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EPT Disclosure-Amendment

30th Oct 2008 11:21

RNS Number : 0369H
Credit Suisse Securities (Eur) Ltd
30 October 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

AMENDMENT

The amendment in position represents the effect of a late booked trade, book transfer and/or cancel/correct activity

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

28-Oct-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

 

 

2962124

0.297

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

 

 

2962124

0.297

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

885

22.57 (GBP)

Buy

844

22.57 (GBP)

Buy

835

23.93 (GBP)

Buy

830

24.08 (GBP)

Buy

830

24.08 (GBP)

Buy

829

24.12 (GBP)

Buy

826

24.21 (GBP)

Buy

826

24.2 (GBP)

Buy

824

24.26 (GBP)

Buy

819

24.41 (GBP)

Buy

801

23.84 (GBP)

Buy

799

24.26 (GBP)

Buy

740

24.42 (GBP)

Buy

700

23.94 (GBP)

Buy

687

22.88 (GBP)

Buy

686

24.21 (GBP)

Buy

660

23.83 (GBP)

Buy

660

24.18 (GBP)

Buy

660

22.74 (GBP)

Buy

660

24.17 (GBP)

Buy

659

24.15 (GBP)

Buy

625

22.58 (GBP)

Buy

612

23.46 (GBP)

Buy

599

23.81 (GBP)

Buy

588

22.79 (GBP)

Buy

582

23.85 (GBP)

Buy

560

23.77 (GBP)

Buy

525

24.21 (GBP)

Buy

523

23.27 (GBP)

Buy

502

23.86 (GBP)

Buy

500

24.65 (GBP)

Buy

479

24.17 (GBP)

Buy

470

23.86 (GBP)

Buy

442

22.6 (GBP)

Buy

426

24.21 (GBP)

Buy

424

21.93 (GBP)

Buy

424

24.17 (GBP)

Buy

412

23.92 (GBP)

Buy

407

24.09 (GBP)

Buy

407

23.9 (GBP)

Buy

403

23.46 (GBP)

Buy

400

22.52 (GBP)

Buy

400

21.97 (GBP)

Buy

400

21.95 (GBP)

Buy

400

24.13 (GBP)

Buy

400

24.13 (GBP)

Buy

400

24.21 (GBP)

Buy

400

23.44 (GBP)

Buy

400

23.34 (GBP)

Buy

400

24.24 (GBP)

Buy

399

22.58 (GBP)

Buy

398

24.24 (GBP)

Buy

380

22.56 (GBP)

Buy

374

22.51 (GBP)

Buy

363

24.56 (GBP)

Buy

362

22.56 (GBP)

Buy

350

23.8 (GBP)

Buy

319

24.38 (GBP)

Buy

318

22.48 (GBP)

Buy

310

23.88 (GBP)

Buy

301

22.6 (GBP)

Buy

300

23.31 (GBP)

Buy

300

23.31 (GBP)

Buy

300

23.64 (GBP)

Buy

300

24.1 (GBP)

Buy

297

22.68 (GBP)

Buy

296

23.72 (GBP)

Buy

289

22.79 (GBP)

Buy

287

23.8 (GBP)

Buy

286

24.21 (GBP)

Buy

270

22.94 (GBP)

Buy

264

23.84 (GBP)

Buy

263

22.9 (GBP)

Buy

257

24.09 (GBP)

Buy

255

24.26 (GBP)

Buy

242

22.81 (GBP)

Buy

242

24.18 (GBP)

Buy

240

23.81 (GBP)

Buy

240

23.92 (GBP)

Buy

240

23.46 (GBP)

Buy

240

23.21 (GBP)

Buy

240

23.44 (GBP)

Buy

230

22.5 (GBP)

Buy

229

22.81 (GBP)

Buy

227

23.86 (GBP)

Buy

226

23.56 (GBP)

Buy

225

23.77 (GBP)

Buy

223

24.05 (GBP)

Buy

220

24.11 (GBP)

Buy

219

22.58 (GBP)

Buy

217

22.015 (GBP)

Buy

216

23.89 (GBP)

Buy

216

23.83 (GBP)

Buy

215

22.9 (GBP)

Buy

215

24.44 (GBP)

Buy

208

23.415 (GBP)

Buy

207

22.43 (GBP)

Buy

203

23.91 (GBP)

Buy

203

22.56 (GBP)

Buy

202

22.55 (GBP)

Buy

200

22.24 (GBP)

Buy

200

22.76 (GBP)

Buy

200

23.08 (GBP)

Buy

200

24.42 (GBP)

Buy

200

23.37 (GBP)

Buy

200

23.9 (GBP)

Buy

200

23.91 (GBP)

Buy

200

22.19 (GBP)

Buy

197

23.9 (GBP)

Buy

196

24.38 (GBP)

Buy

195

23.82 (GBP)

Buy

191

22.705 (GBP)

Buy

187

22.88 (GBP)

Buy

186

23.92 (GBP)

Buy

179

22.44 (GBP)

Buy

177

22.59 (GBP)

Buy

175

23.745 (GBP)

Buy

174

22.56 (GBP)

Buy

171

23.86 (GBP)

Buy

166

23.415 (GBP)

Buy

165

22.8 (GBP)

Buy

163

22.67 (GBP)

Buy

161

24.18 (GBP)

Buy

160

24.16 (GBP)

Buy

160

22.57 (GBP)

Buy

159

23.725 (GBP)

Buy

153

21.97 (GBP)

Buy

151

22.07 (GBP)

Buy

147

24.29 (GBP)

Buy

146

22.24 (GBP)

Buy

144

22.56 (GBP)

Buy

144

22.52 (GBP)

Buy

143

24.17 (GBP)

Buy

142

22.54 (GBP)

Buy

141

23.84 (GBP)

Buy

140

23.38 (GBP)

Buy

140

23.45 (GBP)

Buy

139

23.83 (GBP)

Buy

138

23.35 (GBP)

Buy

135

22.68 (GBP)

Buy

134

23.75 (GBP)

Buy

132

22.11 (GBP)

Buy

131

22.46 (GBP)

Buy

130

23.45 (GBP)

Buy

128

23.86 (GBP)

Buy

128

23.9 (GBP)

Buy

120

23.74 (GBP)

Buy

120

23.51 (GBP)

Buy

120

23.51 (GBP)

Buy

118

22.54 (GBP)

Buy

118

23.97 (GBP)

Buy

118

23.78 (GBP)

Buy

117

23.79 (GBP)

Buy

116

23.82 (GBP)

Buy

116

23.9 (GBP)

Buy

115

23.27 (GBP)

Buy

114

22.37 (GBP)

Buy

114

23.79 (GBP)

Buy

114

22.44 (GBP)

Buy

113

23.81 (GBP)

Buy

113

23.81 (GBP)

Buy

112

23.38 (GBP)

Buy

112

23.81 (GBP)

Buy

111

23.39 (GBP)

Buy

110

23.45 (GBP)

Buy

110

22.72 (GBP)

Buy

108

23.81 (GBP)

Buy

105

23.91 (GBP)

Buy

105

22.58 (GBP)

Buy

104

23.74 (GBP)

Buy

103

23.77 (GBP)

Buy

102

23.8 (GBP)

Buy

101

23.81 (GBP)

Buy

100

23.92 (GBP)

Buy

100

23.66 (GBP)

Buy

100

23.78 (GBP)

Buy

100

23.45 (GBP)

Buy

100

23.49 (GBP)

Buy

100

23.49 (GBP)

Buy

100

22.5 (GBP)

Buy

100

22.72 (GBP)

Buy

100

22.02 (GBP)

Buy

100

22.19 (GBP)

Buy

98

23.34 (GBP)

Buy

98

23.34 (GBP)

Buy

96

22.41 (GBP)

Buy

95

23.81 (GBP)

Buy

95

23.91 (GBP)

Buy

94

22.54 (GBP)

Buy

88

22.59 (GBP)

Buy

88

22.54 (GBP)

Buy

87

22.46 (GBP)

Buy

87

23.91 (GBP)

Buy

87

23.9 (GBP)

Buy

87

23.85 (GBP)

Buy

85

23.9 (GBP)

Buy

85

23.81 (GBP)

Buy

85

22.52 (GBP)

Buy

84

23.92 (GBP)

Buy

83

23.34 (GBP)

Buy

83

22.45 (GBP)

Buy

83

22.37 (GBP)

Buy

82

23.61 (GBP)

Buy

82

22.67 (GBP)

Buy

82

23.34 (GBP)

Buy

81

22.71 (GBP)

Buy

80

23.74 (GBP)

Buy

80

23.94 (GBP)

Buy

79

23.78 (GBP)

Buy

79

23.79 (GBP)

Buy

79

23.74 (GBP)

Buy

79

24.42 (GBP)

Buy

78

23.5 (GBP)

Buy

77

23.82 (GBP)

Buy

77

23.74 (GBP)

Buy

77

22.83 (GBP)

Buy

76

21.97 (GBP)

Buy

76

23.65 (GBP)

Buy

76

23.79 (GBP)

Buy

76

22.07 (GBP)

Buy

75

23.84 (GBP)

Buy

75

22.58 (GBP)

Buy

74

23.77 (GBP)

Buy

74

23.83 (GBP)

Buy

74

23.97 (GBP)

Buy

73

23.81 (GBP)

Buy

73

23.82 (GBP)

Buy

70

23.78 (GBP)

Buy

69

23.34 (GBP)

Buy

69

23.67 (GBP)

Buy

68

23.5 (GBP)

Buy

67

23.97 (GBP)

Buy

67

22.71 (GBP)

Buy

66

22.11 (GBP)

Buy

65

22.41 (GBP)

Buy

62

22.56 (GBP)

Buy

60

22.83 (GBP)

Buy

58

23.27 (GBP)

Buy

54

22.71 (GBP)

Buy

53

24.38 (GBP)

Buy

51

23.94 (GBP)

Buy

50

23.5 (GBP)

Buy

50

24.05 (GBP)

Buy

50

23.8 (GBP)

Buy

47

22.55 (GBP)

Buy

46

22.58 (GBP)

Buy

44

22.545 (GBP)

Buy

42

23.89 (GBP)

Buy

42

22.57 (GBP)

Buy

41

23.8 (GBP)

Buy

41

24.21 (GBP)

Buy

40

22.71 (GBP)

Buy

39

23.74 (GBP)

Buy

39

23.78 (GBP)

Buy

39

23.82 (GBP)

Buy

39

23.5 (GBP)

Buy

39

23.79 (GBP)

Buy

38

23.79 (GBP)

Buy

37

23.84 (GBP)

Buy

31

23.81 (GBP)

Buy

30

22.58 (GBP)

Buy

30

22.44 (GBP)

Buy

30

22.41 (GBP)

Buy

30

22.37 (GBP)

Buy

30

22.54 (GBP)

Buy

29

23.34 (GBP)

Buy

28

23.81 (GBP)

Buy

28

23.9 (GBP)

Buy

28

23.81 (GBP)

Buy

28

23.77 (GBP)

Buy

18

24.21 (GBP)

Buy

17

23.74 (GBP)

Buy

17

22.19 (GBP)

Buy

13

23.81 (GBP)

Buy

11

23.74 (GBP)

Buy

7

24.05 (GBP)

Buy

2

22.9 (GBP)

Buy

2

22.9 (GBP)

Buy

1

23.79 (GBP)

Sell

1773

22.53 (GBP)

Sell

838

23.86 (GBP)

Sell

836

23.92 (GBP)

Sell

828

24.14 (GBP)

Sell

827

24.17 (GBP)

Sell

826

24.2 (GBP)

Sell

799

22.24 (GBP)

Sell

787

22.24 (GBP)

Sell

760

24.24 (GBP)

Sell

750

24.14 (GBP)

Sell

727

22.5 (GBP)

Sell

666

22.89 (GBP)

Sell

660

24.24 (GBP)

Sell

660

24.27 (GBP)

Sell

660

24.12 (GBP)

Sell

660

23.68 (GBP)

Sell

650

22.56 (GBP)

Sell

640

24.16 (GBP)

Sell

637

24.25 (GBP)

Sell

630

23.91 (GBP)

Sell

600

24.39 (GBP)

Sell

593

23.9 (GBP)

Sell

590

22.77 (GBP)

Sell

583

24.07 (GBP)

Sell

543

23.8 (GBP)

Sell

500

23.45 (GBP)

Sell

500

23.74 (GBP)

Sell

488

24.2 (GBP)

Sell

471

24.57 (GBP)

Sell

467

23.89 (GBP)

Sell

460

24.23 (GBP)

Sell

450

24.38 (GBP)

Sell

442

22.77 (GBP)

Sell

442

22.54 (GBP)

Sell

440

24.15 (GBP)

Sell

423

22.57 (GBP)

Sell

408

24.47 (GBP)

Sell

405

23.9 (GBP)

Sell

402

23.4 (GBP)

Sell

402

23.4 (GBP)

Sell

400

24.37 (GBP)

Sell

400

23.83 (GBP)

Sell

400

23.54 (GBP)

Sell

400

22.89 (GBP)

Sell

400

22.52 (GBP)

Sell

400

22.52 (GBP)

Sell

400

22.63 (GBP)

Sell

400

24.4 (GBP)

Sell

394

24.29 (GBP)

Sell

384

22.54 (GBP)

Sell

370

23.85 (GBP)

Sell

370

23.89 (GBP)

Sell

360

24.45 (GBP)

Sell

359

24.24 (GBP)

Sell

354

22.5 (GBP)

Sell

353

23.33 (GBP)

Sell

352

24.35 (GBP)

Sell

344

23.67 (GBP)

Sell

342

23.81 (GBP)

Sell

332

22.65 (GBP)

Sell

330

23.84 (GBP)

Sell

329

24.47 (GBP)

Sell

319

24.4 (GBP)

Sell

319

23.64 (GBP)

Sell

312

22.5 (GBP)

Sell

310

23.81 (GBP)

Sell

304

24.15 (GBP)

Sell

303

22.57 (GBP)

Sell

303

23.92 (GBP)

Sell

300

22.81 (GBP)

Sell

300

24.18 (GBP)

Sell

300

23.4 (GBP)

Sell

300

22.91 (GBP)

Sell

298

23.4 (GBP)

Sell

297

22.9 (GBP)

Sell

293

24.16 (GBP)

Sell

273

24.24 (GBP)

Sell

268

22.89 (GBP)

Sell

250

24 (GBP)

Sell

249

23.14 (GBP)

Sell

246

23.91 (GBP)

Sell

243

22.6 (GBP)

Sell

240

23.84 (GBP)

Sell

240

23.84 (GBP)

Sell

240

24.44 (GBP)

Sell

240

24.44 (GBP)

Sell

240

23.38 (GBP)

Sell

240

23.4 (GBP)

Sell

240

22.8 (GBP)

Sell

240

23.92 (GBP)

Sell

217

23.75 (GBP)

Sell

217

23.79 (GBP)

Sell

216

23.92 (GBP)

Sell

211

22.46 (GBP)

Sell

210

24.25 (GBP)

Sell

206

24.15 (GBP)

Sell

200

24.18 (GBP)

Sell

200

23.92 (GBP)

Sell

200

24.42 (GBP)

Sell

200

22.6 (GBP)

Sell

200

23.93 (GBP)

Sell

200

23.75 (GBP)

Sell

200

24.21 (GBP)

Sell

191

24.23 (GBP)

Sell

185

22.54 (GBP)

Sell

175

22.81 (GBP)

Sell

173

23.95 (GBP)

Sell

173

23.94 (GBP)

Sell

170

22.51 (GBP)

Sell

160

23.48 (GBP)

Sell

155

22.8 (GBP)

Sell

154

23.33 (GBP)

Sell

150

22.77 (GBP)

Sell

142

22.54 (GBP)

Sell

135

23.36 (GBP)

Sell

133

23.67 (GBP)

Sell

131

22.46 (GBP)

Sell

123

23.85 (GBP)

Sell

120

23.45 (GBP)

Sell

117

23.37 (GBP)

Sell

116

23.55 (GBP)

Sell

112

22.24 (GBP)

Sell

110

23.45 (GBP)

Sell

110

22.7 (GBP)

Sell

108

24.43 (GBP)

Sell

107

23.92 (GBP)

Sell

105

23.37 (GBP)

Sell

104

22.74 (GBP)

Sell

104

22.65 (GBP)

Sell

104

24 (GBP)

Sell

100

22.54 (GBP)

Sell

100

22.51 (GBP)

Sell

100

22.65 (GBP)

Sell

100

22.84 (GBP)

Sell

100

23.89 (GBP)

Sell

100

24.18 (GBP)

Sell

100

24.4 (GBP)

Sell

100

22.74 (GBP)

Sell

100

23.45 (GBP)

Sell

100

22.24 (GBP)

Sell

100

24.43 (GBP)

Sell

100

23.45 (GBP)

Sell

100

23.45 (GBP)

Sell

100

24.25 (GBP)

Sell

100

23.45 (GBP)

Sell

94

22.54 (GBP)

Sell

93

24.25 (GBP)

Sell

91

23.95 (GBP)

Sell

88

22.52 (GBP)

Sell

87

23.91 (GBP)

Sell

87

22.46 (GBP)

Sell

85

24.18 (GBP)

Sell

85

24.43 (GBP)

Sell

81

22.71 (GBP)

Sell

80

24.47 (GBP)

Sell

78

23.5 (GBP)

Sell

77

22.63 (GBP)

Sell

73

23.92 (GBP)

Sell

72

23.36 (GBP)

Sell

68

23.38 (GBP)

Sell

67

24.18 (GBP)

Sell

67

22.71 (GBP)

Sell

65

24.24 (GBP)

Sell

65

22.51 (GBP)

Sell

63

23.19 (GBP)

Sell

55

23.45 (GBP)

Sell

54

24.15 (GBP)

Sell

53

23.38 (GBP)

Sell

53

22.84 (GBP)

Sell

45

23.38 (GBP)

Sell

39

23.5 (GBP)

Sell

36

23.33 (GBP)

Sell

33

23.84 (GBP)

Sell

31

23.54 (GBP)

Sell

31

22.8 (GBP)

Sell

23

23.67 (GBP)

Sell

17

24.45 (GBP)

Sell

13

24.18 (GBP)

Sell

1

23.91 (GBP)

Sell

85000

23.67(GBP)

TOTAL BUYS:60244

TOTAL SELLS:135997

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

30-Oct-2008 

Contact name

Crawley,Simon Paul/ Carolyn Collins

Telephone number

44 20 7888 5416

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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