LONG |
50,000 |
GBP 31.1232 |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
07 November 2008 |
|
Contact name |
Pavla Trskova |
|
Telephone number |
02890 409544 |
|
Name of offeree/offeror with which connected |
BHP Billiton Plc |
|
Nature of connection (Note 6) |
Financial Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Amendment for TD 15/10/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
174,710 |
AUD 68.6011 |
AUD 59.0544 |
|
675,226 |
GBP 27.4500 |
GBP 22.9300 |
Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
74,710 |
AUD 68.6011 |
Amendment for TD 17/10/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
1,937,613 |
GBP 22.6261 |
GBP 20.1500 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1,800,885 |
GBP 24.3054 |
GBP 19.6400 |
Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
199,020 |
GBP 21.1642 |
Amendment for TD 20/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
768,303 |
GBP 25.4500 |
GBP 23.5000 |
|
30,000 |
AUD 58.7439 |
AUD 58.7439 |
Amendment for TD 21/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
130,000 |
AUD 65.0546 |
AUD 64.3880 |
|
332,446 |
GBP 26.4026 |
GBP 24.3679 |
Amendment for TD 22/10/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
350,000 |
AUD 62.4061 |
AUD 57.5414 |
|
1,432,818 |
GBP 25.6000 |
GPB 23.5500 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1,369,937 |
GBP 25.6000 |
GBP 21.8018 |
Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
1,039 |
GBP 23.6915 |
Amendment for TD 23/10/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
180,706 |
GBP 23.4475 |
GPB 20.4300 |
|
310,200 |
AUD 56.9805 |
AUD 56.9797 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
133,952 |
GBP 23.8983 |
GBP 20.9474 |
|
310,200 |
AUD 56.9797 |
AUD 56.9797 |
Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
131,600 |
AUD 56.9797 |
|
CFD |
Short |
131,600 |
AUD 56.9797 |
|
CFD |
Long |
47,000 |
AUD 56.9797 |
|
CFD |
Short |
47,000 |
AUD 56.9797 |
|
CFD |
Short |
131,600 |
AUD 56.9805 |
|
CFD |
Long |
131,600 |
AUD 56.9805 |
|
CFD |
Long |
120,000 |
GBP 21.5289 |
Amendment for TD 24/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
619,047 |
GBP 22.7700 |
GBP 20.2320 |
|
40,000 |
AUD 54.1468 |
AUD 53.4824 |
Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
25,000 |
AUD 54.1468 |
Amendment for TD 28/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
565,292 |
GBP 25.4983 |
GBP 22.5800 |
Amendment for TD 29/10/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
532,817 |
GBP 26.7700 |
GPB 24.1600 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
308,849 |
GBP 26.7700 |
GBP 24.2700 |
|
25,000 |
AUD 64.6794 |
AUD 64.6794 |
Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
233,000 |
GBP 26.5265 |
Amendment for TD 30/10/2008
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
926,915 |
GBP 29.3800 |
GBP 26.9012 |
Amendment for TD 31/10/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
922,262 |
GBP 29.3400 |
GPB 26.6700 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
882,129 |
GBP 29.6400 |
GBP 26.6000 |
|
75,000 |
AUD 70.3826 |
AUD 68.1043 |
Amendment for TD 03/11/2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
612,906 |
GBP 29.6500 |
GPB 28.2500 |
|
154,437 |
AUD 67.2995 |
AUD 67.2995 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
627,548 |
GBP 29.6400 |
GBP 26.6000 |
Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
154,437 |
AUD 67.2995 |
Related Shares:
Rio Tinto