12th Nov 2008 11:42
FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Amendment - Please note this disclosure replaces the disclosure issued on 11November 2008 for date of dealing 10 November 2008 (RNS: 387800002907). TotalBuys were increased 10,000 shares to 672,632 in Section 3a.* 1. KEY INFORMATION \* TName of exempt principal trader ABN AMRO BANK N.V. London Branch (Subsidiary of RFS Holding N.V.)---------------------------------------------------------------------------------------------------------Company dealt in Rio Tinto Plc---------------------------------------------------------------------------------------------------------Class of relevant security to which the ORD GBP 0.10 dealings being disclosed relate (Note 1)---------------------------------------------------------------------------------------------------------Date of dealing 10 November 2008---------------------------------------------------------------------------------------------------------\* T 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) \* T Long Short------------------------------------ ----------------------------------- ------------------------------------- Number (%) Number (%)------------------------------------ ----------------- ----------------- ----------------- -------------------(1) Relevant securities 1,118,816 0.1111% 9,732 0.0010%------------------------------------ ----------------- ----------------- ----------------- -------------------(2) Derivatives (other than options) 7,546 0.0008% 59,711 0.0060%------------------------------------ ----------------- ----------------- ----------------- -------------------(3) Options and agreements to purchase/sell 485,022 0.0486% 376,000 0.0377%------------------------------------ ----------------- ----------------- ----------------- -------------------Total 1,611,384 0.1605% 445,443 0.0447%------------------------------------ ----------------- ----------------- ----------------- -------------------\* T (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) \* T Class of relevant security: Long Short---------------------------------------------------------------------------------------------------------- Number (%) Number (%)----------------------------------------------------------------------------------------------------------(1) Relevant securities 0 0% 0 0%----------------------------------------------------------------------------------------------------------(2) Derivatives (other than options)0 0% 0 0%----------------------------------------------------------------------------------------------------------(3) Options and agreements to purchase/sell 0 0% 0 0%----------------------------------------------------------------------------------------------------------Total 0 0% 0 0%----------------------------------------------------------------------------------------------------------\* T (c) Rights to subscribe (Note 2) \* TClass of relevant security: Details---------------------------------------------------------------------------------------------------------\* T 3. DEALINGS (Note 3) (a) Purchases and sales \* TPurchase/sale* Number of securities Price per unit (Note 4)----------------------------------- ---------------------------------- ------------------------------------Purchase 956 27.9600 GBPPurchase 5,150 28.0000 GBPPurchase 926 28.1700 GBPPurchase 925 28.2900 GBPPurchase 51 28.3300 GBPPurchase 46,196 28.3395 GBPPurchase 999 28.3400 GBPPurchase 949 28.4600 GBPPurchase 1,086 28.5100 GBPPurchase 991 28.7500 GBPPurchase 1,020 28.9900 GBPPurchase 500 29.8000 GBPPurchase 602,883 30.0500 GBPPurchase* 10,000 30.2179 GBPTOTAL 672,632 27.9500 GBPSale 1,744 27.9600 GBPSale 177 27.9700 GBPSale 2,042 27.9800 GBPSale 2,001 28.0000 GBPSale 1,605 28.0200 GBPSale 1,475 28.0300 GBPSale 2,365 28.0500 GBPSale 278 28.0600 GBPSale 1,752 28.1800 GBPSale 2,112 28.1900 GBPSale 806 28.2000 GBPSale 690 28.2600 GBPSale 162 28.2700 GBPSale 509 28.2800 GBPSale 1,802 28.2900 GBPSale 1,705 28.3100 GBPSale 140 28.3200 GBPSale 1,581 28.3500 GBPSale 2,013 28.3600 GBPSale 3,807 28.3800 GBPSale 214 28.3900 GBPSale 1,781 28.3937 GBPSale 9,053 28.4000 GBPSale 1,962 28.5000 GBPSale 282 28.5100 GBPSale 2,188 28.5400 GBPSale 1,725 28.5500 GBPSale 237 28.6000 GBPSale 1,250 28.7900 GBPSale 2,024 28.8300 GBPSale 2,019 28.9600 GBPSale 1,847 29.0000 GBPSale 1,901 29.8000 GBPSale 500TOTAL 55,749----------------------------------- ---------------------------------- ------------------------------------\* T (b) Derivatives transactions (other than options) \* TProduct name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD Dec 2008 Call Warrant Long 60000 0.0010 EURJun 2009 Call Warrant Long 200 0.0450 EURJun 2010 Call Warrant Long 1000 0.4300 EURJun 2010 Call Warrant Short 30 0.4200 EUR---------------------- --------------------- -------------------------------- -----------------------------\* T (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying \* TProduct name, Writing, Number of Exercise Type, e.g. Expiry Option moneye.g. call option selling, securities to price American, Date paid/received purchasing, which the European etc. per unit (Note varying etc. option relates 4) (Note 6)--------------------------------------------------------------------------------------------------------\* T (ii) Exercising \* TProduct name, e.g. call option Number of securities Exercise price per unit (Note 4)---------------------------------------------------------------------------------------------------------\* T (d) Other dealings (including new securities) (Note 3) \* TNature of transaction (Note 7) Details Price per unit (if applicable) (Note 4)---------------------------------------------------------------------------------------------------------\* T 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives \* TFull details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.---------------------------------------------------------------------------------------------------------\* T Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO \* TDate of disclosure 12 November 2008---------------------------------------------------------------------------------------------------------Contact name Fraser Wyeth---------------------------------------------------------------------------------------------------------Telephone number +44 (0) 20 7678 0480---------------------------------------------------------------------------------------------------------Name of offeree/offeror with which connected Rio Tinto---------------------------------------------------------------------------------------------------------Nature of connection (Note 9) Advisor---------------------------------------------------------------------------------------------------------\* T Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 8 DETAILS OF OPEN POSITIONS (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate) OPEN POSITIONS (Note 1) \* TProduct name, Written or Number of Exercise price Type, e.g. Expiry datee.g. call option purchased securities to (Note 2) American, which the option European or derivative etc. relates------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Written 1,022 30.3400 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Purchased 150,000 38.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Purchased 10,000 40.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Purchased 1,000 44.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Call Option Purchased 1,000 48.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Written 10,000 48.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Call Option Purchased 48,000 52.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Written 12,000 52.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Call Option Written 58,000 56.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Written 61,000 56.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Call Option Written 2,000 72.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Oct 2008 Call Option Purchase 35,000 48.0000 GBP American 17-Oct-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2009 Put Option Purchase 1,000 40.0000 GBP American 18-Dec-09------------------------ ------------- ----------------- --------------- ------------- ---------------------June 2009 Call Option Purchase 29,000 48.0000 GBP American 19-Jun-09------------------------ ------------- ----------------- --------------- ------------- ---------------------June 2009 Put Option Written 10,000 48.0000 GBP American 19-Jun-09------------------------ ------------- ----------------- --------------- ------------- ---------------------June 2009 Call Option Written 4,000 56.0000 GBP American 19-Jun-09------------------------ ------------- ----------------- --------------- ------------- ---------------------June 2009 Put Option Written 13,000 56.0000 GBP American 19-Jun-09------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Call Option Written 75,000 52.0000 GBP European 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2010 Put Option Purchase 75,000 56.0000 GBP European 17-Dec-10------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Put Option Written 150,000 38.0000 GBP European 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Dec 2008 Call Option Purchase 150,000 60.0000 GBP European 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------Oct 2008 Call Option Purchase 250,000 48.0000 GBP American 19-Dec-08------------------------ ------------- ----------------- --------------- ------------- ---------------------\* T Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existing agreementsto purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rule 8 and itsNotes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Copyright Business Wire 2008Related Shares:
Rio Tinto