5th Oct 2009 10:44
Amendment - due to the late booking of an equity transaction and the amendment of CFD transactions the disclosure made on 02 October for dealings for 01 October has been updated. The original trade sales disclosed 634,932 shares have been updated to total sales 649,852 shares. Dealings 2 (a) & (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary shares and ADRs |
|
Date of dealing |
01 October 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
642,408 |
20.085 GBP |
18.80 GBP |
|
200 (100) |
15.295 USD |
15.295 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
649,852 |
21.8638 GBP |
18.83 GBP |
|
200 (100) |
15.295 USD |
15.295 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
12,063 |
19.0286 GBP |
|
CFD |
Long |
6,187 |
19.0286 GBP |
|
CFD |
Long |
6,228 |
19.4562 GBP |
|
CFD |
Long |
3,787 |
19.7433 GBP |
|
CFD |
Long |
3,276 |
20.1592 GBP |
|
CFD |
Long |
6,135 |
19.847 GBP |
|
CFD |
Long |
5,779 |
20.0749 GBP |
|
CFD |
Long |
86 |
20.3586 GBP |
|
CFD |
Long |
700 |
19.4314 GBP |
|
CFD |
Long |
1,100 |
18.8526 GBP |
|
CFD |
Long |
5,324 |
19.2224 GBP |
|
CFD |
Long |
5,595 |
19.93 GBP |
|
CFD |
Long |
6,137 |
19.2487 GBP |
|
CFD |
Short |
2,431 |
19.5579 GBP |
|
CFD |
Short |
1,590 |
19.93 GBP |
|
CFD |
Short |
1,100 |
18.8456 GBP |
|
CFD |
Short |
4,005 |
19.93 GBP |
|
CFD |
Short |
1,500 |
19.4314 GBP |
|
SWAP |
Short |
200 |
18.8475 GBP |
|
CFD |
Short |
11,067 |
18.8634 GBP |
|
CFD |
Short |
6,137 |
19.2487 GBP |
|
CFD |
Short |
3,787 |
19.7433 GBP |
|
CFD |
Short |
15,000 |
19.924 GBP |
|
CFD |
Short |
6,228 |
19.4562 GBP |
|
CFD |
Short |
50,000 |
19.6232 GBP |
|
CFD |
Short |
61 |
18.8633 GBP |
|
CFD |
Short |
5,324 |
19.2224 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
05 October 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American