26th Aug 2009 11:16
Amendment - due to the amendment of both CFD and equity transactions the disclosure made on 25 August for dealings for 24 August has been updated. The original trade purchases disclosed 532,639 shares have been updated to total purchases 482,639 shares. Dealings 2 (a) & (b) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL
|
|
Company dealt in |
ANGLO AMERICAN PLC
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
0.54945 USD ordinary shares and ADRs |
|
Date of dealing |
24 August 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
482,639 |
20.67 GBP |
20.095 GBP |
|
316 (158) |
16.76 USD |
16.7481 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
723,200 |
20.645 GBP |
20.095 GBP |
|
316 (158) |
16.80 USD |
16.70 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
3 |
19.1017 GBP |
|
CFD |
Short |
1,479 |
20.3999 GBP |
|
CFD |
Short |
11,764 |
20.4511 GBP |
|
CFD |
Short |
1,849 |
20.5017 GBP |
|
CFD |
Short |
29 |
20.3625 GBP |
|
CFD |
Long |
9,140 |
20.5496 GBP |
|
CFD |
Long |
11,548 |
20.4511 GBP |
|
CFD |
Long |
13,422 |
20.4881 GBP |
|
CFD |
Long |
4,683 |
19.2783 GBP |
|
CFD |
Long |
12,045 |
20.2271 GBP |
|
CFD |
Long |
1,849 |
20.5017 GBP |
|
CFD |
Long |
137 |
20.3519 GBP |
|
CFD |
Long |
1,479 |
20.3999 GBP |
|
CFD |
Long |
6,625 |
20.5006 GBP |
|
CFD |
Long |
6,410 |
20.2271 GBP |
|
CFD |
Long |
29 |
20.4374 GBP |
|
CFD |
Long |
6,545 |
20.2271 GBP |
|
CFD |
Long |
17 |
18.3132 GBP |
|
CFD |
Long |
12 |
18.2082 GBP |
|
CFD |
Long |
13,375 |
20.5006 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
26 August 2009
|
|
Contact name |
Peter Highton
|
|
Telephone number |
+44-207-774-1935
|
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC
|
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American