30th Nov 2007 13:14
UBS Securities LLC30 November 2007 This announcement replaces the previous RNS announcement reference 5180Ireleased at 15:59 on 26 November 2007. Amendment made to the long and shortfigures in 2(a) and also to the supplemental sheet. All other informationremains unchanged. DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS Securities LLC Company dealt in BHP Billiton Limited (ISIN US0886061086) Class of relevant security to which the dealings ADR (1:2)being disclosed relate (Note 1) Date of dealing 23 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (as in (%) Number (as in (%) shares) shares)(1) Relevant securities - - 6727834 0.20%(2) Derivatives (other than options) - - - -(3) Options and agreements to purchase/sell 1457800 0.04% 580600 0.02%Total 1457800 0.04% 7308434 0.22% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Buy/Sell ADR Trade Qty (Equivalent Ord Qty) Trade Price (USD)B 450 (900) 72.721B 50 (100) 72.97B 130 (260) 72.61B 11864 (23728) 72.266B 1325 (2650) 72.512B 1700 (3400) 72.238S 50 (100) 72.97S 130 (260) 72.61S 450 (900) 72.721S 4468 (8936) 72.34S 10921 (21842) 72.344S 500 (1000) 71.944S 200 (400) 72.75S 15200 (30400) 72.201Total Buys 15519 (31038)Total Sells 31919 (63838) (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities Price per unit (Note 6) (Note 4)e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varyingProduct Writing, Number of Exercise Type, e.g. Expiry date Option moneyname, e.g. selling, securities to price American, paid/receivedcall option purchasing, which the option (USD) European per unit (USD) varying etc. relates (as in etc. (Note 4) shares) (Note 6)CALL Purchasing 200 70 American 12/22/2007 5.2CALL Purchasing 200 70 American 12/22/2007 4.93CALL Purchasing 5600 70 American 12/22/2007 4.9CALL Purchasing 200 70 American 12/22/2007 5.2CALL Purchasing 1200 70 American 12/22/2007 5.4CALL Purchasing 400 70 American 12/22/2007 5.5CALL Purchasing 800 70 American 12/22/2007 5CALL Purchasing 800 70 American 12/22/2007 5.4CALL Purchasing 200 70 American 12/22/2007 5.51CALL Purchasing 600 75 American 12/22/2007 2.45CALL Purchasing 4400 75 American 12/22/2007 2.45CALL Purchasing 2000 75 American 12/22/2007 2.4CALL Purchasing 2000 75 American 12/22/2007 2.6CALL Purchasing 400 75 American 12/22/2007 2.6CALL Purchasing 200 75 American 12/22/2007 2.7CALL Purchasing 400 75 American 12/22/2007 2.8CALL Purchasing 400 75 American 12/22/2007 2.7CALL Purchasing 800 75 American 12/22/2007 2.7CALL Purchasing 200 75 American 12/22/2007 2.8CALL Purchasing 400 75 American 12/22/2007 2.75CALL Purchasing 1600 80 American 12/22/2007 1.15CALL Purchasing 200 80 American 12/22/2007 1.2CALL Purchasing 600 80 American 12/22/2007 1.1CALL Purchasing 800 80 American 12/22/2007 1.1CALL Purchasing 2000 85 American 12/22/2007 0.45CALL Purchasing 800 90 American 12/22/2007 0.15CALL Purchasing 3000 62.5 American 12/22/2007 11.1CALL Purchasing 1000 60 American 02/16/2008 14.3CALL Purchasing 600 70 American 02/16/2008 7.7CALL Purchasing 200 70 American 02/16/2008 8.3CALL Purchasing 800 75 American 02/16/2008 5.6CALL Purchasing 200 75 American 02/16/2008 5.5CALL Purchasing 200 85 American 02/16/2008 2.35CALL Purchasing 5800 90 American 02/16/2008 1.45CALL Purchasing 5800 90 American 02/16/2008 1.45CALL Purchasing 1000 90 American 02/16/2008 1.5CALL Purchasing 400 90 American 02/16/2008 1.4CALL Purchasing 1000 60 American 01/19/2008 14.5CALL Purchasing 800 70 American 01/19/2008 6.5CALL Purchasing 200 70 American 01/19/2008 7.1CALL Purchasing 200 70 American 01/19/2008 7.1CALL Purchasing 200 75 American 01/19/2008 4.4CALL Purchasing 2000 75 American 01/19/2008 4.6CALL Purchasing 200 75 American 01/19/2008 4.5CALL Purchasing 1000 80 American 01/19/2008 2.75CALL Purchasing 200 80 American 01/19/2008 2.6CALL Purchasing 200 80 American 01/19/2008 2.6CALL Purchasing 200 80 American 01/19/2008 2.65CALL Purchasing 400 80 American 01/19/2008 2.7CALL Purchasing 200 80 American 01/19/2008 2.67CALL Purchasing 1800 85 American 01/19/2008 1.35CALL Purchasing 400 85 American 01/19/2008 1.4CALL Purchasing 200 85 American 01/19/2008 1.45CALL Purchasing 1200 90 American 01/19/2008 0.73CALL Purchasing 800 90 American 01/19/2008 0.73CALL Purchasing 2000 65 American 05/17/2008 13.2CALL Purchasing 2000 70 American 05/17/2008 10.7CALL Purchasing 2000 80 American 05/17/2008 6.6CALL Purchasing 200 80 American 05/17/2008 6.7CALL Purchasing 400 80 American 05/17/2008 6.5CALL Purchasing 200 85 American 05/17/2008 5.1CALL Purchasing 200 90 American 05/17/2008 3.8CALL Purchasing 400 90 American 05/17/2008 4CALL Purchasing 600 90 American 05/17/2008 4.1CALL Purchasing 2000 62.5 American 05/17/2008 14.7PUT Purchasing 2000 60 American 12/22/2007 0.45PUT Purchasing 2000 60 American 12/22/2007 0.45PUT Purchasing 200 65 American 12/22/2007 1.35PUT Purchasing 3000 65 American 12/22/2007 1PUT Purchasing 3000 70 American 12/22/2007 2.4PUT Purchasing 200 75 American 12/22/2007 4.63PUT Purchasing 5600 55 American 01/19/2008 0.65PUT Purchasing 200 70 American 01/19/2008 3.83PUT Purchasing 2600 70 American 05/17/2008 7.3CALL Sale 400 70 American 12/22/2007 5.7CALL Sale 200 70 American 12/22/2007 5.7CALL Sale 1000 75 American 12/22/2007 2.74CALL Sale 2000 80 American 12/22/2007 1.1CALL Sale 6000 80 American 12/22/2007 1.1CALL Sale 2000 80 American 12/22/2007 1.1CALL Sale 400 80 American 12/22/2007 1.3CALL Sale 200 80 American 12/22/2007 1.19CALL Sale 1200 90 American 12/22/2007 0.18CALL Sale 800 90 American 12/22/2007 0.18CALL Sale 200 85 American 02/16/2008 2.6CALL Sale 200 90 American 02/16/2008 1.6CALL Sale 800 90 American 02/16/2008 1.65CALL Sale 600 105 American 02/16/2008 0.4CALL Sale 200 70 American 01/19/2008 7.29CALL Sale 200 90 American 01/19/2008 0.8CALL Sale 2800 65 American 05/17/2008 13.3CALL Sale 200 90 American 05/17/2008 4.2PUT Sale 600 65 American 12/22/2007 1.35PUT Sale 200 70 American 12/22/2007 2.9PUT Sale 400 70 American 12/22/2007 2.7PUT Sale 200 70 American 12/22/2007 2.45PUT Sale 200 70 American 12/22/2007 2.33PUT Sale 1000 70 American 12/22/2007 2.46PUT Sale 200 80 American 12/22/2007 8.8PUT Sale 200 80 American 12/22/2007 8.3PUT Sale 2000 85 American 12/22/2007 12.4PUT Sale 400 75 American 02/16/2008 7.9PUT Sale 200 75 American 01/19/2008 6.23PUT Sale 1800 70 American 05/17/2008 7.9 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any otherperson relating to the voting rights of any relevant securities under any option referred to on this form orrelating to the voting rights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 27 November 2007 Contact name Richard Mulcahy Telephone number 203 719 0467 Name of offeree/offeror with which connected BHP Billiton Nature of connection (Note 9) Connected Adviser Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.5(b) DETAILS OF OPEN POSITIONS (This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1) Product Written or purchased Number of securities Exercise Type, e.g. Expiry datename, e.g. to which the option price (USD) American,call option or derivative relates (Note 2) European (as in shares) etc.CALL Purchased 150000 75 American Dec-07CALL Purchased 61000 80 American Jan-08CALL Purchased 54400 85 American May-08CALL Purchased 42000 60 American Jan-08CALL Purchased 41600 70 American Dec-07CALL Purchased 39000 55 American Jan-08CALL Purchased 31000 50 American Jan-08CALL Purchased 28400 75 American May-08CALL Purchased 26200 70 American May-08CALL Purchased 25000 95 American Jan-08CALL Purchased 23200 60 American Feb-08CALL Purchased 21000 110 American May-08CALL Purchased 18800 80 American Feb-08CALL Purchased 18800 75 American Jan-08CALL Purchased 17800 95 American May-08CALL Purchased 17600 52.5 American Feb-08CALL Purchased 17000 67.5 American Feb-08CALL Purchased 15200 70 American Feb-08CALL Purchased 14600 65 American May-08CALL Purchased 14400 85 American Feb-08CALL Purchased 13600 65 American Dec-07CALL Purchased 12000 55 American Feb-08CALL Purchased 9600 105 American Jan-08CALL Purchased 9200 75 American Feb-08CALL Purchased 9000 65 American Jan-08CALL Purchased 8000 105 American Feb-08CALL Purchased 7000 80 American May-08CALL Purchased 6200 57.5 American Feb-08CALL Purchased 6000 62.5 American Dec-07CALL Purchased 5600 100 American Feb-08CALL Purchased 5200 62.5 American Feb-08CALL Purchased 4800 110 American Jan-08CALL Purchased 4200 85 American Dec-07CALL Purchased 4000 60 American May-08CALL Purchased 3200 95 American Feb-08CALL Purchased 2800 55 American May-08CALL Purchased 2200 62.5 American Jan-08CALL Purchased 2000 62.5 American May-08CALL Purchased 1200 45 American Feb-08CALL Purchased 1000 47.5 American Feb-08CALL Purchased 600 60 American Dec-07CALL Purchased 200 25 American Jan-08CALL Purchased 200 105 American May-08CALL Written 600 110 American Feb-08CALL Written 600 50 American May-08CALL Written 1000 67.5 American May-08CALL Written 1600 100 American Jan-08CALL Written 2200 70 American Jan-08CALL Written 3800 50 American Feb-08CALL Written 4400 65 American Feb-08CALL Written 5200 85 American Jan-08CALL Written 5600 90 American Jan-08CALL Written 7400 47.5 American Jan-08CALL Written 11400 67.5 American Jan-08CALL Written 11600 40 American Jan-08CALL Written 12000 90 American Dec-07CALL Written 12200 80 American Dec-07CALL Written 12600 45 American Jan-08CALL Written 13800 30 American Jan-08CALL Written 13800 100 American May-08CALL Written 14800 35 American Jan-08CALL Written 18000 75 American Dec-07CALL Written 27000 90 American Feb-08CALL Written 44400 95 American Dec-07CALL Written 64000 90 American May-08PUT Purchased 43800 45 American Jan-08PUT Purchased 40600 62.5 American Jan-08PUT Purchased 24200 75 American Jan-08PUT Purchased 22400 60 American May-08PUT Purchased 22200 75 American Dec-07PUT Purchased 20600 90 American Jan-08PUT Purchased 16000 65 American Feb-08PUT Purchased 15800 52.5 American Feb-08PUT Purchased 15400 70 American Feb-08PUT Purchased 9200 30 American Jan-08PUT Purchased 8600 75 American May-08PUT Purchased 8200 35 American Jan-08PUT Purchased 8000 80 American Dec-07PUT Purchased 7000 62.5 American Dec-07PUT Purchased 5400 67.5 American Jan-08PUT Purchased 4400 47.5 American Feb-08PUT Purchased 3800 95 American Feb-08PUT Purchased 3600 50 American May-08PUT Purchased 2800 80 American Feb-08PUT Purchased 2600 90 American May-08PUT Purchased 1800 100 American May-08PUT Purchased 1600 47.5 American May-08PUT Purchased 1200 55 American Feb-08PUT Purchased 1000 50 American Feb-08PUT Purchased 800 45 American May-08PUT Purchased 800 42.5 American May-08PUT Purchased 400 90 American Feb-08PUT Purchased 400 40 American May-08PUT Written 600 85 American Feb-08PUT Written 2400 40 American Jan-08PUT Written 2600 55 American Dec-07PUT Written 2600 95 American May-08PUT Written 2800 47.5 American Jan-08PUT Written 3600 65 American Jan-08PUT Written 3600 80 American May-08PUT Written 4000 67.5 American May-08PUT Written 5600 85 American Dec-07PUT Written 8000 60 American Dec-07PUT Written 8200 25 American Jan-08PUT Written 8800 95 American Jan-08PUT Written 9400 62.5 American Feb-08PUT Written 9400 67.5 American Feb-08PUT Written 10200 75 American Feb-08PUT Written 10400 45 American Feb-08PUT Written 14600 85 American Jan-08PUT Written 15200 90 American Dec-07PUT Written 17000 55 American Jan-08PUT Written 19800 55 American May-08PUT Written 21400 65 American May-08PUT Written 27000 57.5 American Feb-08PUT Written 34600 85 American May-08PUT Written 35000 50 American Jan-08PUT Written 38600 70 American May-08PUT Written 39200 70 American Jan-08PUT Written 39800 65 American Dec-07PUT Written 43400 70 American Dec-07PUT Written 45600 80 American Jan-08PUT Written 74200 60 American Feb-08PUT Written 105400 60 American Jan-08 Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existingagreements to purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5and their Notes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group