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EPT Disclosure- Amendment

17th Jul 2008 11:51

RNS Number : 2965Z
Credit Suisse Securities (Eur) Ltd
17 July 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

AMENDMENT

The amendment in position represents the effect of a late booked trade, book transfer and/or cancel/correct activity.

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

15-Jul-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

 

 

36994

0.004

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

 

 

36994

0.004

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

2299

52.2 (GBP)

Buy

2084

52.2 (GBP)

Buy

2000

52.32 (GBP)

Buy

1775

52.21 (GBP)

Buy

1677

52.57 (GBP)

Buy

1443

53.37 (GBP)

Buy

1181

52.77 (GBP)

Buy

1000

52.88 (GBP)

Buy

960

52.02 (GBP)

Buy

940

53.05 (GBP)

Buy

922

53.26 (GBP)

Buy

905

52.88 (GBP)

Buy

901

53.05 (GBP)

Buy

900

52.31 (GBP)

Buy

843

52.38 (GBP)

Buy

800

52.92 (GBP)

Buy

748

52.94 (GBP)

Buy

717

52.38 (GBP)

Buy

700

52.88 (GBP)

Buy

687

52.98 (GBP)

Buy

666

52.71 (GBP)

Buy

600

52.93 (GBP)

Buy

599

53.41 (GBP)

Buy

575

52.88 (GBP)

Buy

513

52.9 (GBP)

Buy

500

52.5 (GBP)

Buy

500

52.92 (GBP)

Buy

490

53.25 (GBP)

Buy

484

52.38 (GBP)

Buy

480

52.94 (GBP)

Buy

467

52.57 (GBP)

Buy

466

52.97 (GBP)

Buy

464

53.29 (GBP)

Buy

441

52.38 (GBP)

Buy

402

53.39 (GBP)

Buy

400

52.99 (GBP)

Buy

400

52.03 (GBP)

Buy

400

53.25 (GBP)

Buy

400

53.25 (GBP)

Buy

400

53.25 (GBP)

Buy

400

52.48 (GBP)

Buy

400

52.02 (GBP)

Buy

386

52.88 (GBP)

Buy

384

52.05 (GBP)

Buy

383

52.15 (GBP)

Buy

382

52.34 (GBP)

Buy

381

52.4 (GBP)

Buy

381

52.42 (GBP)

Buy

380

52.88 (GBP)

Buy

380

52.51 (GBP)

Buy

379

52.77 (GBP)

Buy

379

52.73 (GBP)

Buy

378

52.82 (GBP)

Buy

378

52.88 (GBP)

Buy

377

53 (GBP)

Buy

377

52.94 (GBP)

Buy

376

52.56 (GBP)

Buy

376

53.29 (GBP)

Buy

371

53.35 (GBP)

Buy

363

53.02 (GBP)

Buy

360

52.89 (GBP)

Buy

336

53.42 (GBP)

Buy

334

53.28 (GBP)

Buy

327

52.32 (GBP)

Buy

315

52.88 (GBP)

Buy

315

53.41 (GBP)

Buy

311

53.58 (GBP)

Buy

307

52.9 (GBP)

Buy

305

53.18 (GBP)

Buy

300

52.41 (GBP)

Buy

300

52.48 (GBP)

Buy

300

53.34 (GBP)

Buy

300

53.54 (GBP)

Buy

300

52.85 (GBP)

Buy

300

52.63 (GBP)

Buy

300

52.18 (GBP)

Buy

300

52.21 (GBP)

Buy

300

52.21 (GBP)

Buy

300

52.93 (GBP)

Buy

300

53.18 (GBP)

Buy

296

52.78 (GBP)

Buy

290

53.2 (GBP)

Buy

284

53.07 (GBP)

Buy

283

52.37 (GBP)

Buy

282

52.89 (GBP)

Buy

276

53.45 (GBP)

Buy

269

52.71 (GBP)

Buy

268

53.01 (GBP)

Buy

265

53.34 (GBP)

Buy

264

53.29 (GBP)

Buy

261

52.34 (GBP)

Buy

252

52.88 (GBP)

Buy

250

53.3 (GBP)

Buy

250

53.09 (GBP)

Buy

250

53.25 (GBP)

Buy

250

53.53 (GBP)

Buy

250

53.34 (GBP)

Buy

243

52.63 (GBP)

Buy

240

52.34 (GBP)

Buy

240

52.95 (GBP)

Buy

230

53.3 (GBP)

Buy

230

52.93 (GBP)

Buy

227

53.37 (GBP)

Buy

221

52.78 (GBP)

Buy

219

52.32 (GBP)

Buy

215

52.2 (GBP)

Buy

208

52.37 (GBP)

Buy

205

53.09 (GBP)

Buy

200

52.83 (GBP)

Buy

200

53.39 (GBP)

Buy

200

52.22 (GBP)

Buy

200

52.76 (GBP)

Buy

200

52.96 (GBP)

Buy

200

52.91 (GBP)

Buy

200

52.96 (GBP)

Buy

200

52.98 (GBP)

Buy

200

52.94 (GBP)

Buy

200

52.87 (GBP)

Buy

200

52.9 (GBP)

Buy

200

53.12 (GBP)

Buy

200

53.47 (GBP)

Buy

200

53.29 (GBP)

Buy

193

52.86 (GBP)

Buy

192

52.77 (GBP)

Buy

192

53.15 (GBP)

Buy

182

53.08 (GBP)

Buy

182

53.41 (GBP)

Buy

181

53.25 (GBP)

Buy

180

52.45 (GBP)

Buy

178

53.01 (GBP)

Buy

176

53.18 (GBP)

Buy

160

52.98 (GBP)

Buy

153

52.98 (GBP)

Buy

153

53.37 (GBP)

Buy

153

53.33 (GBP)

Buy

153

53.23 (GBP)

Buy

152

53.59 (GBP)

Buy

150

52.37 (GBP)

Buy

150

52.37 (GBP)

Buy

149

52.75 (GBP)

Buy

149

53.29 (GBP)

Buy

149

53.18 (GBP)

Buy

148

52.88 (GBP)

Buy

148

53.3 (GBP)

Buy

129

53.33 (GBP)

Buy

125

53.05 (GBP)

Buy

123

52.4 (GBP)

Buy

121

52.34 (GBP)

Buy

117

53.08 (GBP)

Buy

116

52.98 (GBP)

Buy

116

52.74 (GBP)

Buy

114

53.41 (GBP)

Buy

114

53.56 (GBP)

Buy

113

52.41 (GBP)

Buy

112

53.23 (GBP)

Buy

112

52.31 (GBP)

Buy

112

52.75 (GBP)

Buy

111

52.73 (GBP)

Buy

111

53.28 (GBP)

Buy

109

53.01 (GBP)

Buy

106

52.94 (GBP)

Buy

105

53.15 (GBP)

Buy

103

53.15 (GBP)

Buy

103

53.15 (GBP)

Buy

103

53.39 (GBP)

Buy

103

53.39 (GBP)

Buy

100

52.39 (GBP)

Buy

100

52.99 (GBP)

Buy

100

52.91 (GBP)

Buy

100

53.1 (GBP)

Buy

100

53.02 (GBP)

Buy

100

52.39 (GBP)

Buy

100

52.48 (GBP)

Buy

100

52.92 (GBP)

Buy

100

52.48 (GBP)

Buy

100

53.4 (GBP)

Buy

100

53.4 (GBP)

Buy

99

53.18 (GBP)

Buy

99

52.75 (GBP)

Buy

98

53.45 (GBP)

Buy

98

53.18 (GBP)

Buy

96

51.95 (GBP)

Buy

95

52.4 (GBP)

Buy

95

52.4 (GBP)

Buy

95

52.14 (GBP)

Buy

95

52.04 (GBP)

Buy

95

52.32 (GBP)

Buy

95

52.46 (GBP)

Buy

94

52.77 (GBP)

Buy

94

52.75 (GBP)

Buy

94

52.61 (GBP)

Buy

94

52.65 (GBP)

Buy

93

53.33 (GBP)

Buy

93

53.56 (GBP)

Buy

93

52.83 (GBP)

Buy

93

52.75 (GBP)

Buy

92

53.07 (GBP)

Buy

91

52.17 (GBP)

Buy

91

53.15 (GBP)

Buy

91

52.85 (GBP)

Buy

91

52.17 (GBP)

Buy

90

52.32 (GBP)

Buy

90

52.31 (GBP)

Buy

88

52.34 (GBP)

Buy

87

53.42 (GBP)

Buy

86

53.61 (GBP)

Buy

84

53.57 (GBP)

Buy

80

52.89 (GBP)

Buy

80

53.26 (GBP)

Buy

79

53.42 (GBP)

Buy

78

53.28 (GBP)

Buy

78

53.07 (GBP)

Buy

78

53.33 (GBP)

Buy

78

53.41 (GBP)

Buy

75

53.39 (GBP)

Buy

75

53.06 (GBP)

Buy

75

52.77 (GBP)

Buy

75

52.9 (GBP)

Buy

75

52.28 (GBP)

Buy

74

53.41 (GBP)

Buy

71

52.98 (GBP)

Buy

70

53.3 (GBP)

Buy

67

53.18 (GBP)

Buy

67

52.48 (GBP)

Buy

65

52.82 (GBP)

Buy

64

53 (GBP)

Buy

63

52.36 (GBP)

Buy

63

52.32 (GBP)

Buy

63

52.32 (GBP)

Buy

62

53.57 (GBP)

Buy

62

52.84 (GBP)

Buy

62

53.37 (GBP)

Buy

60

52.85 (GBP)

Buy

59

52.89 (GBP)

Buy

58

52.88 (GBP)

Buy

58

52.28 (GBP)

Buy

57

53.25 (GBP)

Buy

57

52.88 (GBP)

Buy

57

52.77 (GBP)

Buy

57

52.36 (GBP)

Buy

55

52.81 (GBP)

Buy

54

52.94 (GBP)

Buy

52

52.81 (GBP)

Buy

52

52.16 (GBP)

Buy

51

52.2 (GBP)

Buy

51

52.78 (GBP)

Buy

51

53.42 (GBP)

Buy

50

53.05 (GBP)

Buy

50

53.12 (GBP)

Buy

49

53.08 (GBP)

Buy

48

53.15 (GBP)

Buy

48

52.82 (GBP)

Buy

48

52.88 (GBP)

Buy

47

53.41 (GBP)

Buy

47

53.15 (GBP)

Buy

43

53.21 (GBP)

Buy

41

53.25 (GBP)

Buy

39

53.33 (GBP)

Buy

38

53.15 (GBP)

Buy

38

53.42 (GBP)

Buy

37

53.42 (GBP)

Buy

37

53.32 (GBP)

Buy

37

53.41 (GBP)

Buy

37

53.41 (GBP)

Buy

37

53.32 (GBP)

Buy

35

53.61 (GBP)

Buy

33

53.05 (GBP)

Buy

33

53.185 (GBP)

Buy

33

52.48 (GBP)

Buy

33

52.34 (GBP)

Buy

32

53.42 (GBP)

Buy

32

52.88 (GBP)

Buy

31

52.9 (GBP)

Buy

31

53.37 (GBP)

Buy

31

53.61 (GBP)

Buy

30

52.39 (GBP)

Buy

30

52.34 (GBP)

Buy

29

53.25 (GBP)

Buy

29

53.42 (GBP)

Buy

29

53.12 (GBP)

Buy

29

53.12 (GBP)

Buy

27

52.9 (GBP)

Buy

27

53.39 (GBP)

Buy

27

52.9 (GBP)

Buy

25

52.73 (GBP)

Buy

25

52.08 (GBP)

Buy

24

52.48 (GBP)

Buy

23

53.37 (GBP)

Buy

22

52.88 (GBP)

Buy

22

53.12 (GBP)

Buy

21

52.89 (GBP)

Buy

21

52.36 (GBP)

Buy

19

53.42 (GBP)

Buy

18

52.36 (GBP)

Buy

18

52.39 (GBP)

Buy

13

53.25 (GBP)

Buy

13

53.61 (GBP)

Buy

10

53.18 (GBP)

Buy

1

52.27 (GBP)

Sell

2675

52.16 (GBP)

Sell

2500

52.85 (GBP)

Sell

1971

52.22 (GBP)

Sell

1422

52.36 (GBP)

Sell

1251

52.9 (GBP)

Sell

1200

53.4 (GBP)

Sell

1017

52.85 (GBP)

Sell

1003

52.93 (GBP)

Sell

1000

52.9 (GBP)

Sell

1000

52.9 (GBP)

Sell

1000

53.35 (GBP)

Sell

900

52.85 (GBP)

Sell

873

52.92 (GBP)

Sell

700

52.47 (GBP)

Sell

666

52.47 (GBP)

Sell

666

52.82 (GBP)

Sell

600

53.37 (GBP)

Sell

600

53.37 (GBP)

Sell

600

52.36 (GBP)

Sell

566

53.31 (GBP)

Sell

558

52.89 (GBP)

Sell

543

52.61 (GBP)

Sell

480

52.8 (GBP)

Sell

473

52.9 (GBP)

Sell

442

52.88 (GBP)

Sell

437

52.21 (GBP)

Sell

400

53.35 (GBP)

Sell

382

52.35 (GBP)

Sell

381

52.45 (GBP)

Sell

381

52.44 (GBP)

Sell

379

52.75 (GBP)

Sell

379

52.73 (GBP)

Sell

378

52.8 (GBP)

Sell

378

52.9 (GBP)

Sell

377

52.92 (GBP)

Sell

377

52.96 (GBP)

Sell

376

53.12 (GBP)

Sell

375

53.33 (GBP)

Sell

375

53.24 (GBP)

Sell

375

53.29 (GBP)

Sell

375

52.92 (GBP)

Sell

374

53.37 (GBP)

Sell

374

53.38 (GBP)

Sell

374

53.44 (GBP)

Sell

374

53.45 (GBP)

Sell

369

53.32 (GBP)

Sell

360

52.74 (GBP)

Sell

359

52.8 (GBP)

Sell

359

53.4 (GBP)

Sell

358

52.7 (GBP)

Sell

356

52.87 (GBP)

Sell

353

52.99 (GBP)

Sell

350

52.9 (GBP)

Sell

342

52.42 (GBP)

Sell

326

52.7 (GBP)

Sell

315

53.37 (GBP)

Sell

300

53.36 (GBP)

Sell

300

52.85 (GBP)

Sell

300

52.45 (GBP)

Sell

300

52.82 (GBP)

Sell

300

52.21 (GBP)

Sell

288

53.45 (GBP)

Sell

276

52.16 (GBP)

Sell

268

53.55 (GBP)

Sell

268

52.87 (GBP)

Sell

265

53.42 (GBP)

Sell

265

53.32 (GBP)

Sell

264

53.42 (GBP)

Sell

258

52.25 (GBP)

Sell

258

52.25 (GBP)

Sell

258

52.25 (GBP)

Sell

258

52.25 (GBP)

Sell

258

52.25 (GBP)

Sell

258

52.25 (GBP)

Sell

255

53.1 (GBP)

Sell

250

53.25 (GBP)

Sell

250

53.58 (GBP)

Sell

250

53.35 (GBP)

Sell

250

53.43 (GBP)

Sell

243

53.41 (GBP)

Sell

240

52.47 (GBP)

Sell

240

52.37 (GBP)

Sell

237

52.25 (GBP)

Sell

233

52.95 (GBP)

Sell

232

52.77 (GBP)

Sell

232

52.72 (GBP)

Sell

232

52.72 (GBP)

Sell

232

52.83 (GBP)

Sell

232

52.72 (GBP)

Sell

232

52.75 (GBP)

Sell

232

52.76 (GBP)

Sell

222

52.36 (GBP)

Sell

220

52.81 (GBP)

Sell

219

53.41 (GBP)

Sell

215

52.82 (GBP)

Sell

201

52.42 (GBP)

Sell

200

53.34 (GBP)

Sell

200

52.39 (GBP)

Sell

200

53.28 (GBP)

Sell

200

52.16 (GBP)

Sell

200

52.89 (GBP)

Sell

200

52.77 (GBP)

Sell

200

52.78 (GBP)

Sell

200

52.73 (GBP)

Sell

200

52.85 (GBP)

Sell

200

52.91 (GBP)

Sell

200

52.82 (GBP)

Sell

200

52.82 (GBP)

Sell

200

53.62 (GBP)

Sell

200

53.39 (GBP)

Sell

200

53.36 (GBP)

Sell

200

53.35 (GBP)

Sell

200

53.39 (GBP)

Sell

199

52.13 (GBP)

Sell

184

52.13 (GBP)

Sell

176

53.34 (GBP)

Sell

170

53.34 (GBP)

Sell

169

52.83 (GBP)

Sell

167

52.94 (GBP)

Sell

164

53.17 (GBP)

Sell

164

53.34 (GBP)

Sell

164

53.61 (GBP)

Sell

163

53.02 (GBP)

Sell

162

52.2 (GBP)

Sell

159

53.35 (GBP)

Sell

156

52.93 (GBP)

Sell

156

53.03 (GBP)

Sell

153

53.32 (GBP)

Sell

153

52.82 (GBP)

Sell

152

53 (GBP)

Sell

151

52.35 (GBP)

Sell

150

53.34 (GBP)

Sell

150

53.39 (GBP)

Sell

149

53.34 (GBP)

Sell

149

53.34 (GBP)

Sell

148

52.88 (GBP)

Sell

147

52.89 (GBP)

Sell

147

53.32 (GBP)

Sell

146

52.85 (GBP)

Sell

144

53.34 (GBP)

Sell

144

52.89 (GBP)

Sell

144

53.39 (GBP)

Sell

143

52.96 (GBP)

Sell

141

52.73 (GBP)

Sell

140

52.75 (GBP)

Sell

138

52.94 (GBP)

Sell

134

53.38 (GBP)

Sell

132

52.7 (GBP)

Sell

131

52.9 (GBP)

Sell

130

52.89 (GBP)

Sell

130

52.2 (GBP)

Sell

127

52.81 (GBP)

Sell

127

52.9 (GBP)

Sell

124

53.42 (GBP)

Sell

121

52.93 (GBP)

Sell

119

52.35 (GBP)

Sell

116

52.89 (GBP)

Sell

114

52.82 (GBP)

Sell

112

53.35 (GBP)

Sell

108

53.43 (GBP)

Sell

106

53.32 (GBP)

Sell

105

53.55 (GBP)

Sell

104

52.22 (GBP)

Sell

102

53.32 (GBP)

Sell

100

53.02 (GBP)

Sell

100

53.37 (GBP)

Sell

100

52.62 (GBP)

Sell

100

52.78 (GBP)

Sell

100

52.96 (GBP)

Sell

100

52.96 (GBP)

Sell

99

53.02 (GBP)

Sell

97

53.41 (GBP)

Sell

95

52.5 (GBP)

Sell

95

52.4 (GBP)

Sell

95

52.5 (GBP)

Sell

95

52.31 (GBP)

Sell

95

52.54 (GBP)

Sell

94

52.79 (GBP)

Sell

94

52.76 (GBP)

Sell

94

52.64 (GBP)

Sell

94

52.66 (GBP)

Sell

94

52.7 (GBP)

Sell

93

52.84 (GBP)

Sell

92

52.89 (GBP)

Sell

91

52.85 (GBP)

Sell

89

52.87 (GBP)

Sell

83

52.86 (GBP)

Sell

82

53.11 (GBP)

Sell

81

52.45 (GBP)

Sell

80

52.21 (GBP)

Sell

80

53.31 (GBP)

Sell

80

53.32 (GBP)

Sell

79

53.51 (GBP)

Sell

76

52.45 (GBP)

Sell

75

53 (GBP)

Sell

75

53.25 (GBP)

Sell

75

52.99 (GBP)

Sell

75

53.25 (GBP)

Sell

74

53.66 (GBP)

Sell

74

52.81 (GBP)

Sell

70

52.86 (GBP)

Sell

69

52.85 (GBP)

Sell

69

52.04 (GBP)

Sell

67

53.16 (GBP)

Sell

66

52.96 (GBP)

Sell

62

52.88 (GBP)

Sell

61

52.88 (GBP)

Sell

59

53.37 (GBP)

Sell

58

53.62 (GBP)

Sell

56

52.81 (GBP)

Sell

52

53.37 (GBP)

Sell

51

53.4 (GBP)

Sell

50

52.7 (GBP)

Sell

49

53.03 (GBP)

Sell

48

52.83 (GBP)

Sell

44

52.97 (GBP)

Sell

40

53.2 (GBP)

Sell

38

53.37 (GBP)

Sell

30

52.81 (GBP)

Sell

30

52.93 (GBP)

Sell

28

52.9 (GBP)

Sell

22

52.87 (GBP)

Sell

20

52.99 (GBP)

Sell

20

52.94 (GBP)

Sell

19

52.04 (GBP)

Sell

16

53.36 (GBP)

Sell

12

53.35 (GBP)

Sell

10

52.82 (GBP)

Sell

6

53.32 (GBP)

Sell

5

53.51 (GBP)

Sell

2

52.2 (GBP)

Buy

1956

52.99(GBP)

TOTAL BUYS:72949

TOTAL SELLS:61373

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

17-Jul-2008 

Contact name

Collins,Carolyn/ Crawley, Simon

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFEIDIIDLIT

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