30th Sep 2009 14:17
Amendment - due to the amendment of both equity and CFD transactions the disclosure made on 28 September for dealings for 25 September has been updated. The original trade purchases disclosed 394,068 shares have been updated to total purchases 394,067 shares. Dealings 2 (a) and (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary |
|
Date of dealing |
25 September 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
353,567 40,500 |
20.745 GBP 32.50 USD |
20.305 GBP 32.50 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
281,306 |
20.745 GBP |
20.26 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
5,000 |
20.59 GBP |
|
CFD |
Long |
20,000 |
20.59 GBP |
|
CFD |
Long |
3,692 |
20.4446 GBP |
|
CFD |
Long |
1,582 |
20.5644 GBP |
|
CFD |
Long |
3,501 |
20.3837 GBP |
|
CFD |
Long |
5,523 |
20.4908 GBP |
|
CFD |
Long |
4,400 |
20.5341 GBP |
|
CFD |
Long |
12,841 |
20.4812 GBP |
|
CFD |
Long |
14 |
20.3036 GBP |
|
CFD |
Long |
5,112 |
20.4442 GBP |
|
CFD |
Long |
206 |
20.6034 GBP |
|
CFD |
Long |
15,000 |
20.5622 GBP |
|
CFD |
Long |
3,000 |
20.5457 GBP |
|
CFD |
Long |
249 |
20.7036 GBP |
|
CFD |
Short |
25,000 |
20.59 GBP |
|
CFD |
Short |
15,000 |
20.5622 GBP |
|
SWAP |
Short |
500 |
20.3467 GBP |
|
CFD |
Short |
4,796 |
20.5325 GBP |
|
CFD |
Short |
19,312 |
20.4579 GBP |
|
CFD |
Short |
30,000 |
20.469 GBP |
|
CFD |
Short |
1,828 |
20.7159 GBP |
|
CFD |
Short |
12,841 |
20.4812 GBP |
|
CFD |
Short |
3,501 |
20.3837 GBP |
|
CFD |
Short |
5,000 |
20.5457 GBP |
|
CFD |
Short |
3,621 |
20.5325 GBP |
|
CFD |
Short |
60 |
20.6426 GBP |
|
CFD |
Short |
35,112 |
20.4579 GBP |
|
CFD |
Short |
5,112 |
20.4442 GBP |
|
CFD |
Short |
122 |
20.5936 GBP |
|
CFD |
Short |
1,522 |
20.5584 GBP |
|
CFD |
Short |
6,583 |
20.5325 GBP |
|
CFD |
Short |
25,576 |
20.4579 GBP |
|
CFD |
Short |
4,400 |
20.5341 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
30 September 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American